Prosecution Insights
Last updated: October 02, 2026
Application No. 18/761,332

SEMICONDUCTOR DEVICE AND METHOD FOR FABRICATING THE SAME

Non-Final OA §103
Filed
Jul 02, 2024
Priority
Jun 04, 2024 — TW 113120618
Examiner
SEHAR, FAKEHA
Art Unit
Tech Center
Assignee
United Microelectronics Corp.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
86 granted / 103 resolved
+23.5% vs TC avg
Strong +18% interview lift
Without
With
+18.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
39 currently pending
Career history
144
Total Applications
across all art units

Statute-Specific Performance

§103
52.2%
+12.2% vs TC avg
§102
10.4%
-29.6% vs TC avg
§112
36.0%
-4.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 103 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Invention II, directed to claims 9-16 in the reply filed on August 11, 2026 is acknowledged. Claims 1-8 have been withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention. Currently, claims 9-16 are pending. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 9-12 are rejected under 35 U.S.C. 103 as being unpatentable over Kellar et al. (US 2004/0014308 A1; hereafter Kellar ‘308) in view of Kellar et al. (US 2003/0148596 A1; hereafter Kellar ‘596). Regarding claim 9, Kellar ‘308 teaches a semiconductor device (see e.g., 4-wafer vertical stack 300, Figure 3), comprising: a first stack structure comprising: a first wafer bonded to a second wafer (see e.g., first wafer stack includes wafers 310 and 320 bonded via a metal bonding layer 106 deposited on opposing surfaces of the wafers 310 and 320 at designated bonding areas to establish electrical connections between active IC devices on adjacent wafers 310 and 320 and to bond the adjacent wafers 310 and 320 while maintain electrical isolation between bonding areas via an ILD layer 108, Para [0028], Figure 3); a second stack structure bonded to the first stack structure (see e.g., second wafer stack including wafers 330 and 340 bonded to the first wafer stack via vertical vias 324, Para [0028], Figure 3), wherein the second stack structure comprises: a third wafer bonded to a fourth wafer (see e.g., second wafer stack includes wafers 330 and 340 bonded via the same metal bonding layer 106 deposited on opposing surfaces of the wafers 330 and 340 at designated bonding areas to establish electrical connections between active IC devices on adjacent wafers 330 and 340 and to concurrently bond the adjacent wafers 330 and 340, while maintaining electrical isolation between bonding areas via an ILD layer 108, Para [0028], Figure 3); Kellar ‘308 does not explicitly teach “first bumps on a top surface of the first stack structure; and second bumps on a bottom surface of the second stack structure and directly connected to the first bumps”. Kellar ‘308 recognizes that the use of inter-wafer vias for bonding the first wafer stack and the second wafer stack may cause increased resistance capacitance (RC) delay in the active IC devices and suggests that alternative interconnection techniques may be employed. In a similar field of endeavor Kellar ‘596 teaches an alternative interconnection arrangement in which conductive bumps are provided on opposing surfaces of vertically adjacent semiconductor structures (see e.g., Figure 2) and corresponding bumps are directly bonded to one another thereby providing electrical and mechanical connection between the semiconductor structures. Therefore, it would have been obvious to one skilled in art at the time the invention was effectively filed to implement Kellar ‘596 ‘s teachings of replacing the inter-wafer via connection between the first and second stack structures with the opposing bump to bump connection in the device of Kellar ‘308 to reduce interconnect RC delay while maintaining electrical and mechanical connection between the vertically stacked semiconductor structures. Such a modification would have involved the substitution of one known vertical interconnection technique for another known interconnection technique to obtain the predictable result of electrically and mechanically connecting the first and second stack structures. Regarding claim 10, Kellar ‘308, as modified by Kellar ‘596, teaches the limitations of claim 9 as mentioned above. Kellar ‘308 further teaches further comprising: first direct bond interconnects (DBIs) in the first wafer; second DBIs in the second wafer (see e.g., metal bonding layer 106 including a plurality of copper lines formed at opposing surfaces of the wafers 310 and 320, that directly bond and electrically interconnect the wafers 310 and 320 to form a first bonded wafer stack, Paras [0027], [0028], Figure 3); third DBIs in the