Prosecution Insights
Last updated: October 02, 2026
Application No. 18/871,903

METHOD AND APPARATUS FOR CONTACTLESS INSPECTION OF A SUBSTRATE

Non-Final OA §102
Filed
Dec 05, 2024
Priority
Aug 17, 2022 — EU 22190849.4 +1 more
Examiner
HOQUE, FARHANA AKHTER
Art Unit
Tech Center
Assignee
ASML Holding N.V.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
760 granted / 884 resolved
+26.0% vs TC avg
Moderate +11% lift
Without
With
+11.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
13 currently pending
Career history
894
Total Applications
across all art units

Statute-Specific Performance

§101
2.5%
-37.5% vs TC avg
§103
51.2%
+11.2% vs TC avg
§102
38.1%
-1.9% vs TC avg
§112
5.7%
-34.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 884 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Allowable Subject Matter Claim 3 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. With respect to claim 3, the prior art fails to teach in combination with the rest of the limitations in the claim: “at least one fine-measurement sensor plate, the at least one fine-measurement sensor plate having an area smaller than an area of a the sensor plate of the at least one sensor plate, the at least one fine-measurement sensor plate being operable to identify one or more sub-regions within each of the one or more regions having defects in which the defects are located on the basis of changes in capacitance between the at least one fine-measurement sensor plate and the substrate during the relative movement between the at least one fine-measurement sensor plate and the substrate.” Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 2 and 4-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yamaoka et al. (U.S. Publication No. 2004/0150409 A1). With respect to claim 1, Yamaoka et al. discloses an apparatus for inspecting a conductive pattern on a substrate (Figs. 1 and 3, para 0025-para 0040), the apparatus comprising: at least one sensor plate (sensor plate shown in Fig. 1; para 0033, sensor plate 130 with sensors 131-133); a table configured and arranged to support the substrate (para 0048); a voltage source, configured to generate an electric field between the at least one sensor plate and the conductive pattern on the substrate (Fig. 1, para 0038, AC signal generating unit 220 and 230); an actuator configured to provide for relative movement between the at least one sensor plate and the substrate (para 0048); and a controller (para 0039, lines 7-13), the controller configured and arranged to identify one or more regions having a defect on the basis of changes in capacitance between the at least one sensor plate and the substrate during the relative movement between the at least one sensor plate and the substrate (Fig. 1 and Fig. 3, para 0036, para 0051, para 0056; sensor output processing unit 210 executes steps s7-s8 and s12-s15). With respect to claim 2, Yamaoka et al. discloses the apparatus as in claim 1, wherein each sensor plate has an area greater than 100 times an area of a representative feature in the conductive pattern to be inspected (para 0028, lines 1-6, see element 20 shown in Fig. 1). With respect to claim 4, Yamaoka et al. discloses the apparatus as in claim 1, wherein the actuator is configured to move the at least one sensor plate relative to the substrate in a first direction (sensor plate shown in Fig. 1; para 0033, sensor plate 130 with sensors 131-133), displace the at least one sensor plate in a second direction (see sensors 131-133), perpendicular and co-planar with the first direction, then move the at least one sensor plate relative to the substrate in a third direction, opposite to the first direction, such that the scans in the first and third directions cover an entire area of a die under inspection on the substrate (Fig. 1 and Fig. 3, para 0036, para 0051, para 0056; sensor output processing unit 210 executes steps s7-s8 and s12-s15). With respect to claim 5, Yamaoka et al. discloses the apparatus as in claim 1, wherein the apparatus is configured to measure the capacitance substantially continuously during relative movement between the at least one sensor plate and the substrate (para 0030, lines 1-7; comb-shaped pattern 20, Fig. 1). With respect to claim 6, Yamaoka et al. discloses the apparatus as in claim 1, wherein the table includes a clamp configured and arranged to hold the substrate during measurements (para 0028, lines 1-6, see element 20 shown in Fig. 1). With respect to claim 7, Yamaoka et al. discloses the apparatus as in claim 1, wherein the actuator allows relative movement between the at least one sensor plate plurality of sensor plates and the substrate in three mutually perpendicular dimensions (sensor plate shown in Fig. 1; para 0033, sensor plate 130 with sensors 131-133). With respect to claim 8, Yamaoka et al. discloses the apparatus as in claim 7, wherein the actuator further allows relative rotation about the three mutually perpendicular dimensions (para 0067, lines 1-10). With respect to claim 9, Yamaoka et al. discloses the apparatus as in claim 1, wherein the at least one sensor plate comprises a plurality of sensor plates , and each sensor plate is held in fixed relation to