Prosecution Insights
Last updated: October 01, 2026
Application No. 18/778,985

CSI WITH CONTROLLABLE ISOLATION STRUCTURE AND METHODS OF MANUFACTURING AND USING THE SAME

Non-Final OA §103
Filed
Jul 21, 2024
Priority
Apr 19, 2021 — provisional 63/176,465 +1 more
Examiner
BELOUSOV, ALEXANDER
Art Unit
Tech Center
Assignee
Taiwan Semiconductor Manufacturing Company, Ltd.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
402 granted / 525 resolved
+16.6% vs TC avg
Strong +16% interview lift
Without
With
+16.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
29 currently pending
Career history
548
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
61.7%
+21.7% vs TC avg
§102
24.9%
-15.1% vs TC avg
§112
12.2%
-27.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 525 resolved cases

Office Action

§103
DETAILED ACTION Allowable Subject Matter Claims 2-8 and 12-13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter. Most of the limitations recited in claim 2 are known in prior art. For example, see US-2013/0321680 by Kumano, FIG. 3E, which teaches the connection structure (explained below) includes a front side conductive feature (310) disposed on the front side and a back side through substrate via (TSV) (6812) extending into the back side within the peripheral region (see FIG. 3E)”. This means, Examiner would have to argue for above combination of references (Kim/Li and Kumano) teaching all the limitations in combination. However, Examiner is not ready to argue for obviousness of such a combination, since he would have to argue that 6811 metal structure is analogous to “connection structure of metals” taught by Kim and it does not appear to be a fair argument. Hence, indication of allowable subject matter. Claim 12 recites in part “a pad structure extending into a dielectric layer on the front side; wherein the contact pad is directly below the pad structure but electrically isolated from the pad structure”. The prior art of Kim and Li does not disclose such pad/contact pad when taken together with limitations of claims 9 & 10. Claim 13 recites same key limitations as claim 2 (the TSV being part of “connection structure”) and is indicated as allowable for similar reasons. Claims 21-25 are allowed. The following is an examiner’s statement of reasons for allowance. Claim 21 requires in part “a back side metal grid in the pixel region, wherein the back side metal grid is over the back side and is grounded to the semiconductor; a contact pad in the peripheral region; and a direct electrical connection between the in-substrate metal grid and the contact pad, wherein the in-substrate metal grid, the contact pad, and the direct electrical connection are electrically isolated from the semiconductor substrate so that a voltage on the in-substrate metal grid is continuously variable with a voltage on the contact pad”. The above limitations basically require that certain objects (back side metal grid and semiconductor) are to be grounded and certain other objects (see list above) are to be electrically isolated from the first set of objects and are NOT to be grounded. This combination of teachings is not found in the prior art. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 9-11 & 14-15 are rejected under 35 U.S.C. 103 as being unpatentable over (US-2021/0168336) by Kim et al (“Kim”) in view of (CN-10-9786397) by Li et al (“Li” (English Translation is included with this Action). Regarding claim 1, Kim discloses in FIGs. 9-10C and related text, e.g., an image sensor comprising: a semiconductor substrate (FIG. 10A, 100) including a front side (100a), a back side (100b), a pixel region (FIG. 9, all the “PX”), and a peripheral region (outside of all the “PX”); photodetector pixels (110) in an array (array is seen in FIG. 9) within the pixel region; a back side isolation structure (101/105) extending into the back side between the photodetector pixels, the back side isolation structure including an in-substrate metal grid (105) and a dielectric liner (101) separating the in-substrate metal grid from the semiconductor substrate; a contact pad (FIG. 9/10C, PAD) in the peripheral region; and a connection structure of metals (FIG. 10C, GRc/TCP) extending from the in-substrate metal grid to the contact pad. Kim does not disclose “connection structure of metals … forming an electrical connection between the in-substrate metal grid and the contact pad”. Li discloses in FIG.1 and related text, e.g., “connection structure of metals (143)… forming an electrical connection (see Abstract) between the in-substrate metal grid (113/115) and the contact pad (142)”. It would have been obvious to one of ordinary skill in the art at the time of the invention to modify the device of Kim with “connection structure of metals … forming an electrical connection between the in-substrate metal grid and the