Prosecution Insights
Last updated: October 25, 2026

Smith Baluch LLP

Technology areas: Biotechnology & Pharmaceuticals • Transportation, E-Commerce & Mechanical Systems

31 pending office actions • 22 clients • 29 examiners • 26 art units • 0 of 31 (0%) have an AI response strategy ready

Analysis

SMITH BALUCH LLP has 31 pending office actions in Biotechnology & Pharmaceuticals. The profile records 1131 career applications, an 86.47% resolved allowance rate, and an average of 2.94 office actions per allowance. It therefore provides both a current workload measure and a developed historical outcome record.

The allowance rate indicates the reported proportion of resolved matters reaching allowance, while the office-action average reflects repeated examination activity before resolution. Practitioners can use these measures to frame portfolio review and response planning, with matter-specific claim analysis remaining essential.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=1131 apps, methodology: how we score firms)

86.5%
Allowance Rate
n=1131
+0.48σ
Allowance Rate (norm)
n=1131
2.9
OAs to Allowance
n=524
-0.32σ
OAs to Allow (norm)
n=524
882 days
Time to Allowance
n=524
+13.0pp
Interview Lift
n=1131
25.4%
RCE Rate
n=1131
1.7%
Appeal Rate
n=1131

Rejection Performance (% of received rejections ultimately overcome)

62.2%
§101 Overcome
n=111
77.7%
§102 Overcome
n=229
75.2%
§103 Overcome
n=391
75.6%
§112 Overcome
n=221

Specialization & Scale

G06F, F21V, G02B
Top CPC Subclasses
15%
Top-3 CPC Share
n=1131
11
Practitioners
n=1131
102.8
Apps / Practitioner
n=1131

Portfolio Summary

31
Total Pending OAs
17
Non-Final OAs
14
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 9 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

5
Overdue
1
Due this week
2
Due this month
0
Due in next 60 days
1
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 9 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (5)Due ≤ 7 days (1)Due ≤ 30 days (2)Due later (1)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

20
Hard (65%)
8
Medium (26%)
1
Easy (3%)
2
Unknown (6%)

Rejection Statute Mix

BucketCases
§101 only4 (13%)
§101 + other10 (32%)
§103 only5 (16%)
§102 only1 (3%)
Double-patenting only1 (3%)
Double-patenting + other2 (6%)
Multi-statute (no §101)6 (19%)
No statute on record2 (6%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

8
Life Sciences
26% of docket
5
Information Tech
16% of docket
2
Communications
6% of docket
4
Semiconductors
13% of docket
10
Mechanical / Eng
32% of docket
2
Business / Other
6% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

310 h
Manual time on pending OAs
62 h
Time saved (low, 20%)
108 h
Time saved (mid, 35%)
2.7 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
BAKER, CHARLOTTE M 2 92.7% +0.3%
NEGIN, RUSSELL SCOTT 2 55.9% +34.2%
SCHWARZENBERG, PAUL 1 62.1% +27.7%
SHERWIN, RYAN W 1 66.7% +23.4%
SHELTON, IAN BRYCE 1 78.0% +14.7%
VORTMAN, ANATOLY 1 69.9% +13.8%
NGUYEN, DUNG T 1 82.2% +0.9%
PARK, SUNGHYOUN 1 75.4% +9.3%
BECKER, DREW E 1 49.0% +0.2%
KENYON, JOHN S 1 79.7% +18.2%

Quick Wins (1)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 1 ordered by deadline are shown.

App #TitleExaminerDue in
18813354 Electro-Active Sporting Glasses NGUYEN, DUNG T —

Hard Cases (20)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18493205 METHOD OF PERFORMING A CLINICAL ASSESSMENT MACCAGNO, PIERRE L 97d overdue
18585919 SYSTEMS AND METHODS FOR RFID-BASED RETAIL MANAGEMENT BLACK-CHILDRESS, RAJSHEED O 3d overdue
18503518 METHODS AND APPARATUS FOR CLASSIFYING A CAPNOGRAM AND PREDICTING A CARDIORESPIRATORY DISEASE USING A CAPNOGRAM AGAHI, PUYA 20d
19065263 PRECOMPILED DATA PROCESSING MODEL SCHWARZENBERG, PAUL 68d
18849871 SMART SOCKET DEVICE AND SYSTEM VORTMAN, ANATOLY —
18834467 A NEW CONTINUOUS HIGH SHEAR PROCESS BECKER, DREW E —
18728964 METHOD FOR PRODUCING A CBD COMPRISING LIQUID OR SOLID AND USE THEREOF KENYON, JOHN S —
18657401 DIRECT TO CHIP APPLICATION OF BOILING ENHANCEMENT COATING GUMEDZOE, PENIEL M —

Interview Candidates (7)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 7 ordered by deadline are shown.

