Prosecution Insights
Prosecution Insights
28 pending office actions • 17 art units • 22 examiners • 0 of 28 (0%) have an AI response strategy ready • 47 patents granted in the last 365 days
Based on the USPTO statutory response window for each pending office action. 28 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.
Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 28 of the docket's apps have a known mailing date.
Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.
| Bucket | Cases |
|---|---|
| §101 only | 12 (43%) |
| §103 only | 12 (43%) |
| §102 only | 1 (4%) |
| §112 only | 2 (7%) |
| No statute on record | 1 (4%) |
How the docket's pending cases split across USPTO tech-center bands.
Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.
| Examiner | Apps on this docket | Allow rate | Interview lift |
|---|---|---|---|
| KWONG, CHO YIU | 3 | 32.0% | +6.1% |
| DUCK, BRANDON M | 2 | 64.6% | +19.8% |
| MAGUIRE, LINDSAY M | 2 | 51.3% | +32.1% |
| POLLOCK, GREGORY A | 2 | 11.1% | +12.6% |
| GREGG, MARY M | 2 | 14.1% | +14.2% |
| STIVALETTI, MATHEUS R | 1 | 37.6% | +32.2% |
| BARKER, TODD L | 1 | 75.5% | +23.4% |
| BUI, TOAN D. | 1 | 59.4% | +44.1% |
| PROIOS, GEORGE N | 1 | 55.0% | +36.1% |
| STEVENSON, CHRISTINA C | 1 | 3.3% | -4.1% |
Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 14495772 | Multichannel Exchange Mechanism Apparatuses, Methods and Systems | GREGG, MARY M | 91d overdue |
| 17832551 | Reinforcement Learning Based Machine Retirement Planning and Management Apparatuses, Processes and Systems | PARK, YONG S | 58d overdue |
| 17832547 | Reinforcement Learning Based Machine Asset Planning and Management Apparatuses, Processes and Systems | MAGUIRE, LINDSAY M | 49d overdue |
| 17383320 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POLLOCK, GREGORY A | 28d overdue |
| 17383329 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | DUCK, BRANDON M | 28d overdue |
| 14715551 | Probabilistic Analysis Trading Platform Apparatuses, Methods and Systems | GREGG, MARY M | 28d overdue |
| 15209709 | Point-to-Point Transaction Guidance Apparatuses, Methods and Systems | KWONG, CHO YIU | 23d overdue |
| 16409736 | AI-Based Context Evaluation Engine Apparatuses, Methods and Systems | WERNER, MARSHALL L | 4d overdue |
Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 18378296 | Decentralized Exchange with Price Oracle Apparatuses, Processes and Systems | PROIOS, GEORGE N | 111d overdue |
| 14495772 | Multichannel Exchange Mechanism Apparatuses, Methods and Systems | GREGG, MARY M | 91d overdue |
| 17832547 | Reinforcement Learning Based Machine Asset Planning and Management Apparatuses, Processes and Systems | MAGUIRE, LINDSAY M | 49d overdue |
| 17383317 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | MAGUIRE, LINDSAY M | 35d overdue |
| 17383320 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POLLOCK, GREGORY A | 28d overdue |
| 17383329 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | DUCK, BRANDON M | 28d overdue |
| 14715551 | Probabilistic Analysis Trading Platform Apparatuses, Methods and Systems | GREGG, MARY M | 28d overdue |
| 18386848 | DEPOSIT FRAUD DETECTION | BUI, TOAN D. | 12d |
| Art Unit | Apps |
|---|---|
| 3693 | 6 |
| 3691 | 3 |
| 3695 | 3 |
| 3694 | 2 |
| 3619 | 2 |
| 3623 | 1 |
| 2449 | 1 |
| 3698 | 1 |
| 3629 | 1 |
| 3697 | 1 |
| App # | Title | Examiner | Art Unit | Statutes | Status | Due in | AI | Filed |
|---|---|---|---|---|---|---|---|---|
| 18782344 | AUTOMATED ENGAGEMENT OF TECHNICAL INCIDENT RESPONSE TEAMS USING ARTIFICIAL INTELLIGENCE | STIVALETTI, MATHEUS R | 3623 | §101 | Final Rejection | 71d | Pending | Jul 24, 2024 |
| 18633243 | SYSTEMS, METHODS, AND MEDIA FOR MANAGING AND TRANSFORMING ALERTS GENERATED FOR CLOUD COMPUTING ENVIRONMENTS | BARKER, TODD L | 2449 | §103 | Non-Final OA | 21d | Pending | Apr 11, 2024 |
| 18386848 | DEPOSIT FRAUD DETECTION | BUI, TOAN D. | 3693 | §103 | Non-Final OA | 12d | Pending | Nov 03, 2023 |
| 18378296 | Decentralized Exchange with Price Oracle Apparatuses, Processes and Systems | PROIOS, GEORGE N | 3694 | §103 | Final Rejection | 111d overdue | Pending | Oct 10, 2023 |
