Prosecution Insights
Last updated: April 19, 2026

Charles Schwab & Co. Inc.

11 pending office actions

Portfolio Summary

11
Total Pending OAs
4
Final Rejections
7
Non-Final OAs

Pending Office Actions

App #TitleExaminerArt UnitStatusFiled
19022409 SYSTEM AND METHOD FOR TRADING SECURITIES USING PORTFOLIOS DEFINED BY AN ADVISOR TRAN, HAI 3695 Non-Final OA Jan 15, 2025
18961567 SYSTEM AND METHOD FOR AUTHENTICATING USERS USING WEAK AUTHENTICATION TECHNIQUES, WITH DIFFERENCES FOR DIFFERENT FEATURES MALINOWSKI, WALTER J 2439 Non-Final OA Nov 27, 2024
18939762 SYSTEMS AND METHODS FOR CONFIGURABLE ORDERED TRANSFORMATION OF DATABASE CONTENT FERRER, JEDIDIAH P 2153 Non-Final OA Nov 07, 2024
18927350 SYSTEM AND METHOD FOR DOCUMENT REVIEW AND APPROVAL SINGH, RUPANGINI 3628 Final Rejection Oct 25, 2024
18891323 APPARATUS FOR DETECTING AND HANDLING ANOMALOUS BEHAVIOR BY USERS AND OTHER ENTITIES LIU, I JUNG 3695 Non-Final OA Sep 20, 2024
18822743 METHODS, APPARATUSES, SYSTEMS, AND NON-TRANSITORY COMPUTER READABLE MEDIUMS FOR DETECTING FRAUD DURING USER AUTHENTICATION PROCESSES SKIRVIN, NATHANIEL CHRISTIAN 2498 Non-Final OA Sep 03, 2024
18783716 SYSTEM AND METHOD FOR MANAGING FRACTIONAL SHARES OF EXCHANGE TRADED FUNDS IN RETIREMENT PLANS BORLINGHAUS, JASON M 3692 Non-Final OA Jul 25, 2024
18738362 SYSTEM AND METHOD FOR ASSISTING INDIVIDUALS IN ASSESSING AND IMPROVING THEIR BEHAVIOR REGARDING FINANCIAL AND OTHER-THAN-FINANCIAL PLANNING BASED ON THEIR PERSONAL CIRCUMSTANCES AND ASSISTING WITH IMPLEMENTING SUCH PLANS TRAN, HAI 3695 Final Rejection Jun 10, 2024
18677155 SYSTEM AND METHOD FOR OPERATING A FAMILY OF MUTUAL FUNDS OR ETFS TRAN, CHRISTINE M 3695 Final Rejection May 29, 2024
18449266 SEARCH SPACE MINIMIZATION FOR COMPUTERIZED TIME-SERIES DATA FORECASTING SYSTEM FU, HAO 3695 Final Rejection Aug 14, 2023
18365525 SYSTEM AND METHOD FOR LIMITING PROJECT MANAGEMENT RISK WHITAKER, ANDREW B 3629 Non-Final OA Aug 04, 2023

Managing Charles Schwab & Co. Inc.'s Patent Portfolio?

IP Author helps IP teams respond to office actions faster with AI-generated responses, examiner analytics, and prosecution intelligence.

Start Free Trial

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month