Prosecution Insights
Last updated: October 01, 2026
Application No. 18/768,357

LATCH-UP PREVENTION

Non-Final OA §103§DOUBLEPATENT
Filed
Jul 10, 2024
Priority
Jul 21, 2020 — continuation of 11/245,036 +1 more
Examiner
KIM, TONG-HO
Art Unit
Tech Center
Assignee
Taiwan Semiconductor Manufacturing Company, Ltd.
OA Round
1 (Non-Final)
95%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 95% — above average
95%
Career Allowance Rate
1040 granted / 1092 resolved
+35.2% vs TC avg
Minimal +1% lift
Without
With
+0.7%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 8m
Avg Prosecution
52 currently pending
Career history
1103
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
46.2%
+6.2% vs TC avg
§102
30.9%
-9.1% vs TC avg
§112
8.7%
-31.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1092 resolved cases

Office Action

§103 §DOUBLEPATENT
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 7/10/2024 was filed. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claim 11 is rejected on the ground of nonstatutory double patenting as being unpatentable over claims 11-12 of U.S. Patent No. 12,062,721 in view of Tang (CN 109755290B). Regarding claim 11, Pat '721 discloses, in claim 11 and 12, a semiconductor structure, comprising: an active region comprising a first channel region, a second channel region, and a source/drain region disposed between the first channel region and the second channel region; a first plurality of nanostructures over the first channel region; a second plurality of nanostructures over the second channel region (all limitations are the same with the limitations recited in claim 11 of Pat '721); a first plurality of inner spacer features interleaving the first plurality of nanostructures; a second plurality of inner spacer features interleaving the second plurality of nanostructures (all limitations are the same with the limitations recited in claim 12 of Pat '721); a source/drain feature disposed between the first plurality of nanostructures and the second plurality of nanostructures (all limitations are the same with the limitations recited in claim 11 of Pat '721). Pat '721 does not explicitly disclose an active region comprising a first channel region, a second channel region, and a source/drain region disposed between the first channel region and the second channel region along a direction; a germanium layer disposed between the source/drain feature and the source/drain region. Tang teaches, in at least figure 15 and related text (translated text), the device comprising an active region (200, page 12) comprising a first channel region (region of 200 under 220 of left transistor, page 12, figure), a second channel region (region of 200 under 220 of right transistor, page 12, figure), and a source/drain region (region of 200 under 2310, page 12, figure) disposed between the first channel region (region of 200 under 220 of left transistor, page 12, figure) and the second channel region (region of 200 under 220 of right transistor, page 12, figure) along a direction (horizontal direction, figure); a germanium layer (272, page 11) disposed between the source/drain feature (2310, page 12) and the source/drain region (region of 200 under 2310, page 12, figure), for the purpose of providing the electrical isolation between the source/drain and the substrate, but also reducing the large capacitance between the bottom gate of the nano-wire transistor and the source/drain (page 2). Pat '721 and Tang are analogous art because they both are directed to semiconductor device and one of ordinary skill in the art would have had a reasonable expectation of success to modify Pat '721 with the specified features of Tang because they are from the same field of endeavor. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the structure disclosed in Pat '721 to have the active region comprising a first channel region, a second channel region, and a source/drain region disposed between the first channel region and the second channel region along a direction; the germanium layer disposed between the source/drain feature and the source/drain region, as taught by Tang, for the purpose of providing the electrical isolation between the source/drain and the substrate, but also reducing the large capacitance between the bottom gate of the nano-wire transistor and the source/drain (page 2, Tang). