Prosecution Insights
Last updated: October 01, 2026
Application No. 18/784,638

NOVEL MIM STRUCTURE

Non-Final OA §102
Filed
Jul 25, 2024
Priority
Sep 28, 2017 — provisional 62/564,932 +3 more
Examiner
PAGE, STEVEN MITCHELL CHR
Art Unit
Tech Center
Assignee
Taiwan Semiconductor Manufacturing Company, Ltd.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
387 granted / 463 resolved
+23.6% vs TC avg
Moderate +9% lift
Without
With
+8.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
24 currently pending
Career history
477
Total Applications
across all art units

Statute-Specific Performance

§101
3.8%
-36.2% vs TC avg
§103
38.9%
-1.1% vs TC avg
§102
35.6%
-4.4% vs TC avg
§112
20.6%
-19.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 463 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 8 is objected to because of the following informalities: claim 8 recites “electrically coupled to the second conductive feature.” However, there is no first instance of “a second conductive feature” in claim 1, i.e. there is a lack of antecedent basis for “the second conductive feature”. Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 2, 4, 6, 8, and 15 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Won et al. 9US 20080050874 A1, hereinafter Won) With regards to claim 1, Won discloses a method for fabricating a semiconductor device (FIGS. 1a-6i) comprising: forming a first conductive feature (wiring line 121) on a semiconductor substrate; (substrate 111) forming a first via structure (via comprising narrow portion of wiring layer 123) over the first conductive feature; forming a first metallization structure (wider portion of wiring layer 123) over the first via structure, wherein the first metallization structure is conductively coupled to the first conductive feature through the first via structure; forming a conductive etch stop structure (metal capping layer 170/180) on the first metallization structure; forming a first via hole (hole comprising bottom portion 124) above the conductive etch stop structure and a second via hole (via hole comprising capacitor 132/140/150) adjacent the first via hole, wherein the first via hole exposes the conductive etch stop structure; and forming a capacitor (capacitor 130/140/150) in the second via hole. (See FIG. 1a) With regards to claim 2, Won discloses the method according to claim 1 further comprising: forming a second conductive feature (wiring 131) on the semiconductor substrate, wherein the second via hole is located above the second conductive feature; forming a second via structure (bottom structure 124) within the first via hole; and forming a second metallization structure (structure 125) above the second via structure. With regards to claim 4, Won discloses the method according to claim 1, wherein the conductive etch stop structure comprises titanium nitride (TiN). (Paragraph [0044]: “The barrier layers 170 can be at least one of Ti, TiN…”) With regards to claim 6, Won discloses the method according to claim 1, wherein the first electrode of the capacitor is formed along the sidewalls and bottom surface of the second via hole. (See FIG. 1a) With regards to claim 8, Won discloses the method according to claim 1, wherein the first electrode (electrode 132) of the capacitor is electrically coupled to [[the]] a second conductive feature (conductive feature 131) on the semiconductor substrate. With regards to claim 15, Won discloses a method of making a semiconductor device, (FIGS. 1a-6i) comprising: forming a plurality of metallization structures (structures comprising layers of 122) electrically coupled through a plurality of via structures (vias comprising layers 122) in a plurality of dielectric layers; (dielectrics 112-115) forming a plurality of conductive etch stop structures (stop structures 180) on the plurality of metallization structures; and forming a plurality of capacitors (capacitors 130-150) embedded and oriented transversely in the plurality of dielectric layers, wherein each of the capacitors comprises a capacitor dielectric layer dielectrics 150) sandwiched between first and second metal electrodes. (See FIG. 1a) Allowable Subject Matter Claims 9-14 are allowed. Claims 3, 5, 7, and 16-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Lee et al. (US 20150102461 A1) – vias in a DRAM structure Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEVEN M Page whose telephone number is (571)272-3249. The examiner can normally be reached M-F: 10:00AM-6:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christine S. Kim can be reached at 571-272-8548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STEVEN M PAGE/Primary Patent Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Jul 25, 2024
Application Filed
Feb 20, 2025
Response after Non-Final Action
Sep 15, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12751001
SEMICONDUCTOR DEVICE, MEMORY SYSTEM AND FABRICATION METHOD OF A SEMICONDUCTOR DEVICE
3y 2m to grant Granted Sep 29, 2026
Patent 12751092
ELECTROSTATIC DISCHARGE (ESD) PROTECTION DEVICE
3y 0m to grant Granted Sep 29, 2026
Patent 12745386
SEMICONDUCTOR APPARATUS HAVING MULTI-LAYERED BIT LINE CONTACT AND MANUFACTURING METHOD OF THE SAME
3y 2m to grant Granted Sep 22, 2026
Patent 12745484
QUANTUM DEVICE FOR FORMING AN ARRAY OF QUANTUM DOTS AND ASSOCIATED MANUFACTURING METHOD
2y 9m to grant Granted Sep 22, 2026
Patent 12740045
SEMICONDUCTOR STRUCTURE AND MANUFACTURING METHOD THEREOF
3y 8m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
92%
With Interview (+8.7%)
2y 3m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 463 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month