Prosecution Insights
Last updated: October 25, 2026

Pauley Erickson & Swanson

Technology areas: Transportation, E-Commerce & Mechanical Systems • Medical Devices & Mechanical Engineering

45 pending office actions • 26 clients • 41 examiners • 33 art units • 0 of 45 (0%) have an AI response strategy ready • 132 patents granted in the last 365 days

Analysis

PAULEY ERICKSON & SWANSON reports 49 pending office actions in Transportation, E-Commerce & Mechanical Systems and 2757 career applications. The active docket is substantial, while the application base provides broad context for evaluating the reported prosecution measures.

The resolved allowance rate is 85.42%, and the average is 3.28 office actions per allowance. The allowance rate indicates that most resolved applications reached allowance, while the action average shows that successful matters generally required several examination exchanges. Practitioners can use the profile to assess current response demand together with historical outcome frequency and prosecution effort.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=2757 apps, methodology: how we score firms)

85.4%
Allowance Rate
n=2757
+0.60σ
Allowance Rate (norm)
n=2757
3.3
OAs to Allowance
n=1763
-0.06σ
OAs to Allow (norm)
n=1763
1046 days
Time to Allowance
n=1763
+5.9pp
Interview Lift
n=2757
20.8%
RCE Rate
n=2757
3.5%
Appeal Rate
n=2757

Rejection Performance (% of received rejections ultimately overcome)

88.4%
§101 Overcome
n=103
82.9%
§102 Overcome
n=803
83.5%
§103 Overcome
n=1139
85.3%
§112 Overcome
n=903

Specialization & Scale

Y10T, B65D, B29C
Top CPC Subclasses
10%
Top-3 CPC Share
n=2757
1
Practitioners
n=2757
2757.0
Apps / Practitioner
n=2757

Portfolio Summary

45
Total Pending OAs
30
Non-Final OAs
11
Final Rejections
4
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 10 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

4
Overdue
1
Due this week
3
Due this month
1
Due in next 60 days
1
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 10 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (4)Due ≤ 7 days (1)Due ≤ 30 days (3)Due ≤ 60 days (1)Due later (1)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

30
Hard (67%)
14
Medium (31%)
1
Easy (2%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 only1 (2%)
§101 + other3 (7%)
§103 only10 (22%)
§102 only3 (7%)
Double-patenting only1 (2%)
Double-patenting + other1 (2%)
Multi-statute (no §101)26 (58%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

8
Life Sciences
18% of docket
2
Information Tech
4% of docket
3
Communications
7% of docket
4
Semiconductors
9% of docket
28
Mechanical / Eng
62% of docket
0
Business / Other
0% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

450 h
Manual time on pending OAs
90 h
Time saved (low, 20%)
158 h
Time saved (mid, 35%)
3.9 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
HOROWITZ, NOAH NMN 3 74.4% +27.1%
BAYS, MARIE D 2 74.5% +19.5%
SINGH, KAVEL 2 83.7% +14.0%
DENKOVIC, HALEY 1 56.7% +58.6%
CHOI, WILLIAM SOON 1 74.4% +11.5%
CHERN, CHRISTINA 1 39.1% +41.5%
NGUYEN, HOANG V 1 91.0% +6.2%
MARCHEWKA, MATTHEW R 1 47.6% +66.9%
REYNOLDS, STEVEN ALAN 1 65.9% +23.3%
PALMER, ALEX ROBERT 1 62.7% +19.1%

Quick Wins (1)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 1 ordered by deadline are shown.