third wafer; and fourth DBIs in the fourth wafer (see e.g., metal bonding layer 106 including a plurality of copper lines formed at opposing surfaces of the wafers 330 and 340, that directly bond and electrically interconnect the wafers 330 and 340 to form a first bonded wafer stack, Paras [0027], [0028], Figure 3). Regarding claim 11, Kellar ‘308, as modified by Kellar ‘596, teaches the limitations of claim 10 as mentioned above. Kellar ‘308 further teaches wherein the first DBIs are directly connected to the second DBIs (see e.g., metal bonding layer 106 including a plurality of copper lines formed at opposing surfaces of the wafers 310 and 320, that directly bond and electrically interconnect the wafers 310 and 320 to form a first bonded wafer stack, Paras [0027], [0028], Figure 3). Regarding claim 12, Kellar ‘308, as modified by Kellar ‘596, teaches the limitations of claim 10 as mentioned above. Kellar ‘308 further teaches wherein the third DBIs are directly connected to the fourth DBIs (see e.g., metal bonding layer 106 including a plurality of copper lines formed at opposing surfaces of the wafers 330 and 340, that directly bond and electrically interconnect the wafers 330 and 340 to form a first bonded wafer stack, Paras [0027], [0028], Figure 3). Claims 13 and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Kellar et al. (US 2004/0014308 A1; hereafter Kellar ‘308) in view of Kellar et al. (US 2003/0148596 A1; hereafter Kellar ‘596) and further in view of Shih et al. (US 2020/0402891 A1; hereafter Shih). Regarding claim 13, Kellar ‘308, as modified by Kellar ‘596, teaches the limitations of claim 9 as mentioned above. Kellar ‘308 does not explicitly teach “further comprising: a third stack structure bonded to the second stack structure, wherein the third stack structure comprises: a fifth wafer bonded to a sixth wafer; third bumps on a top surface of the second stack structure; and fourth bumps on a bottom surface of the third stack structure and directly connected to the third bumps”. In a similar field of endeavor Shih teaches further comprising: a third stack structure bonded to the second stack structure, wherein the third stack structure comprises: a fifth wafer bonded to a sixth wafer; third bumps on a top surface of the second stack structure; and fourth bumps on a bottom surface of the third stack structure and directly connected to the third bumps (see e.g., Figure 2 teaches a plurality of two wafer stack structures. A third structure 300 comprising wafers 1301 and 1302 bonded together in addition to first and second two wafer structures 100’ and 200’. Metal bumps 306 disposed at the interface between the preceding stacked structures 100’/200’ and the third structure 300 electrically connect the stack structures, Paras [0041], [0042], Figure 2). Therefore, it would have been obvious to one skilled in art at the time the invention was effectively filed to implement Shih’s teachings of further comprising: a third stack structure bonded to the second stack structure, wherein the third stack structure comprises: a fifth wafer bonded to a sixth wafer; third bumps on a top surface of the second stack structure; and fourth bumps on a bottom surface of the third stack structure and directly connected to the third bumps in the device of Kellar ‘308 in order to increase the number of vertically integrated semiconductor structures and thereby increase integration density while employing the known modular stack and bump interconnection arrangement. Regarding claim 15, Kellar ‘308, as modified by Kellar ‘596 and Shih, teaches the limitations of claim 13 as mentioned above. Kellar ‘308 does not explicitly teach “further comprising: a fourth stack structure bonded to the third stack structure, wherein the fourth stack structure comprises: a seventh wafer bonded to an eighth wafer; fifth bumps on a top surface of the third stack structure; and sixth bumps on a bottom surface of the fourth stack structure and directly connected to the fifth bumps”. In a similar field of endeavor Shih teaches further comprising: a fourth stack structure bonded to the third stack structure, wherein the fourth stack structure comprises: a seventh wafer bonded to an eighth wafer; fifth bumps on a top surface of the third stack structure; and sixth bumps on a bottom surface of the fourth stack structure and directly connected to the fifth bumps (see e.g., Figure 2 teaches a plurality of two wafer stack structures. A fourth structure 400 comprising wafers 1401 and 1402 bonded together in addition to first, second and third two wafer structures 100’, 200’ and 300. Metal bumps 206 disposed at the interface between the preceding stacked