Prosecution Insights
Last updated: October 25, 2026
Application No. 18/729,577

DISPLAY APPARATUS

Non-Final OA §103
Filed
Jul 17, 2024
Priority
Jan 31, 2022 — JP 2022-013380 +1 more
Examiner
RAMIREZ, ALEXANDRE XAVIER
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Semiconductor Energy Laboratory Co., Ltd.
OA Round
1 (Non-Final)
94%
Grant Probability
Favorable
1-2
OA Rounds
1y 1m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 94% — above average
94%
Career Allowance Rate
43 granted / 46 resolved
+25.5% vs TC avg
Minimal +2% lift
Without
With
+1.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
12 currently pending
Career history
71
Total Applications
across all art units

Statute-Specific Performance

§103
50.8%
+10.8% vs TC avg
§102
28.1%
-11.9% vs TC avg
§112
16.8%
-23.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 46 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 10/10/2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the Examiner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 1 is rejected under 35 U.S.C. 103 as being unpatentable over Sasaki US 20160233251 A1 in view of Yang et al US 20220157912 A1. Yang et al will be referenced to as Yang henceforth. Regarding Claim 1, Sasaki teaches: “A display apparatus (FIG. 14) comprising: a transistor (The transistor is the collection of the parts cited below.); a light-emitting device (pixel electrode 520, common electrode 555, semiconductor layer 140 (the portion in contact with 520 and 555), upper electrode 180 [0051], [0104], [0114], [0113]);and a first insulating layer (gate insulating layer 150, [0067]), comprising: a semiconductor layer (semiconductor layer 140 (the portion not connected to the pixel electrode nor the common electrode), [0051]); a first conductive layer (lower electrode 120, [0060]); a second conductive layer (gate electrode 160, [0051]); a second insulating (first insulating layer 130, [0063], [0117]: see FIG. 15 for label.);and a third insulating layer (interlayer insulating layer 170, [0110]), wherein the second insulating layer is (FIG. 14), wherein the second insulating layer comprises a first opening reaching the first conductive layer (annotated FIG. 14 #1), wherein the second conductive layer is (160 covers 130.), wherein the second conductive layer comprises a second opening in a region overlapping with the first opening (annotated FIG. 14 #1), wherein the semiconductor layer is in contact with a top surface of the first conductive layer (FIG. 14: 140 and 120 are in direct contact.), a side surface of the second insulating layer (FIG. 14: 140 and 130 are in direct contact.), and a top surface and a side surface of the second conductive layer (A side surface and a top surface of 160 are aligned, and in electrical contact. with a top and a side surface of 140. The gate electrode drives a current through the semiconductor layer.), wherein the third insulating layer is (FIG. 14), wherein the first insulating layer is provided over the transistor (FIG. 14: 150 lies over 120. 120 is a portion of the transistor.), wherein the first insulating layer and the third insulating layer comprise a third opening reaching the second conductive layer (annotated FIG. 14 #2), wherein the light-emitting device is (FIG. 14: 180 is over 150.), wherein the light-emitting device comprises a pixel electrode (pixel electrode 520, [0104]), a common electrode (common electrode 555, [0104]), and an EL layer interposed between the pixel electrode and the common electrode (semiconductor layer 140 (the portion in contact with 520 and 555): 140 is horizontally between 520 and 550.), wherein the pixel electrode is electrically connected to the second conductive layer through the third opening (FIG. 14: The pixel electrode is electrically connected to the gate electrode by a capacitance which occurs through the third opening.), and wherein the EL layer comprises a region in contact with a top surface and a side surface of the pixel electrode (FIG. 14).” Sasaki doesn’t substantially teach: “ a third conductivelayer; wherein the third conductive layer is provided over the third insulating layer,” However, Yang and Sasaki together teach: “a third conductivelayer (Yang: data line DL, [0082], FIG. 4); wherein the third conductive layer is provided over the third insulating layer (Sasaki/Yang: Sasaki: [0123]: The incorporation of DL into Sasaki necessitates that DL is formed through 170 and then contacts source electrode 145.),” It would have been obvious to one with ordinary skill in the art before the effective filing date of the invention to recognize that the device of Sasaki is modifiable in view of Yang by incorporating the data line of Yang into Sasaki. This is because one of ordinary skill in the art would be motivated to find a way of connecting a data line to a source electrode. This is because such a connection is necessary to control the brightness of a pixel which allows for a more dynamic display. PNG media_image1.png 588 886 media_image1.png Greyscale Annotated FIG. 14 #1 PNG media_image2.png 804 1238 media_image2.png Greyscale Annotated FIG. 14 #2 Regarding Claim 2, Sasaki/Yang teaches: “The display apparatus according claim 1, wherein the second insulating layer has a stacked-layer structure of a fourth insulating layer and a fifth insulating layer over the fourth insulating layer (Sasaki: [0063], FIG. 14: 130 may be a stack of layers. Let the topmost layer be a fifth layer and bottommost layer a fourth layer.), and wherein the fifth insulating layer comprises a region having a higher film density than the fourth insulating layer (Sasaki: [0063]: 130 may be a stack of SiN and SiO layers. SiN has a higher film density than SiO. In a stack of 3 or more layers wherein one layer is SiN and one layer is SiO, there exists a SiN layer over a silicon oxide layer. Therefore, there is a layer of a higher film density on a layer of lower film density.).” Regarding Claim 3, Sasaki/Yang teaches: “wherein the second insulating layer has a stacked-layer structure of a fourth insulating layer and a fifth insulating layer over the fourth insulating layer (Sasaki: [0063], FIG. 14: 130 may be a stack of layers. Let the