each of the other sensor plates of the plurality of sensor plates (AC signal to the base-region feed panel 110 and the common feed panel 120 at different timings can provide a detection result corresponding to the respective outputs of the sensors 131, 132, 133, which is significantly different from a detection result in a case where only one pattern includes a disconnected portion; para 0069, lines 1-9). With respect to claim 10, Yamaoka et al. discloses the apparatus as in claim 1, wherein a region having a defect is determined by comparing a measured capacitance to an expected capacitance (para 0076, lines 1-4). With respect to claim 11, Yamaoka et al. discloses the apparatus as in claim 10, wherein the expected capacitance is derived from a measurement of a reference substrate or from a model (para 0030, lines 4-13). With respect to claim 12, Yamaoka et al. discloses the apparatus as in claim 1, wherein relative movement between the at least one sensor plate and the substrate comprises moving in a continuous fashion (para 0033, lines 1-6). With respect to claim 13, Yamaoka et al. discloses the apparatus as in claim 1, wherein relative movement between the at least one sensor plate and the substrate comprises moving in a step-wise fashion (see S2-S8; positioning the substrate such that it is located apart from sensor panel at a given distance). With respect to claim 14, Yamaoka et al. discloses the apparatus as in claim 1, wherein relative movement between the at least one sensor plate and the substrate comprises moving in a combination of a step-wise and a continuous fashion (para 0033, lines 1-6). With respect to claim 15, Yamaoka et al. discloses a method of inspecting a conductive pattern on a substrate, the method comprising: applying a voltage to at least one sensor plate a plurality of sensor plates and an opposing voltage to the conductive pattern, generating an electric field therebetween (sensor plate shown in Fig. 1; para 0033, sensor plate 130 with sensors 131-133); relatively scanning the at least one sensor plate plurality of sensor plates with respect to the substrate (para 0048); during the relatively scanning, measuring changes in capacitance between the at least one sensor plate sensor plates and the substrate; and identifying one or more regions of the conductive pattern having a defect on the basis of the measured changes in capacitance (Fig. 1 and Fig. 3, para 0036, para 0051, para 0056; sensor output processing unit 210 executes steps s7-s8 and s12-s15). With respect to claim 16, Yamaoka et al. discloses the method as in claim 15, wherein the relatively scanning the at least one sensor plate comprises moving the at least one sensor plate relative to the substrate in a first direction (sensor plate shown in Fig. 1; para 0033, sensor plate 130 with sensors 131-133), displacing the at least one sensor plate in a second direction, perpendicular and co-planar with the first direction, then moving the at least one sensor plate relative to the substrate in a third direction, opposite to the first direction (see sensors 131-133), such that the scans in the first and third directions cover an entire area of a die under inspection on the substrate (Fig. 1 and Fig. 3, para 0036, para 0051, para 0056; sensor output processing unit 210 executes steps s7-s8 and s12-s15). With respect to claim 17, Yamaoka et al. discloses the method as in claim 15, wherein the capacitance is measured continuously during relative movement between the at least one sensor plate and the substrate (sensor plate shown in Fig. 1; para 0033, sensor plate 130 with sensors 131-133). With respect to claim 18, Yamaoka et al. discloses the method as in claim 15, wherein the identifying one or more regions of the conductive pattern comprises comparing the measured changes in capacitance to respective expected capacitances (para 0030, lines 1-10). With respect to claim 19, Yamaoka et al. discloses the method as in claim 18, further comprising deriving the expected capacitances from a measurement of a reference substrate (para 0034, lines 1-9). With respect to claim 20, Yamaoka et al. discloses the method as in claim 15, wherein the at least one sensor plate comprises a plurality of sensor plates, and each sensor plate is held in fixed relation to each of the other sensor plates of the plurality of sensor plates (sensor plate shown in Fig. 1; para 0033, sensor plate 130 with sensors 131-133). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FARHANA AKHTER HOQUE whose telephone number is (571)270-7543. The examiner can normally be reached Monday-Friday, 7:30am-4:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eman A Alkafawi can be reached at 571-272-4448. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FARHANA A HOQUE/Primary Examiner, Art Unit 2858
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Prosecution Timeline

Dec 05, 2024
Application Filed
Sep 15, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
97%
With Interview (+11.3%)
2y 5m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 884 resolved cases by this examiner. Grant probability derived from career allowance rate.

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