Prosecution Insights
Last updated: April 19, 2026

Fmr LLC

29 pending office actions

Portfolio Summary

29
Total Pending OAs
14
Final Rejections
15
Non-Final OAs

Pending Office Actions

App #TitleExaminerArt UnitStatusFiled
18794743 SYSTEMS AND METHODS FOR AUTOMATIC INGESTION OF DATA USING A RATE-LIMITED APPLICATION PROGRAMMING INTERFACE CURRAN, J MITCHELL 2169 Non-Final OA Aug 05, 2024
18787022 SYSTEMS, METHODS, AND MEDIA FOR ELECTRONIC DOCUMENT MANAGEMENT IN A COMPUTING ENVIRONMENT MINCEY, JERMAINE A 2159 Non-Final OA Jul 29, 2024
18633243 SYSTEMS, METHODS, AND MEDIA FOR MANAGING AND TRANSFORMING ALERTS GENERATED FOR CLOUD COMPUTING ENVIRONMENTS BARKER, TODD L 2449 Non-Final OA Apr 11, 2024
18386848 DEPOSIT FRAUD DETECTION BUI, TOAN D. 3693 Non-Final OA Nov 03, 2023
18378296 Decentralized Exchange with Price Oracle Apparatuses, Processes and Systems PROIOS, GEORGE N 3694 Final Rejection Oct 10, 2023
18367438 Serverless Computing for Portfolio Optimization Apparatuses, Processes and Systems OUELLETTE, JONATHAN P 3629 Final Rejection Sep 12, 2023
18241162 METHOD FOR PARALLEL COUNTERPARTY RISK CALCULATION SHAIKH, MOHAMMAD Z 3694 Non-Final OA Aug 31, 2023
18208470 GENERATING PARALLEL SYNTHETIC TRAINING DATA FOR A MACHINE LEARNING MODEL TO PREDICT COMPLIANCE WITH RULESETS ANDREI, RADU 3697 Non-Final OA Jun 12, 2023
18101674 INTENT-AWARE VIRTUAL ASSISTANT CHAT ROUTING RIVERA GONZALEZ, IVONNEMARY 3626 Non-Final OA Jan 26, 2023
17990043 PREDICTING COMPLIANCE OF TEXT DOCUMENTS WITH A RULESET USING SELF-SUPERVISED MACHINE LEARNING PHAM, JESSICA THUY 2121 Final Rejection Nov 18, 2022
17986886 AI-Based Real-Time Prediction Engine Apparatuses, Methods and Systems DUCK, BRANDON M 3693 Final Rejection Nov 14, 2022
17832547 Reinforcement Learning Based Machine Asset Planning and Management Apparatuses, Processes and Systems MAGUIRE, LINDSAY M 3619 Non-Final OA Jun 03, 2022
17832551 Reinforcement Learning Based Machine Retirement Planning and Management Apparatuses, Processes and Systems PARK, YONG S 3694 Final Rejection Jun 03, 2022
17383310 Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems POLLOCK, GREGORY A 3691 Final Rejection Jul 22, 2021
17383329 Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems DUCK, BRANDON M 3693 Final Rejection Jul 22, 2021
17383317 Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems MAGUIRE, LINDSAY M 3619 Non-Final OA Jul 22, 2021
17383308 Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems POE, KEVIN T 3692 Final Rejection Jul 22, 2021
17383289 Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems FIGUEROA, KEVIN W 2124 Final Rejection Jul 22, 2021
17383320 Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems POLLOCK, GREGORY A 3691 Final Rejection Jul 22, 2021
17383323 Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems POLLOCK, GREGORY A 3691 Non-Final OA Jul 22, 2021
17128395 Data Validation Systems and Methods SMITH, BRIAN M 2122 Final Rejection Dec 21, 2020
16842718 Secret Key-Based Counterparty Matching Engine Apparatuses, Methods and Systems HILMANTEL, ADAM J 3691 Final Rejection Apr 07, 2020
16409736 AI-Based Context Evaluation Engine Apparatuses, Methods and Systems WERNER, MARSHALL L 2125 Non-Final OA May 10, 2019
15844387 Social Data Tracking Datastructures, Apparatuses, Methods and Systems XIAO, ZESHENG 3698 Non-Final OA Dec 15, 2017
15210807 Smart Rules and Social Aggregating, Fractionally Efficient Transfer Guidance, Conditional Triggered Transaction, Datastructures, Apparatuses, Methods and Systems KWONG, CHO YIU 3693 Final Rejection Jul 14, 2016
15209709 Point-to-Point Transaction Guidance Apparatuses, Methods and Systems KWONG, CHO YIU 3693 Final Rejection Jul 13, 2016
14715551 Probabilistic Analysis Trading Platform Apparatuses, Methods and Systems GREGG, MARY M 3695 Non-Final OA May 18, 2015
14632889 Insulated Account Datastructure Apparatuses, Methods and Systems FU, HAO 3695 Non-Final OA Feb 26, 2015
14495772 Multichannel Exchange Mechanism Apparatuses, Methods and Systems GREGG, MARY M 3695 Non-Final OA Sep 24, 2014

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