App #TitleExaminerDue in
19073965 DEVICE AND METHOD FOR LOADING AND UNLOADING TRANSPORT UNITS OF AN OVERHEAD CONVEYOR SYSTEM SINGH, KAVEL —

Hard Cases (30)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18368351 SPACER WASHER FOR USE WITH INJECTION MOLD MELENDEZ, ARMAND 38d overdue
17775984 EDUCATIONAL TOY SET BALDORI, JOSEPH B 38d overdue
18712321 DEVICE FOR MANAGING THE LOADING OF TRANSPORT UNITS OF A CONVEYOR SYSTEM SINGH, KAVEL 28d overdue
18808218 METHOD, COMPUTING DEVICE, SYSTEM, AND COMPUTER PROGRAM PRODUCT FOR ASSISTING POSITIONING OF A TOOL WITH RESPECT TO A SPECIFIC BODY PART OF A PATIENT KIM, KAITLYN EUNJI 3d overdue
18107628 INTEGRATED PARTIAL OXIDATION AND ELECTROLYSIS PROCESS CHUNG, HOSUNG CHARLES 6d
18854875 LATERALLY AND MEDIALLY FLEXIBLE MIDSOLE WEIS, RAQUEL M. 12d
18579700 CEILING ELEMENT WITH AIR OUTLET BOX TRAN, LEN 46d
19410479 SOLE COMPRISING A CURVED ELASTIC PLATE BAYS, MARIE D —

Interview Candidates (13)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18712321 DEVICE FOR MANAGING THE LOADING OF TRANSPORT UNITS OF A CONVEYOR SYSTEM SINGH, KAVEL 28d overdue
19577646 SHOE SOLE HAVING RECESSED POCKETS DENKOVIC, HALEY —
19410479 SOLE COMPRISING A CURVED ELASTIC PLATE BAYS, MARIE D —
19168914 AIR HOSE CONNECTOR CHOI, WILLIAM SOON —
19333595 e-Trailer with Solar Modules CHERN, CHRISTINA —
19127346 SHOE WITH REMOVABLE UPPER AND RECYCLING OF SAID SHOE MARCHEWKA, MATTHEW R —
19185884 CONTAINER CARRIER REYNOLDS, STEVEN ALAN —
19178266 FLOATING CENTERCAP FOR VEHICLE WHEEL COVER PALMER, ALEX ROBERT —

Client Portfolio (26 clients)