structures 100’/200’/300 and the fourth structure 400 electrically connect the stack structures, Paras [0041], [0042], Figure 2). Therefore, it would have been obvious to one skilled in art at the time the invention was effectively filed to implement Shih’s teachings of further comprising: a fourth stack structure bonded to the third stack structure, wherein the fourth stack structure comprises: a seventh wafer bonded to an eighth wafer; fifth bumps on a top surface of the third stack structure; and sixth bumps on a bottom surface of the fourth stack structure and directly connected to the fifth bumps in the device of Kellar ‘308 in order to increase the number of vertically integrated semiconductor structures and thereby increase integration density while employing the known modular stack and bump interconnection arrangement. Claims 14 and 16 are rejected under 35 U.S.C. 103 as being unpatentable over Kellar et al. (US 2004/0014308 A1; hereafter Kellar ‘308) in view of Kellar et al. (US 2003/0148596 A1; hereafter Kellar ‘596) and Shih et al. (US 2020/0402891 A1; hereafter Shih) and further in view of Chen et al. (US 2022/0278074 A1; hereafter Chen). Regarding claim 14, Kellar ‘308, as modified by Kellar ‘596 and Shih, teaches the limitations of claim 13 as mentioned above. Kellar ‘308 does not explicitly teach “further comprising: fifth DBIs in the fifth wafer; and sixth DBIs in the sixth wafer”. In a similar field of endeavor Chen teaches further comprising: fifth DBIs in the fifth wafer; and sixth DBIs in the sixth wafer (see e.g., Figure 30 teaches a two-layer wafer stack 300 comprising a first wafer 200a and a second wafer 200b bonded together by hybrid bonding. The hybrid bonding technique is described with respect to Figure 20A wherein corresponding conductive features including bond pad 255 and via 120 are directly bonded by a direct metal to metal bond without an intervening bonding material. Such two-layer wafer stacks may be repeatedly added to form a multilayer wafer structure as shown in Figure 32, thereby demonstrating the repeated use of the same direct bond two wafer stack architecture, Paras [0055] – [0056], Figures 30-32). Therefore, it would have been obvious to ne skilled in art at the time the invention was effectively filed to implement Chen’s teachings of fifth DBIs in the fifth wafer; and sixth DBIs in the sixth wafer in the device of Kellar ‘308 to provide electrical and mechanical interconnection between the wafers of the additional stack structure. Regarding claim 16, Kellar ‘308, as modified by Kellar ‘596 and Shih, teaches the limitations of claim 15 as mentioned above. Kellar ‘308 does not explicitly teach “further comprising: seventh DBIs in the seventh wafer; and eighth DBIs in the eighth wafer”. In a similar field of endeavor Chen teaches further comprising: seventh DBIs in the seventh wafer; and eighth DBIs in the eighth wafer (see e.g., Figure 30 teaches a two-layer wafer stack 300 comprising a first wafer 200a and a second wafer 200b bonded together by hybrid bonding. The hybrid bonding technique is described with respect to Figure 20A wherein corresponding conductive features including bond pad 255 and via 120 are directly bonded by a direct metal to metal bond without an intervening bonding material. Such two-layer wafer stacks may be repeatedly added to form a multilayer wafer structure as shown in Figure 32, thereby demonstrating the repeated use of the same direct bond two wafer stack architecture, Paras [0055] – [0056], Figures 30-32). Therefore, it would have been obvious to ne skilled in art at the time the invention was effectively filed to implement Chen’s teachings of seventh DBIs in the seventh wafer; and eighth DBIs in the eighth wafer in the device of Kellar ‘308 to provide electrical and mechanical interconnection between the wafers of the additional stack structure. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FAKEHA SEHAR whose telephone number is (571)272-4033. The examiner can normally be reached Monday-Thursday 7:00 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Yara J. Green can be reached on (571) 270-3035. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FAKEHA SEHAR/ Examiner, Art Unit 2893 /YARA B GREEN/ Supervisor Patent Examiner, Art Unit 2893
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Prosecution Timeline

Jul 02, 2024
Application Filed
Sep 16, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
99%
With Interview (+18.0%)
3y 1m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 103 resolved cases by this examiner. Grant probability derived from career allowance rate.

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