topmost layer be a fifth layer and bottommost layer a fourth layer.), and wherein the fifth insulating layer comprises a region having a higher nitrogen content than the fourth insulating layer (Sasaki: [0063]: 130 may be a stack of SiN and SiO layers. SiN has a nitrogen concentration than SiO. Therefore, in a stack of 3 or more layers wherein one layer is SiN and one layer is SiO, there exists a layer of a higher nitrogen concentration over a layer of a lower nitrogen concentration (that is a concentration of 0).).” Allowable Subject Matter Claims 4-12 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding Claims 4, Sasaki/Yang fails to explicitly teach: “wherein the sixth insulating layer comprises a region having a higher film density than the fifth insulating layer” In view of the rest of the limitations of claim 2. Sasaki/Yang fails to explicitly teach the above limitation because the limitation cannot be found in the prior art of record. This is because although Sasaki teaches that 130 may be a plurality of insulating layers of different materials, Sasaki does not teach the particular organization of these layers. Therefore, the location and material of a sixth layer is not taught. The Examiner did not find prior art which one of ordinary skill in the art would use alone or would find obvious to combine with the invention of Sasaki/Yang to reach all of the limitations of the claim. Regarding Claims 5, Sasaki/Yang fails to explicitly teach: “and wherein the sixth insulating layer comprises a region having a higher nitrogen content than the fifth insulating layer” In view of the rest of the limitations of claim 2. Sasaki/Yang fails to explicitly teach the above limitation because the limitation cannot be found in the prior art of record. This is because although Sasaki teaches that 130 may be a plurality of insulating layers of different materials, Sasaki does not teach the particular organization of these layers. Therefore, the location and material of a sixth layer is not taught. The Examiner did not find prior art which one of ordinary skill in the art would use alone or would find obvious to combine with the invention of Sasaki/Yang to reach all of the limitations of the claim. Regarding Claims 6, Sasaki/Yang fails to explicitly teach: “wherein the sixth insulating layer comprises a region having a higher film density than the fifth insulating layer” In view of the rest of the limitations of claim 3. Sasaki/Yang fails to explicitly teach the above limitation because the limitation cannot be found in the prior art of record. This is because although Sasaki teaches that 130 may be a plurality of insulating layers of different materials, Sasaki does not teach the particular organization of these layers. Therefore, the location and material of a sixth layer is not taught. The Examiner did not find prior art which one of ordinary skill in the art would use alone or would find obvious to combine with the invention of Sasaki/Yang to reach all of the limitations of the claim. Regarding Claims 7 Sasaki/Yang fails to explicitly teach: “wherein the sixth insulating layer comprises a region having a higher nitrogen content than the fifth insulating layer” In view of the rest of the limitations of claim 3. Sasaki/Yang fails to explicitly teach the above limitation because the limitation cannot be found in the prior art of record. This is because although Sasaki teaches that 130 may be a plurality of insulating layers of different materials, Sasaki does not teach the particular organization of these layers. Therefore, the location and material of a sixth layer is not taught. The Examiner did not find prior art which one of ordinary skill in the art would use alone or would find obvious to combine with the invention of Sasaki/Yang to reach all of the limitations of the claim. Regarding Claim 8, Sasaki/Yang fails to explicitly teach : “wherein the fourth conductive layer comprises a concave portion along a shape of a side surface of the first insulating layer” In view of the rest of the limitations of claim 1. Sasaki/Yang fails to explicitly teach the above limitation because the limitation cannot be found in the prior art of record. This is because the pixel electrode of Sasaki is not concave. Yang does not remedy this deficiency The Examiner did not find prior art which one of ordinary skill in the art would use alone or would find obvious to combine with the invention of Sasaki/Yang to reach all of the limitations of the claim. Regarding Claims 9-10, these claims depend on claim 8 and are objectionable for the same reasons. Regarding Claim 11, Sasaki/Yang fails to explicitly teach : “wherein the eighth insulating layer covers the side surface and the part of the top surface of the EL layer with the seventh insulating layer therebetween” In view of the rest of the limitations of claim 1. Sasaki/Yang fails to explicitly teach the above limitation because the limitation cannot be found in the prior art of record. This is because Sasaki does not teach additional insulating layers which are not part of already cited insulating layers. The Examiner did not find prior art which one of ordinary skill in the art would use alone or would find obvious to combine with the invention of Sasaki/Yang to reach all of the limitations of the claim. Regarding Claim 12, these claims depend on claim 11 and are objectionable for the same reasons. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEXANDRE XAVIER RAMIREZ whose telephone number is (571)272-2715. The examiner can normally be reached Monday - Friday 8:30 AM to 6:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at (571) 270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEXANDRE X RAMIREZ/Examiner, Art Unit 2812 /William B Partridge/Supervisory Patent Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Jul 17, 2024
Application Filed
Oct 05, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
94%
Grant Probability
95%
With Interview (+1.6%)
3y 4m (~1y 1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 46 resolved cases by this examiner. Grant probability derived from career allowance rate.

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