| 18378304 | Decentralized Exchange with Price Oracle Apparatuses, Processes and Systems | STEVENSON, CHRISTINA C | 3698 | §103 | Final Rejection | 34d | Pending | Oct 10, 2023 |
| 18367438 | Serverless Computing for Portfolio Optimization Apparatuses, Processes and Systems | OUELLETTE, JONATHAN P | 3629 | §102 | Final Rejection | 58d overdue | Pending | Sep 12, 2023 |
| 18208470 | GENERATING PARALLEL SYNTHETIC TRAINING DATA FOR A MACHINE LEARNING MODEL TO PREDICT COMPLIANCE WITH RULESETS | ANDREI, RADU | 3697 | §101 | Final Rejection | 70d | Pending | Jun 12, 2023 |
| 18203152 | CLASSIFICATION OF TRANSACTIONS | GONZALES, VINCENT | 2124 | §103 | Non-Final OA | 60d | Pending | May 30, 2023 |
| 18101674 | INTENT-AWARE VIRTUAL ASSISTANT CHAT ROUTING | RIVERA GONZALEZ, IVONNEMARY | 3626 | §103 | Non-Final OA | 20d | Pending | Jan 26, 2023 |
| 18098397 | SYSTEMS AND METHODS FOR INTEGRATION OF MACHINE LEARNING MODELS WITH CLIENT APPLICATIONS | LAU, KAITLYN RENEE | 2148 | §112 | Final Rejection | 35d | Pending | Jan 18, 2023 |
| 17990043 | PREDICTING COMPLIANCE OF TEXT DOCUMENTS WITH A RULESET USING SELF-SUPERVISED MACHINE LEARNING | PHAM, JESSICA THUY | 2121 | §103 | Final Rejection | 5d | Pending | Nov 18, 2022 |
| 17986886 | AI-Based Real-Time Prediction Engine Apparatuses, Methods and Systems | DUCK, BRANDON M | 3693 | §101 | Final Rejection | 33d | Pending | Nov 14, 2022 |
| 17832551 | Reinforcement Learning Based Machine Retirement Planning and Management Apparatuses, Processes and Systems | PARK, YONG S | 3694 | §101 | Final Rejection | 58d overdue | Pending | Jun 03, 2022 |
| 17832547 | Reinforcement Learning Based Machine Asset Planning and Management Apparatuses, Processes and Systems | MAGUIRE, LINDSAY M | 3619 | §101 | Non-Final OA | 49d overdue | Pending | Jun 03, 2022 |
| 17383323 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POLLOCK, GREGORY A | 3691 | §101 | Final Rejection | 86d | Pending | Jul 22, 2021 |
| 17383317 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | MAGUIRE, LINDSAY M | 3619 | Other | Non-Final OA | 35d overdue | Pending | Jul 22, 2021 |
| 17383308 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POE, KEVIN T | 3692 | §101 | Final Rejection | 20d | Pending | Jul 22, 2021 |
| 17383320 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POLLOCK, GREGORY A | 3691 | §101 | Final Rejection | 28d overdue | Pending | Jul 22, 2021 |
| 17383329 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | DUCK, BRANDON M | 3693 | §101 | Final Rejection | 28d overdue | Pending | Jul 22, 2021 |
| 17128395 | Data Validation Systems and Methods | SMITH, BRIAN M | 2122 | §103 | Final Rejection | 71d overdue | Pending | Dec 21, 2020 |
| 16842718 | Secret Key-Based Counterparty Matching Engine Apparatuses, Methods and Systems | HILMANTEL, ADAM J | 3691 | §101 | Final Rejection | 5d | Pending | Apr 07, 2020 |
| 16409736 | AI-Based Context Evaluation Engine Apparatuses, Methods and Systems | WERNER, MARSHALL L | 2125 | §101 | Non-Final OA | 4d overdue | Pending | May 10, 2019 |
| 15210817 | Crypto Voting and Social Aggregating, Fractionally Efficient Transfer Guidance, Conditional Triggered Transaction, Datastructures, Apparatuses, Methods and Systems | KWONG, CHO YIU | 3693 | §103 | Final Rejection | 55d | Pending | Jul 14, 2016 |
| 15210807 | Smart Rules and Social Aggregating, Fractionally Efficient Transfer Guidance, Conditional Triggered Transaction, Datastructures, Apparatuses, Methods and Systems | KWONG, CHO YIU | 3693 | §103 | Final Rejection | 23d overdue | Pending | Jul 14, 2016 |
| 15209709 | Point-to-Point Transaction Guidance Apparatuses, Methods and Systems | KWONG, CHO YIU | 3693 | §101 | Final Rejection | 23d overdue | Pending | Jul 13, 2016 |
| 14715551 | Probabilistic Analysis Trading Platform Apparatuses, Methods and Systems | GREGG, MARY M | 3695 | §112 | Non-Final OA | 28d overdue | Pending | May 18, 2015 |
| 14632889 | Insulated Account Datastructure Apparatuses, Methods and Systems | FU, HAO | 3695 | §103 | Non-Final OA | 87d overdue | Pending | Feb 26, 2015 |
| 14495772 | Multichannel Exchange Mechanism Apparatuses, Methods and Systems | GREGG, MARY M | 3695 | §103 | Non-Final OA | 91d overdue | Pending | Sep 24, 2014 |
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