Prosecution Insights
Last updated: October 02, 2026
Application No. 18/948,444

DUAL-FREQUENCY, DIRECT-DRIVE INDUCTIVELY COUPLED PLASMA SOURCE

Non-Final OA §103
Filed
Nov 14, 2024
Priority
Apr 30, 2019 — provisional 62/840,554 +2 more
Examiner
LEE, WILSON
Art Unit
Tech Center
Assignee
Lam Research Corporation
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
576 granted / 664 resolved
+26.7% vs TC avg
Minimal +3% lift
Without
With
+3.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
22 currently pending
Career history
685
Total Applications
across all art units

Statute-Specific Performance

§101
22.0%
-18.0% vs TC avg
§103
31.6%
-8.4% vs TC avg
§102
22.4%
-17.6% vs TC avg
§112
12.9%
-27.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 664 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections – 35 U.S.C. 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 2, 4, 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dorf et al. (2013/0278141). Regarding Claim 1, Dorf et al. (2013/0278141) discloses a direct drive system for providing RF power to a substrate processing system, comprising: a direct drive enclosure (166) including: a first direct drive circuit (166-1) located in the direct drive enclosure (166) and operating at a first frequency (frequency of the RF source power) (fig. 3A); and a first connector (A) connected to the first direct drive circuit (166-1); a junction box (162) arranged adjacent to the direct drive enclosure and including: a first capacitive circuit (162-2) connected to the first direct drive circuit (166-1); a first connector (B) located on one side of the junction box (162), connected to one terminal (C1) of the first capacitive circuit (162-2) and mating with the first connector of the direct drive enclosure; second connector (D) connected to another terminal (C2) of the first capacitive circuit; and a coil enclosure (Coils, in fig. 1A) arranged adjacent to the junction box and including: first and second coils (120, 122) (fig. 1A); and first connector (E) mating with the second connector (D) of the junction box (162). As discussed above, Dorf essentially discloses the claimed invention but does not explicitly disclose the junction box including a third connector and a coil enclosure including a second connector. It would have been obvious to one of ordinary skill in the art to have provide additional connectors in any desired enclosure (e.g. junction box, coil enclosure) in Dorf in order to secure the connectivity from the circuit. PNG media_image1.png 551 719 media_image1.png Greyscale Regarding Claim 2, as discussed above, Dorf essentially discloses the direct drive system of claim 1, wherein the first and second connectors of the coil enclosure and the second and third connectors of the junction box allow movement of the first and second coils. However, it would have been obvious to one of ordinary skill in the art to have provided second connector of the coil enclosure and third connector of the junction box in order to secure connectivity of the coil. Regarding Claim 4, Dorf discloses the direct drive system of claim 1, wherein the first and second coils are interwound in opposite directions (Fig. 1A). Regarding Claim 5, Dorf discloses the direct drive system of claim 1, wherein the direct drive enclosure further includes: a second direct drive circuit (166-2) located in the direct drive enclosure and operating at a second frequency (frequency of the RF source power) (fig. 3A); and a second connector (connected to 162-3) connected to the second direct drive circuit. Claim(s) 3 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dorf et al. (2013/0278141) in view of Long et al. (2019/0287764). Regarding Claim 3, Dorf essentially discloses the claimed invention but does not explicitly disclose the direct drive system of claim 1, wherein the first direct drive circuit includes: a clock generator generating a clock signal at the first frequency; a gate driver connected to an output of the clock generator; a DC supply; and a half bridge connected to the gate driver and the DC supply. However, Long et al. (2019/0287764) discloses the direct drive system of claim 1, wherein the first direct drive circuit includes: a clock generator (114) generating a clock signal at the first frequency; a gate driver (gate driver) connected to an output of the clock generator; a DC supply (Vdc); and a half bridge connected to the gate driver (half bridge 108) and the DC supply (Vdc) (Fig. 1). It would have been obvious to one of ordinary skill in the art to have provided a drive circuit of Long in Dorf in order to operate the circuit at desired frequency as taught by Long. Allowable subject matter Claims 6-13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Correspondence Any inquiry concerning this communication or earlier communications from the examiner should be directed to Examiner Wilson Lee whose telephone number is (571) 272-1824. Proposed amendment and interview agenda can be submitted to Examiner’s direct fax at (571) 273-1824. If attempts to reach the examiner by telephone are unsuccessful, examiner’s supervisor, Alexander Taningco can be reached at (571) 272-8048. Papers related to the application may be submitted by facsimile transmission. Any transmission not to be considered an official response must be clearly marked "DRAFT". The official fax number is (571) 273-8300. Information regarding the status of an application may be obtained from the Patent Center. Status information for published applications may be obtained from Patent Center. For more information about the Patent Center, see https://patentcenter.uspto.gov. Should you have questions on access to the Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). /WILSON LEE/ Primary Examiner, Art Unit 2845
Read full office action

Prosecution Timeline

Nov 14, 2024
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
90%
With Interview (+3.3%)
2y 9m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 664 resolved cases by this examiner. Grant probability derived from career allowance rate.

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