Prosecution Insights
Last updated: October 23, 2026
Application No. 18/812,005

LENS STRUCTURES FOR LIGHT-EMITTING DIODE (LED) CHIPS IN LED PACKAGES

Non-Final OA §102§103
Filed
Aug 22, 2024
Examiner
VU, VU A
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
CreeLED Inc.
OA Round
1 (Non-Final)
92%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 92% — above average
92%
Career Allowance Rate
1263 granted / 1368 resolved
+24.3% vs TC avg
Moderate +7% lift
Without
With
+6.7%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 10m
Avg Prosecution
45 currently pending
Career history
1422
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
46.0%
+6.0% vs TC avg
§102
31.3%
-8.7% vs TC avg
§112
15.1%
-24.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1368 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-2, 5, 13-17, and 19 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Ji et al. (U.S. Patent No. 12,538,846). Regarding to claim 1, Ji teaches a light-emitting diode (LED) package comprising: a support structure (Figs. 28-30, element 203); an LED chip mounted on the support structure (Figs. 28-30, element 20A), the LED chip having a first width in a first direction parallel to the support structure (Figs. 28-30, the width of LED 20A); a first lens on the LED chip (Figs. 28-30, element 30), the first lens comprising: a second width in the first direction, the second width defining a portion of the first lens that is closest to the LED chip, and the second width being less than or equal to the first width of the LED chip (Figs. 28-30, the width of the bottom surface of lens 30 is equal to the width of LED 20A); and a third width in the first direction, the third width defining a largest dimension of the first lens in the first direction, the third width being greater than the first width of the LED chip (Figs. 28-30, the width of the lens 30 at its top surface); and a second lens on the first lens and the support structure, the second lens covering the first lens and extending on a portion of the support structure adjacent to the LED chip (Figs. 28-30, element 204). Regarding to claim 2, Ji teaches the second width defines an interface between the first lens and the LED chip (Fig. 29, the interface between the first lens 30 and the LED chip 20A has the second width). Regarding to claim 5, Ji teaches a wire bond electrically coupled to a top surface of the LED chip, the wire bond extending through a portion of the first lens and a portion of the second lens (Fig. 30). Regarding to claim 13, Ji teaches support structure comprises a submount with electrical traces (Fig. 30, traces 201/202). Regarding to claim 14, Ji teaches the support structure comprises a lead frame structure with a housing (column 34, line 31). Regarding to claim 15, Ji teaches a light-emitting diode (LED) package comprising: a support structure (Figs. 28-30, element 203); a plurality of LED chips mounted on the support structure (Figs. 28-30, elements 20), each LED chip of the plurality of LED chips having a first width in a first direction parallel to the support structure (Figs. 28-30, the width of LEDs 20); a separate first lens (Figs. 28-30, element 30) on each LED chip of the plurality of LED chips, each first lens comprising: a second width in the first direction, the second width defining a portion of each first lens that is closest to a corresponding LED chip of the plurality of LED chips, and the second width being less than or equal to the first width (Figs. 28-30, the width of the bottom surface of lens 30 is equal to the width of LED 20A); and a third width in the first direction, the third width defining a largest dimension of each first lens in the first direction, the third width being greater than the first width (Figs. 28-30, the width of the lens 30 at its top surface); and a second lens on the plurality of LED chips and the support structure, the second lens covering each first lens and extending on a portion of the support structure adjacent to the plurality of LED chips (Figs. 28-30, element 204). Regarding to claim 16, Ji teaches the second lens is positioned between neighboring LED chips of the plurality of LED chips (Fig. 30). Regarding to claim 17, Ji teaches the support structure comprises a lead frame structure with a housing, and the plurality of LED chips are positioned within a same recess of the housing (Fig. 30). Regarding to claim 19, Ji teaches a light-emitting diode (LED) package comprising: a support structure (Figs. 28-31, element 203); an LED chip mounted on the support structure (Figs. 28-31, element 20A); a first lens on the LED chip and on a portion of the support structure adjacent to the LED chip, the first lens comprising one or more side surfaces that inwardly taper in a direction toward the support structure (Figs. 28-30, element 30; or Fig. 31, element 30/301; column 37, lines 8-10); and a second lens on the first lens and the support structure, the second lens covering the first lens and extending on a portion of the support structure