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tang (CN 109755290B). Regarding claim 11, Tang discloses, in at least figure 15 and related text, a semiconductor structure, comprising: an active region (200, page 12) comprising a first channel region (region of 200 under 220 of left transistor, page 12, figure), a second channel region (region of 200 under 220 of right transistor, page 12, figure), and a source/drain region (region of 200 under 2310, page 12, figure) disposed between the first channel region (region of 200 under 220 of left transistor, page 12, figure) and the second channel region (region of 200 under 220 of right transistor, page 12, figure) along a direction (horizontal direction, figure); a first plurality of nanostructures (220 of left transistor, page 12, figure) over the first channel region (region of 200 under 220 of left transistor, page 12, figure); a second plurality of nanostructures (220 of right transistor, page 12, figure) over the second channel region (region of 200 under 220 of right transistor, page 12, figure); a source/drain feature (2310, page 12) disposed between the first plurality of nanostructures (220 of left transistor, page 12, figure) and the second plurality of nanostructures (220 of right transistor, page 12, figure); and a germanium layer (272, page 11) disposed between the source/drain feature (2310, page 12) and the source/drain region (region of 200 under 2310, page 12, figure). Tang does not explicitly disclose a first plurality of inner spacer features interleaving the first plurality of nanostructures; a second plurality of inner spacer features interleaving the second plurality of nanostructures. Tang teaches, in at least figure 25 and related text (translated text), the device comprising a first plurality of inner spacer features (373, page 14) interleaving the first plurality of nanostructures (320 of left transistor, page 13, figure); a second plurality of inner spacer features (373, page 14) interleaving the second plurality of nanostructures (320 of left transistor, page 13, figure), for the purpose of providing the electrical isolation between the source/drain and the substrate, but also reducing the large capacitance between the bottom gate of the nano-wire transistor and the source/drain (page 2). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the structure disclosed in Tang’s figure 15 to have the first plurality of inner spacer features interleaving the first plurality of nanostructures; the second plurality of inner spacer features interleaving the second plurality of nanostructures, as taught by Tang’s figure 25, for the purpose of providing the electrical isolation between the source/drain and the substrate, but also reducing the large capacitance between the bottom gate of the nano-wire transistor and the source/drain (page 2, Tang). Allowable Subject Matter Claims 1-10 are allowed because the prior art of record neither anticipates nor render obvious the limitations of the base claims 1 that recite "a top surface of the bottom dielectric feature is higher than a top surface of the first APT region or a top surface of the second APT region" in combination with other elements of the base claims 1. Claims 12-17 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims because the prior art of record neither anticipates nor render obvious the limitations of the base claims 11 and 12 that recite "the bottom dielectric feature at least partially covers a sidewall of a bottommost one of the first plurality of inner spacer features and a sidewall of a bottommost one of the second plurality of inner spacer features" in combination with other elements of the base claims 11 and 12. Claims 18-20 are allowed because the prior art of record neither anticipates nor render obvious the limitations of the base claims 18 that recite "a bottom dielectric feature disposed over the substrate and between the first APT region and the second APT region along the direction, wherein the bottom dielectric feature comprises: a first blocking layer adjacent the first APT region; a second blocking layer adjacent the second APT region; and a semiconductor oxide feature sandwiched between the first blocking layer and the second blocking layer along the direction" in combination with other elements of the base claims 18. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TONG-HO KIM whose telephone number is (571)270-0276. The examiner can normally be reached Monday thru Friday; 8:30 AM to 5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lynne Gurley can be reached at 571-272-1670. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TONG-HO KIM/ Primary Examiner, Art Unit 2811
Read full office action

Prosecution Timeline

Jul 10, 2024
Application Filed
Aug 10, 2026
Non-Final Rejection mailed — §103, §DOUBLEPATENT (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12745454
SINGLE METAL GATE WITH DUAL EFFECTIVE WORK FUNCTION GATE METAL SCHEME
3y 2m to grant Granted Sep 22, 2026
Patent 12745666
PACKAGE STRUCTURES, FABRICATING METHODS THEREOF, AND MEMORY SYSTEMS
2y 11m to grant Granted Sep 22, 2026
Patent 12740338
RESISTIVE RANDOM ACCESS MEMORY DEVICE AND FABRICATION METHOD THEREOF
2y 11m to grant Granted Sep 15, 2026
Patent 12740474
ELECTRONIC DEVICE AND MANUFACTURING METHOD OF THE SAME
2y 9m to grant Granted Sep 15, 2026
Patent 12740043
SEMICONDUCTOR STRUCTURE AND METHOD FOR FORMING SAME
2y 9m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
95%
Grant Probability
96%
With Interview (+0.7%)
1y 8m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1092 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month