Prosecution Insights
Last updated: October 01, 2026
Application No. 18/866,767

CUSTOMIZING ETCH SELECTIVITY AND HIGH ASPECT RATIO FEATURE LOADING THROUGH MULTI-LEVEL PULSING SCHEMES UTILIZING SINUSOIDAL AND CUSTOM RF WAVEFORMS

Non-Final OA §103
Filed
Nov 18, 2024
Priority
Jun 03, 2022 — provisional 63/348,987 +1 more
Examiner
SATHIRAJU, SRINIVAS
Art Unit
1713
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Lam Research Corporation
OA Round
1 (Non-Final)
89%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allowance Rate
746 granted / 839 resolved
+23.9% vs TC avg
Moderate +6% lift
Without
With
+6.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
31 currently pending
Career history
856
Total Applications
across all art units

Statute-Specific Performance

§101
3.5%
-36.5% vs TC avg
§103
46.6%
+6.6% vs TC avg
§102
17.6%
-22.4% vs TC avg
§112
15.8%
-24.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 839 resolved cases

Office Action

§103
Notice of NON FINAL REJECTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-20 are rejected under 35 U.S.C. 103 as being unpatentable over US2020168438 A1 by Sheeb et al (Sh0eb) in view of US9872373 B1 by Shimizu et al (Shimizu). Referring to claim 1 Shoeb Fig 1-17C teaches: A method for performing a plasma etch process in a process chamber (Fig 1 item 112) , comprising: applying a source radiofrequency (RF) signal ( item RFGB and signal 144) to a top electrode (item 115) of the process chamber (paragraph [0100] –[0111]) ; PNG media_image1.png 466 696 media_image1.png Greyscale applying a bias RF signal (item 102 ) to a lower electrode (item 114) of the process chamber (See paragraphs ); wherein the bias RF signal has two or more pulsed duty cycles (See paragraphs [0149], [0164]) including a first duty cycle having a first sinusoidal waveform at a first frequency (see paragraphs [0156]) But Shoeb is silent on pulsed at a first voltage level, and a second duty cycle having a custom waveform pulsed at a second voltage level, the custom waveform consisting of a second sinusoidal waveform at a second frequency that is combined with a non-sinusoidal waveform. However, Shimizu teaches a first RF generator , a first multi-level RF power wave form to a process chamber the first multi-level RF power waveform having at least a first power level during a first pulse duration, a second power level during a second pulse duration and a third power level during a third pulse duration, wherein the first , second and third power levels of the first multi-level RF power waveform are different from each other (See Fig 1-6 col. 4, 5, 6 and claim 1 ). PNG media_image2.png 444 712 media_image2.png Greyscale PNG media_image3.png 722 450 media_image3.png Greyscale Hence, it would have been obvious to a person with ordinary skill in the art would have been before the effective filing date of instant application to incorporate Shimizu teachings of multi-level pulsing of RF power waveform in to the Shoeb’s plasma processing system in order to achieve uniform ion energy distribution. Referring to claim 2, Sheeb’s reference as modified by Shimizu’s reference teaches the method of claim 1, Shoeb further teaches wherein the source RF signal is configured to generate a plasma in a plasma process region disposed between the top electrode and the lower electrode. (See Fig 1 -6D and abstract) . Referring to claim 3 Shoeb’s reference as modified by Shimizu’s reference teaches the method of claim 2, Shoeb further teaches wherein the bias RF signal is configured to accelerate ions from the plasma towards the lower electrode (See Fig 1 and abstract and paragraphs [0100] –[0110]).. Referring to claim 4, Shoeb’s reference as modified by Shimizu’s reference teaches the method of claim 3. Shimizu further Fig 5, 6 teaches wherein the first duty cycle produces a first ion energy distribution of the ions; and, wherein the second duty cycle produces a second ion energy distribution of the ions that is narrower than the first ion energy distribution. (See Fig 5, 6 and claims 1-3) Referring to claim 5, Shoeb’s reference as modified by Shimizu’s reference teaches the method of claim 1, Shoeb further teaches wherein the second voltage level is greater than the first voltage level. (See Fig 2A and paragraphs [0146] –[0148]) Referring to claim 6, Shoeb’s reference as modified by Shimizu’s reference teaches the method of claim 1, Shoeb further teaches wherein the second frequency is greater than the first frequency. (See Fig 2A). Referring to claim 7, Shoeb’s reference as modified by Shimizu’s reference teaches the method of claim 1, Shoeb further teaches wherein the top electrode is configured to inductively couple power, or capacitively couple power, into the process chamber. (See Fig 1 and paragraph [0133]) Referring to claim 8 Shoebs Fig 1 -17D teaches: A method for performing a plasma etch process in a process chamber (See Fig 1 and paragraph [0100] –[0111]), comprising: applying a source radiofrequency (RF) signal to a top electrode of the process chamber; applying a bias RF signal to a lower electrode of the process chamber; wherein the bias RF signal has two or more pulsed duty cycles, including a first duty cycle having a sinusoidal waveform at a first frequency and pulsed at a first voltage level, and but Sheeb is silent on a second duty cycle having a non-sinusoidal waveform at a second frequency and pulsed at a second voltage level. However, Shimizu teaches a first RF generator , a first multi-level RF power wave form to a process chamber the first multi-level RF power waveform having at least a first power level during a first pulse duration, a second power level during a second pulse duration and a third power level during a third pulse duration, wherein the first , second and third power levels of the first multi-level RF power waveform are different from each other (See Fig 1-6 col. 4, 5, 6 and claim 1 ). Hence, it would have been obvious to a person with ordinary skill in