Prosecution Insights
Last updated: May 29, 2026
Application No. 18/712,464

SYSTEMS AND STRUCTURES FOR VENTING AND FLOW CONDITIONING OPERATIONS IN INSPECTION SYSTEMS

Non-Final OA §102§103
Filed
May 22, 2024
Priority
Nov 24, 2021 — provisional 63/283,188 +1 more
Examiner
SHAH, NEEL D
Art Unit
2858
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
ASML Netherlands B.V.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
538 granted / 619 resolved
+18.9% vs TC avg
Moderate +7% lift
Without
With
+7.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
13 currently pending
Career history
634
Total Applications
across all art units

Statute-Specific Performance

§101
6.2%
-33.8% vs TC avg
§103
73.4%
+33.4% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
2.3%
-37.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 619 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement 2. The information disclosure statement (IDS) submitted on 5/22/24 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement has been considered by the examiner. Claim Status 3. Claims 1-20 are pending in the application. Note: Claim 1 is rejected three times below. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. 4. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. 5. Claims 1, 4-6, 8, 11-16 are rejected under 35 U.S.C. 102(a)(1) as being unpatentable by Oba Hiroshi (JP 2015253893, provided in the IDS). (“Oba”). 6. Regarding claim 1, Oba teaches A system, comprising: a chamber configured to provide a vacuum environment; a vent valve; and a mass flow controller coupled to the chamber on a first side of the mass flow controller and to the vent valve on a second side of the mass flow controller [Figures 1-5, a system is shown comprising a chamber 40 to provide a vacuum environment, a vent valve 132-137, a mass flow controller MFC 133a/133b arrangement is shown]. 7. Regarding claims 4 and 19, Oba teaches further comprising: a gas treatment module configured to adjust a characteristic of gas before the gas is vented into the chamber via the vent valve and the mass flow controller [Figures 1-5, a gas treatment module to adjust gas characteristic is taught]. 8. Regarding claims 5 and 20, Oba teaches wherein the characteristic of the gas indicates a temperature of the gas [Figures 1-5, the characteristic of the gas indicates a temperature of the gas]. 9. Regarding claim 6, Oba teaches wherein the characteristic of the gas indicates a mixture of the gas [Figures 1-5, the characteristic of the gas indicates a mixture of the gas]. 10. Regarding claim 8, Oba teaches wherein the vent valve and the mass flow controller are configured to adjust a pressure of the chamber by adjusting a flow rate of a gas provided to the chamber [Figures 1-5, adjusting a flow rate of a gas is taught]. 11. Regarding claim 11, Oba teaches wherein the vent valve is configured to provide a vacuum seal [Figures 1-5, see vent valve 132-137]. 12. Regarding claim 12, Oba teaches wherein the mass flow controller is configured to adjust a flow rate of a gas to enable limiting turbulence of the gas [Figures 1-5, the MFC 133a/133b is taught]. 13. Regarding claim 13, Oba teaches wherein the mass flow controller is configured to adjust a flow rate of a gas based on a flow profile such that a particle resuspension rate is limited [Figures 1-5, the MFC 133a/133b is taught] 14. Regarding claim 14, Oba teaches wherein the flow profile includes a pressure of the chamber, a flow rate of the gas, and a particle resuspension rate [Figures 1-5, the flow profile is taught]. 15. Regarding claim 15, Oba teaches A method, comprising: venting a chamber configured to provide a vacuum environment by: providing a gas to a vent valve; and providing the gas to a mass flow controller that is coupled to the chamber on a first side of the mass flow controller and to the vent valve on a second side of the mass flow controller [Figures 1-5, a method is taught comprising a chamber 40 to provide a vacuum environment, a vent valve 132-137, a mass flow controller MFC 133a/133b arrangement is shown]. 16. Regarding claim 16, Oba teaches A flow-line arrangement, comprising: a mass flow controller configured to: receive a gas from a vent valve, and provide the gas to a chamber configured to provide a vacuum environment [Figures 1-5, a flow-line arrangement is shown comprising a mass flow controller MFC 133a/133b, to receive a gas from a vent valve 132-137, and provide the gas to a chamber 40 to provide a vacuum environment]. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. 17. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. 18. Claims 2-3, 7, 9-10, 17-18 are rejected under 35 U.S.C. 103 as being unpatentable over Oba. 19. Regarding claims 2 and 17, Oba teaches the system. Oba does not explicitly teach wherein the vent valve and the mass flow controller are configured to limit a particle resuspension rate to less than 0.1% when the chamber is vented or over-pressured. However, it would have been obvious to one skilled in the art before the effective filing date of the invention to modify Oba to optimize the value of a particle resuspension rate because it has been held that “[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation.” In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). (MPEP 2144.05). 