Top Art Units

Art UnitApps
37325
36754
36152
36512
37532
37732
28342
36791
17221
28451

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19577646 SHOE SOLE HAVING RECESSED POCKETS On Clouds GmbH DENKOVIC, HALEY 3732 §102DP Non-Final OA — Pending Mar 25, 2026
19410479 SOLE COMPRISING A CURVED ELASTIC PLATE On Clouds GmbH BAYS, MARIE D 3732 §102§103§112 Non-Final OA — Pending Dec 05, 2025
19168914 AIR HOSE CONNECTOR Llinois Tool Works Inc. CHOI, WILLIAM SOON 3679 §103§112 Non-Final OA — Pending Sep 25, 2025
19333595 e-Trailer with Solar Modules Nivalis Energy Ip Holding, LLC CHERN, CHRISTINA 1722 §102§112 Non-Final OA — Pending Sep 19, 2025
19280450 WAVEGUIDE ANTENNA Huber+Suhner AG NGUYEN, HOANG V 2845 §102§103 Non-Final OA — Pending Jul 25, 2025
19127346 SHOE WITH REMOVABLE UPPER AND RECYCLING OF SAID SHOE On Clouds GmbH MARCHEWKA, MATTHEW R 3732 §103§112 Non-Final OA — Pending May 05, 2025
19185884 CONTAINER CARRIER Illionis Tool Works Inc. REYNOLDS, STEVEN ALAN 3735 §102§103 Final Rejection — Pending Apr 22, 2025
19178266 FLOATING CENTERCAP FOR VEHICLE WHEEL COVER Realwheels Corporation PALMER, ALEX ROBERT 3615 §102§103§112 Non-Final OA — Pending Apr 14, 2025
19098647 DOOR LOCK ASSEMBLY AND ELECTRICAL APPARATUS Illinois Tool Works Inc. HOROWITZ, NOAH NMN 3675 §103 Final Rejection — Pending Apr 02, 2025
19097319 COLD WALL LOCKHOPPER Gti Energy HARP, WILLIAM RAY 3653 §102§103 Non-Final OA — Pending Apr 01, 2025
19092383 DOOR LOCK AND ELECTRICAL APPLIANCE INCLUDING SAME Illinois Tool Works Inc. HOROWITZ, NOAH NMN 3675 §102§103 Non-Final OA — Pending Mar 27, 2025
19110653 AUTOMATED OPENING MODULE FOR A DOOR OF A HOUSEHOLD APPLIANCE Illinois Tool Works Inc. SHAHINIAN, LEVON J 3675 §102 Non-Final OA — Pending Mar 11, 2025
19073965 DEVICE AND METHOD FOR LOADING AND UNLOADING TRANSPORT UNITS OF AN OVERHEAD CONVEYOR SYSTEM Ferag AG SINGH, KAVEL 3651 §102 Non-Final OA — Pending Mar 07, 2025
18999687 AUTOMATED PRODUCT TRACKING Illinois Tool Works Inc. SALEH, ZAID MUHAMMAD 2668 §103 Non-Final OA — Pending Dec 23, 2024
18934758 METHOD FOR GLASS FORMATION AND MORPHOLOGY OF PRODUCTS MADE FROM NON-EQUILIBRIUM LIQUIDS BY PROCESSING IN REDUCED GRAVITY Materials Development, Inc. SNELTING, ERIN LYNN 1741 §102§103§112 Non-Final OA — Pending Nov 01, 2024
18854875 LATERALLY AND MEDIALLY FLEXIBLE MIDSOLE On Clouds GmbH WEIS, RAQUEL M. 3732 §102§103 Final Rejection 12d Pending Oct 07, 2024
18852651 METHOD, COMPUTING DEVICE, SYSTEM AND COMPUTER PROGRAM PRODUCT FOR ASSESSMENT OF INTERCONNECTION(S) BETWEEN ORTHOPEDIC IMPLANT(S) AND BONE TISSUE(S) 25Segments AG SORRIN, AARON JOSEPH 2672 §101§102§103§112 Non-Final OA — Pending Sep 30, 2024
18901367 MIDSOLE HAVING A CLEAR FREE SPACE On Clouds GmbH BAYS, MARIE D 3732 DP Non-Final OA — Pending Sep 30, 2024
18890140 AIR HOSE Illinois Tool Works Inc. SCHNEIDER, CRAIG M 3753 §102§103§112 Non-Final OA — Pending Sep 19, 2024
18816160 METHOD FOR CLUSTERING PHOTOS FOR PICTORAL STORYTELLING Aura Home, Inc. NGUYEN, DUSTIN 2446 §103 Non-Final OA — Pending Aug 27, 2024
18815079 DISHWASHER DOOR-OPENING STRIKER Illinois Tool Works Inc. HOROWITZ, NOAH NMN 3675 §102 Final Rejection — Pending Aug 26, 2024
18808218 METHOD, COMPUTING DEVICE, SYSTEM, AND COMPUTER PROGRAM PRODUCT FOR ASSISTING POSITIONING OF A TOOL WITH RESPECT TO A SPECIFIC BODY PART OF A PATIENT Universität Zürich, Prorektorat Forschung KIM, KAITLYN EUNJI 3797 §102§103 Final Rejection 3d overdue Pending Aug 19, 2024
18771427 INTERVERTEBRAL DISC NUCLEUS PULPOSUS IMPLANT Moving Spine AG COTRONEO, STEVEN J 3773 §102§112 Non-Final OA — Pending Jul 12, 2024