the art would have been before the effective filing date of instant application to incorporate Shimizu teachings of multi-level pulsing of RF power waveform in to the Sheeb’s plasma processing system in order to achieve uniform ion energy distribution. Referring to claim 9 Sheeb’s reference as modified by Shimizu’s reference teaches the method of claim 8, wherein the source RF signal is configured to generate a plasma in a plasma process region disposed between the top electrode and the lower electrode. (See Fig 1 -6D and abstract) Referring to claim 10, Sheeb’s reference as modified by Shimizu’s reference teaches the method of claim 9, Shimizu teacheswherein the bias RF signal is configured to accelerate ions from the plasma towards the lower electrode. (See Fig 1 and abstract and paragraphs [0100] –[0110]).. Referring to claim 11, Shoeb’s reference as modified by Shimizu’s reference teaches the method of claim 10 wherein the first duty cycle produces a first ion energy distribution of the ions; and, wherein the second duty cycle produces a second ion energy distribution of the ions that is narrower than the first ion energy distribution. (See Fig 5, 6 and claims 1-3) Referring to claim 12, Shoeb’s reference as modified by Shimizu’s reference teaches the method of claim 8, Shimizu wherein the second voltage level is greater than the first voltage level (See Fig 2A and paragraphs [0146] –[0148]) Referring to claim 13 Shoeb’s reference as modified by Shimizu’s reference teaches the method of claim 8, Shoeb teaches wherein the second frequency is greater than the first frequency. (See Fig 2A). Referring to claim 14, Sheeb’s reference as modified by Shimizu’s reference teaches the method of claim 8, Shoeb wherein the top electrode is configured to inductively couple power, or capacitively couple power, into the process chamber. (See Fig 1 and paragraph [0133]) Referring to claim 15 Shee Fig 1-17C teaches: A system for performing a plasma etch process (Fig 1 item 100 paragraph [0101]) , comprising: a process chamber (item 112); a source radiofrequency (RF) generator ( item RFGB) that generates a source RF signal (item 144) applied to a top electrode (item 116 :[0136]) of the process chamber (item 112); a plurality of bias RF generators (See claim 1 and Fig 1, 12 and paragraph [0406]) that generate a bias RF signal applied to a lower electrode (item 114) of the process chamber (item 112) ; wherein the bias RF signal has two or more pulsed duty cycles, including a first duty cycle having a first sinusoidal waveform at a first frequency and pulsed at a first voltage level (See Fig 2A-4A abstract and claim 1) , and butsheeb silent on a second duty cycle having a custom waveform pulsed at a second voltage level, the custom waveform consisting of a second sinusoidal waveform at a second frequency that is combined with a non-sinusoidal waveform. However, Shimizu teaches a first RF generator , a first multi-level RF power wave form to a process chamber the first multi-level RF power waveform having at least a first power level during a first pulse duration, a second power level during a second pulse duration and a third power level during a third pulse duration, wherein the first , second and third power levels of the first multi-level RF power waveform are different from each other (See Fig 1-6 col. 4, 5, 6 and claim 1 ). Hence, it would have been obvious to a person with ordinary skill in the art would have been before the effective filing date of instant application to incorporate Shimizu teachings of multi-level pulsing of RF power waveform in to the Sheeb’s plasma processing system in order to achieve uniform ion energy distribution. Referring to claim 16, Shoeb’s reference as modified by Shimizu’s reference teaches the system of claim 15, Shoeb further teacheswherein the source RF signal is configured to generate a plasma in a plasma process region disposed between the top electrode and the lower electrode. (See Fig 1 -6D and abstract) Referring to claim 17, Shoeb’s reference as modified by Shimizu’s reference teaches the system of claim 16, Shoeb further teacheswherein the bias RF signal is configured to accelerate ions from the plasma towards the lower electrode. (See Fig 1 and abstract and paragraphs [0100] –[0110]).. Referring to claim 18, Shoeb’s reference as modified by Shimizu’s reference teaches the system of claim 17 Shimizu wherein the first duty cycle produces a first ion energy distribution of the ions; and, wherein the second duty cycle produces a second ion energy distribution of the ions that is narrower than the first ion energy distribution. (See Fig 5, 6 and claims 1-3) Referring to claim 19, Shoeb’s reference as modified by Shimizu’s reference teaches the system of claim 15, Shoebu teaches wherein the second voltage level is greater than the first voltage level. Referring to claim 20, Sheeb’s reference as modified by Shimizu’s reference teaches the system of claim 15, Shoeb further teaches wherein the second frequency is greater than the first frequency. (See Fig 1 and paragraph [0133]) Conclusion Claims 1-20 are rejected Any inquiry concerning this communication or earlier communications from the examiner should be directed to SRINIVAS SATHIRAJU whose telephone number is (571)272-4250. The examiner can normally be reached 8:30AM-3:30PM, 5PM -8:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ALEXANDER H TANINGCO can be reached at 5712728048. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SRINIVAS SATHIRAJU/Examiner, Art Unit 2845 SRINIVAS . SATHIRAJU Primary Examiner Art Unit 2845
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Prosecution Timeline

Nov 18, 2024
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
89%
Grant Probability
95%
With Interview (+6.2%)
2y 0m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 839 resolved cases by this examiner. Grant probability derived from career allowance rate.

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