adjacent to the first lens (Figs. 28-30, element 204; or Fig. 31, element30/302; column 37, lines 20-23). Claims 19 and 23 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Narendran et al. (U.S. Patent No. 8,164,825). Regarding to claim 19, Narendran teaches a light-emitting diode (LED) package comprising: a support structure (Fig. 3, element 304); an LED chip mounted on the support structure (Fig. 3, element 302); a first lens on the LED chip and on a portion of the support structure adjacent to the LED chip, the first lens comprising one or more side surfaces that inwardly taper in a direction toward the support structure (Fig. 3, element 308); and a second lens on the first lens and the support structure, the second lens covering the first lens and extending on a portion of the support structure adjacent to the first lens (Fig. 3, element 340). Regarding to claim 23, Narendran teaches a light-altering material having a white color and positioned between the second lens and the support structure (Fig. 3, element 310; column 10, lines 16-20). Claims 19-21 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by van de Ven et al. (U.S. Patent No. 8,921,876). Regarding to claim 19, Narendran teaches a light-emitting diode (LED) package comprising: a support structure (Fig. 1, element 13); an LED chip mounted on the support structure (Fig. 1, element 12); a first lens on the LED chip and on a portion of the support structure adjacent to the LED chip, the first lens comprising one or more side surfaces that inwardly taper in a direction toward the support structure (Fig. 1, element 16); and a second lens on the first lens and the support structure, the second lens covering the first lens and extending on a portion of the support structure adjacent to the first lens (Fig. 1, element 14). Regarding to claim 20, Narendran teaches a surface of the first lens forms an inward depression in a direction toward the LED chip (Fig. 1). Regarding to claim 21, Narendran teaches the inward depression is centered with respect to the LED chip (Fig. 1). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 3-4 are rejected under 35 U.S.C. 103 as being unpatentable over Ji et al. (U.S. Patent No. 12,538,846), as applied to claim 1 above, in view of Basin et al. (U.S. Patent No. 7,344,902). Regarding to claim 3, Ji does not disclose a lumiphoric material layer on the LED chip, wherein the second width defines an interface between the first lens and the lumiphoric material layer. Basin discloses a lumiphoric material layer on the LED chip, wherein the second width defines an interface between the first lens and the lumiphoric material layer (Fig. 11, lumiphoric material layer 70 on the LED chip 10, the second width defines an interface between the first lens 78 and the lumiphoric material layer 70). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Ji in view of Basin to configure a lumiphoric material layer on the LED chip, wherein the second width defines an interface between the first lens and the lumiphoric material layer, in order to obtain a desired output wavelength. Regarding to claim 4, Basin discloses the lumiphoric material layer laterally extends on the portion of the support structure adjacent to the LED chip (Fig. 11). Claims 6-10 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Ji et al. (U.S. Patent No. 12,538,846), as applied to claim 1 above, in view of Wang He (U.S. Patent No. 9,182,099). Regarding to claim 6, Ji does not disclose surface of the first lens forms an inward depression in a direction toward the LED chip. Wang He discloses a surface of first lens forms an inward depression in a direction toward a LED chip (Fig. 5). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Ji in view of Wang He to configure an inward depression on a surface of the lens in a direction toward the LED chip in order to increase illumination angle. Regarding to claim 7, Wang He discloses the inward depression is centered with respect to the LED chip (Fig. 5). Regarding to claim 8, Wang He discloses the first lens forms a ring of increased thickness around a perimeter of the inward depression (Fig. 5). Regarding to claim 9, Wang He discloses a bottom of the inward depression forms a curved surface (Fig. 5). Regarding to claim 10, Wang He discloses the inward depression of the first lens is a first inward depression (Fig. 5) and a surface of the second lens forms a second inward depression in a direction toward the first inward depression (Fig. 5). Regarding to claim 12, Ji discloses one or more side surfaces of the second lens inwardly taper toward a top surface of the support structure (Fig. 29). Claim 18 is rejected under 35 U.S.C. 103 as being unpatentable over Ji et al. (U.S. Patent No. 12,538,846), as applied to claims 15 and 17 above, in view of Basin et al. (U.S. Patent No. 7,344,902). Regarding to claim 18, Ji does not disclose a lumiphoric material layer positioned in the recess and covering the plurality of LED chips, wherein each first lens is spaced from the plurality of LED chips by a portion of the lumiphoric material layer. Basin discloses a lumiphoric material layer positioned in recess and covering LED chip, a first lens is spaced from the LED chip by a portion of the lumiphoric material layer (Fig. 11, lumiphoric material layer 70 positioned in recess and covering LED chip, first lens 78 is spaced from the LED chip 10 by a portion of the lumiphoric material layer 70). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Ji in view of Basin to position a lumiphoric material layer in the recess and covering the plurality of LED chips, wherein each first lens is spaced from the plurality of LED chips by a portion of the lumiphoric material layer, in order to obtain a desired output wavelength. Claims 20-22 are rejected under 35 U.S.C. 103 as being unpatentable over Ji et al. (U.S. Patent No. 12,538,846), as applied to claim 19 above, in view of Wang He (U.S. Patent No. 9,182,099). Regarding to claim 20, Ji does not disclose a surface of the first lens forms an inward depression in a direction toward the LED chip. Wang He discloses a surface of first lens forms an inward depression in a direction toward a LED chip (Fig. 5). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Ji in view of Wang He to configure an inward depression on a surface of the lens in a direction toward the LED chip in order to increase illumination angle. Regarding to claim 21, Wang He discloses the inward depression is centered with respect to the LED chip (Fig. 5). Regarding to claim 22, Wang He discloses the inward depression of the first lens is a first inward depression (Fig. 5) and a surface of the second lens forms a second inward depression in a direction toward the first inward depression (Fig. 5). Claim 24 is rejected under 35 U.S.C. 103 as being unpatentable over Narendran et al. (U.S. Patent No. 8,164,825), as applied to claims 19 and 23 above, in view of Basin et al. (U.S. Patent No. 7,344,902). Regarding to claim 24, Narendran does not disclose a portion of the light-altering material is positioned between the first lens and the support structure in a direction perpendicular to the support structure. Basin discloses a portion of the light-altering material is positioned between the first lens and the support structure in a direction perpendicular to the support structure (Fig. 11, element 72). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Narendran in view of Basin to position a portion of the light-altering material between the first lens and the support structure in a direction perpendicular to the support structure in order to increase conversion efficiency. Allowable Subject Matter Claim 11 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Regarding to claim 11, the prior art fails to anticipate or render obvious the claimed limitations including “the second lens extends past perimeter edges of the support structure in the first direction” in combination with the limitations recited in claims 1, 6, and 10. Pertinent Art For the benefits of the Applicant, US-7800125-B2, US-7066626-B2, US-8613532-B2, US-9673358-B2, US-11747008-B2, and US-9341321-B2, are cited on the record as being pertinent to significant disclosure through some but not all claimed features of the defined invention. In particular, the references fail to disclose “a first lens on the LED chip, the first lens comprising: a second width in the first direction, the second width defining a portion of the first lens that is closest to the LED chip, and the second width being less than or equal to the first width of the LED chip; and a third width in the first direction, the third width defining a largest dimension of the first lens in the first direction, the third width being greater than the first width of the LED chip.” Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to VU A VU whose telephone number is (571)270-7467. The examiner can normally be reached M-F: 8:00AM - 5:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, CHAD M DICKE can be reached at (571) 270-7996. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VU A VU/Primary Examiner, Art Unit 2897
Read full office action

Prosecution Timeline

Aug 22, 2024
Application Filed
Sep 15, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12765286
SUBSTRATE PROCESSING APPARATUS AND SUBSTRATE PROCESSING METHOD
3y 3m to grant Granted Oct 13, 2026
Patent 12765145
DISPLAY PANEL, PREPARATION METHOD THEREOF, AND DISPLAY APPARATUS
2y 12m to grant Granted Oct 13, 2026
Patent 12764965
SEMICONDUCTOR DEVICE BASED ON DIELECTRIC MATERIAL CONTAINING METAL INTERSTITIAL IMPURITY
2y 9m to grant Granted Oct 13, 2026
Patent 12765014
STACKED DEVICE STRUCTURES WITH VARYING LAYER CHARACTERISTICS
2y 10m to grant Granted Oct 13, 2026
Patent 12757673
WORKPIECE TAPE REMOVING
3y 3m to grant Granted Oct 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
92%
Grant Probability
99%
With Interview (+6.7%)
1y 10m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1368 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month