20. Regarding claims 3 and 18, Oba teaches the system. Oba does not explicitly teach wherein the vent valve and mass flow controller are configured to limit a particle resuspension rate to less than 0.1% when the chamber, having a pressure of less than or equal to 10 x 10-7 Torr, is vented. However, it would have been obvious to one skilled in the art before the effective filing date of the invention to modify Oba to optimize the value of a particle resuspension rate and a pressure because it has been held that “[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation.” In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). (MPEP 2144.05). 21. Regarding claim 7, Oba teaches the system. Oba does not explicitly teach further comprising: another chamber that has a corresponding vent valve and mass flow controller. However, it would have been obvious to one skilled in the art before the effective filing date of the invention to modify Oba to comprise another chamber, see In re Harza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960) (Claims at issue were directed to a water-tight masonry structure wherein a water seal of flexible material fills the joints which form between adjacent pours of concrete. The claimed water seal has a "web" which lies in the joint, and a plurality of "ribs" projecting outwardly from each side of the web into one of the adjacent concrete slabs. The prior art disclosed a flexible water stop for preventing passage of water between masses of concrete in the shape of a plus sign (+). Although the reference did not disclose a plurality of ribs, the court held that mere duplication of parts has no patentable significance unless a new and unexpected result is produced.). PNG media_image1.png 18 19 media_image1.png Greyscale 22. Regarding claim 9, Oba teaches the system. Oba does not explicitly teach wherein the chamber comprises a diffuser at an inlet of the chamber, the diffuser being configured to limit a particle resuspension rate to less than 0.1%. However, it would have been obvious to one skilled in the art before the effective filing date of the invention to modify Oba to optimize the value of a particle resuspension rate because it has been held that “[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation.” In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). (MPEP 2144.05). 23. Regarding claim 10, Oba teaches the system. Oba does not explicitly teach wherein the particle resuspension rate indicates a percentage of particles initially on a surface of the system that are resuspended from the surface. However, it would have been obvious to one skilled in the art before the effective filing date of the invention to modify Oba to optimize the value of a particle resuspension rate because it has been held that “[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation.” In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). (MPEP 2144.05). 24. Claim(s) 1 is/are rejected under 35 U.S.C. 102(a)(1) as being unpatentable by Shibata (US 2012/0085941). 25. Regarding claim 1, Shibata teaches A system, comprising: a chamber configured to provide a vacuum environment; a vent valve; and a mass flow controller coupled to the chamber on a first side of the mass flow controller and to the vent valve on a second side of the mass flow controller [Figures 1-5, a system is shown comprising a chamber 3 to provide a vacuum environment, a vent valve 35, 39, a mass flow controller MFC 34, 38 arrangement is shown]. 26. Claim(s) 1 is/are rejected under 35 U.S.C. 102(a)(1) as being unpatentable by Wang (US 8,302,420). 27. Regarding claim 1, Wang teaches A system, comprising: a chamber configured to provide a vacuum environment; a vent valve; and a mass flow controller coupled to the chamber on a first side of the mass flow controller and to the vent valve on a second side of the mass flow controller [Figures 1-21, a system is shown comprising a chamber 50/36 to provide a vacuum environment, a vent valve 44, a mass flow controller MFC 34/38 arrangement is shown; see Figs 19-20]. Pertinent Prior Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Peng (US 6,120,606), Figures 1-2 shows a gas vent system for a vacuum chamber. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NEEL D SHAH whose telephone number is (571)270-3766. The examiner can normally be reached M-F: 9AM-5:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Judy Nguyen can be reached at 571-272-2258. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NEEL D SHAH/Primary Examiner, Art Unit 2858
Read full office action

Prosecution Timeline

May 22, 2024
Application Filed
Jan 26, 2026
Non-Final Rejection mailed — §102, §103
Apr 20, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
94%
With Interview (+7.3%)
2y 3m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 619 resolved cases by this examiner. Grant probability derived from career allowance rate.

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