18748320 Motor Integrated Inverter Nivalis Energy Ip Holding, LLC KENERLY, TERRANCE L 2834 §103 Non-Final OA 8d Pending Jun 20, 2024
18748420 DIRECT DRIVE WHEEL END GENERATOR Nivalis Energy Systems LLC SETZER, NICHOLAS LEE 2834 §103 Non-Final OA — Pending Jun 20, 2024
18678617 ORDER PICKING SYSTEM Ferag AG ADAMS, GREGORY W 3652 §102§103 Non-Final OA — Pending May 30, 2024
18712321 DEVICE FOR MANAGING THE LOADING OF TRANSPORT UNITS OF A CONVEYOR SYSTEM Ferag AG SINGH, KAVEL 3651 §102§103 Final Rejection 28d overdue Pending May 22, 2024
18659914 LADDER OUTRIGGER Triodyne Holdings LLC TRAN, ZOE T 3647 §102§103§112 Non-Final OA — Pending May 09, 2024
18655476 GATE INSERT FOR INJECTION MOLDING Progressive Components International Corporation LUK, EMMANUEL S 1744 §103 Final Rejection — Pending May 06, 2024
18649039 TOOTHPOWDER COMPOSITION Dr. Tung'S Products, Incorporated MILLER, MAKENNA RYLEIGH 1611 §101§103 Final Rejection — Pending Apr 29, 2024
18705044 A GROUND SUPPORT EQUIPMENT Illinois Tool Works Inc. BONZELL, PHILIP J 3642 §103 Non-Final OA 14d Pending Apr 26, 2024
18694299 AIR HOSE Illinois Tool Works Inc. DEAL, DAVID R 3753 §101 Non-Final OA — Pending Mar 21, 2024
18579700 CEILING ELEMENT WITH AIR OUTLET BOX Zehnder Group International AG TRAN, LEN 3763 §102§103§112 Final Rejection 46d Pending Jan 16, 2024
18579010 ICE-SKATE BLADE Green Hockey AG WALTERS, JOHN DANIEL 3613 §102§103 Non-Final OA — Pending Jan 12, 2024
18525034 AUTOMOTIVE CHARGING ASSEMBLY Huber+Suhner AG PACHECO, ALEXIS BOATENG 2859 §102§103 Non-Final OA — Pending Nov 30, 2023
18374405 PHOTO CONTENT EXTRACTION FOR CONVERSATIONAL DIGITAL PICTURE FRAMES Lago Apex Credit Corporation CAI, PHUONG HAU 2673 §103 Non-Final OA 62d Pending Sep 28, 2023
18374416 VERIFYING PHOTO CONTENT EXTRACTION FOR DIGITAL PICTURE FRAMES Aura Home, Inc. GIULIANI, GIUSEPPI J 2153 §103 Final Rejection — Pending Sep 28, 2023
18368351 SPACER WASHER FOR USE WITH INJECTION MOLD Progressive Components International Corporation MELENDEZ, ARMAND 1759 §103§112 Non-Final OA 38d overdue Pending Sep 14, 2023
18244395 APPARATUS AND METHOD FOR CREATING AROMA Illinois Institute Of Technology PEREZ, JELITZA M 1774 §102§103§112 Non-Final OA — Pending Sep 11, 2023
18224679 SPINE STABILIZATION Moving Spine AG HARVEY, JULIANNA NANCY 3773 §103§112 Non-Final OA — Pending Jul 21, 2023
18121154 GRID INDEPENDENT HEATING SYSTEM UTILIZATION TECHNOLOGY DEVELOPMENT, NFP BARGERO, JOHN E 3762 §103 Final Rejection — Pending Mar 14, 2023
18107628 INTEGRATED PARTIAL OXIDATION AND ELECTROLYSIS PROCESS Gti Energy CHUNG, HOSUNG CHARLES 1794 §102§103 Non-Final OA 6d Pending Feb 09, 2023
18017260 MICROBIAL THERAPY Beo Therapeutics WHITE, ASHLEY TAYLOR 1653 §101§103§112 Non-Final OA — Pending Jan 20, 2023
17965092 COMPRESSOR ASSEMBLY HAVING A MAGNETIC COUPLING Kt Projektentwicklungs-Gmbh BELLINGER, JASON R 3615 §102§112Other Non-Final OA — Pending Oct 13, 2022
17775984 EDUCATIONAL TOY SET Qubs AG BALDORI, JOSEPH B 3711 §102§103§112 Non-Final OA 38d overdue Pending May 11, 2022

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Frequently Asked Questions

What is Pauley Erickson & Swanson's patent allowance rate?

85.4% of resolved applications prosecuted by Pauley Erickson & Swanson were allowed, across 2,757 applications in USPTO records.

How many office actions does Pauley Erickson & Swanson average before allowance?

3.28 office actions per allowed application on average.

How many pending office actions does Pauley Erickson & Swanson have?

45 pending office actions as of October 2026, for 26 clients, before 41 examiners in 33 art units.

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