contact pad” as taught by Li, in order to “so as to reduce dark current and hot noise point of the photodiode so as to improve the imaging quality” (Li, Abstract). Regarding claim 9, the combined device of Kim and Li disclose in cited figures and related text, e.g., further comprising: a back side metal grid (FIG. 10C, Gra) in the pixel region; wherein the back side metal grid is outside the semiconductor substrate (see FIG. 10C). Regarding claim 10, the combined device of Kim and Li disclose in cited figures and related text, e.g., wherein connection structure coupling the in-substrate metal grid directly to the contact pad comprises a conductive bridge (FIG. 10C, directly above TCP; also, the GRc also qualifies as “conductive bridge”) extending laterally from the contact pad on the back side. Regarding claim 11, the combined device of Kim and Li disclose in cited figures and related text, e.g., wherein the conductive bridge and the contact pad are a unitary structure (by definition; both the portion directly above TCP, and GRc are both fused together with the PAD; hence, “unitary”; also, keep in mind that “making separate” or “making integral” are valid obviousness rationales per MPEP; hence, if Applicant wishes to argue, such limitations are at the very least obvious in light of MPEP, and would not be patentable in claim drawn to device, anyway, since they are referring to the method of making limitations, however indirectly). Regarding claim 14, the combined device of Kim and Li disclose in cited figures and related text, e.g., an image sensor comprising: a semiconductor substrate including a front side, a back side, a pixel region, and a peripheral region (see claim 1); photodetector pixels in an array within the pixel region (see claim 1); a back side isolation structure extending into the back side and between adjacent pairs of the photodetector pixels (see claim 1); and a contact pad ( see claim 1); wherein the back side isolation structure comprises an in-substrate metal grid and a dielectric liner separating the in-substrate metal grid from the semiconductor substrate (see claim 1); and the in-substrate metal grid is coupled to the contact pad by a continuous (there is no physical discontinuity; the different pieces were manufactured at separate steps, but the result is a “continuous” object) metal structure so that a voltage on the in-substrate metal grid is continuously variable with a voltage on the contact pad (see claim 1, Abstract of Li, and related portions of description; the voltage is controlled by the contact pad; hence, if/when voltage on contact pad changes, the voltage on “metal grid” will also change; as far as whether it is operated in “continuously variable” regime is not a patentable concept in a claim drawn to device, since this is not a structure, but a method of operating limitation; structure is capable of being operated in such way, since Li shows direct connection between pad and grid; hence, whatever voltage is set on pad (such as “continuously variable”), this is the voltage that grid will have; thus meeting limitations). Regarding claim 15, the combined device of Kim and Li disclose in cited figures and related text, e.g., wherein the continuous metal structure coupling between the in-substrate metal grid and the contact pad bypasses the front side (see FIG. 1 of Li). Conclusion Additional references (if any) are cited on the PTO-892 as disclosing similar features to those of the instant invention. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Alexander Belousov whose telephone number is (571)-272-3167. The examiner can normally be reached on 10 am-4 pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Jeff Natalini can be reached on 571-272-2266. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Alexander Belousov/Patent Examiner, Art Unit 2894 09/11/26 /JEFF W NATALINI/Supervisory Patent Examiner, Art Unit 2818
Read full office action

Prosecution Timeline

Jul 21, 2024
Application Filed
Sep 13, 2024
Response after Non-Final Action
Sep 16, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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HYBRID CELL HEIGHT DESIGN WITH A BACKSIDE POWER DISTRIBUTION NETWORK
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Patent 12733277
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3y 5m to grant Granted Sep 08, 2026
Patent 12733271
ANTI-BLOOMING CONTROL IN OVERFLOW IMAGE SENSOR PIXEL
3y 8m to grant Granted Sep 08, 2026
Patent 12720881
BACK SIDE ILLUMINATED IMAGE SENSOR WITH REDUCED SIDEWALL-INDUCED LEAKAGE
2y 6m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
93%
With Interview (+16.3%)
2y 11m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 525 resolved cases by this examiner. Grant probability derived from career allowance rate.

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