App #TitleExaminerDue in
18974612 ESTIMATING RFID TAG LOCATIONS FROM MULTIPLE DATA INPUTS SHERWIN, RYAN W 24d overdue
19065263 PRECOMPILED DATA PROCESSING MODEL SCHWARZENBERG, PAUL 68d
18938428 VEHICLE FOR RIDESHARING AND PACKAGE DELIVERY SERVICES AND METHODS FOR USING SAME SHELTON, IAN BRYCE —
18849871 SMART SOCKET DEVICE AND SYSTEM VORTMAN, ANATOLY —
18728964 METHOD FOR PRODUCING A CBD COMPRISING LIQUID OR SOLID AND USE THEREOF KENYON, JOHN S —
17997448 PATIENT STRATIFICATION USING LATENT VARIABLES NEGIN, RUSSELL SCOTT —
17772180 DESIGNING A MOLECULE AND DETERMINING A ROUTE TO ITS SYNTHESIS NEGIN, RUSSELL SCOTT —

Client Portfolio (22 clients)

Top Art Units

Art UnitApps
16852
16862
36462
36951
26881
36131
28411
28721
24841
17921

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19065263 PRECOMPILED DATA PROCESSING MODEL Sure, Inc. SCHWARZENBERG, PAUL 3695 §101§103 Non-Final OA 68d Pending Feb 27, 2025
19049995 SYSTEMS AND METHODS FOR AUTOMATIC IMAGE GENERATION AND ARRANGEMENT USING A MACHINE LEARNING ARCHITECTURE Vizit Labs, Inc. BAKER, CHARLOTTE M Other Non-Final OA — Pending Feb 10, 2025
19019081 SYSTEMS AND METHODS FOR AUTOMATING BENCHMARK GENERATION USING NEURAL NETWORKS FOR IMAGE OR VIDEO SELECTION Vizit Labs, Inc. BAKER, CHARLOTTE M Other Non-Final OA — Pending Jan 13, 2025
18974612 ESTIMATING RFID TAG LOCATIONS FROM MULTIPLE DATA INPUTS Automaton, Inc. SHERWIN, RYAN W 2688 §103 Final Rejection 24d overdue Pending Dec 09, 2024
18938428 VEHICLE FOR RIDESHARING AND PACKAGE DELIVERY SERVICES AND METHODS FOR USING SAME Indigo Technologies, Inc. SHELTON, IAN BRYCE 3613 §103 Non-Final OA — Pending Nov 06, 2024
18849871 SMART SOCKET DEVICE AND SYSTEM Connected Innovations Limited VORTMAN, ANATOLY 2841 §103§112 Non-Final OA — Pending Sep 23, 2024
18813354 Electro-Active Sporting Glasses E-Vision Smart Optics, Inc. NGUYEN, DUNG T 2872 §103DP Non-Final OA — Pending Aug 23, 2024
18800833 IDENTIFYING AND RETRIEVING VIDEO METADATA WITH PERCEPTUAL FRAME HASHING Painted Dog, Inc. PARK, SUNGHYOUN 2484 §103DP Final Rejection 53d overdue Pending Aug 12, 2024
18834467 A NEW CONTINUOUS HIGH SHEAR PROCESS Dst Holding B.V. BECKER, DREW E 1792 §103§112 Non-Final OA — Pending Jul 30, 2024
18728964 METHOD FOR PRODUCING A CBD COMPRISING LIQUID OR SOLID AND USE THEREOF Food4Innovations Ventures B.V. KENYON, JOHN S 1625 §101§112 Non-Final OA — Pending Jul 15, 2024
18657401 DIRECT TO CHIP APPLICATION OF BOILING ENHANCEMENT COATING Mts Ip Holdings Ltd. GUMEDZOE, PENIEL M 2899 §102§103 Final Rejection — Pending May 07, 2024
18706291 METHOD FOR EXTRACTING A LIPID-, A PROTEIN-, AND/OR A CARBOHYDRATE-CONTAINING COMPOSITION FROM OIL-RICH SEEDS Cano-Ela B.V. GLIMM, CARRIE LYNN STOFFEL 1793 §103§112 Non-Final OA — Pending Apr 30, 2024
18634633 SYSTEMS, METHODS, AND APPARATUSES FOR IMPROVED INSTRUMENT MONITORING AND ANALYTICS Regeneron Pharmaceuticals, Inc. MINCEY, JERMAINE A 2159 §101§102§103 Non-Final OA — Pending Apr 12, 2024
18585919 SYSTEMS AND METHODS FOR RFID-BASED RETAIL MANAGEMENT Automaton, Inc. BLACK-CHILDRESS, RAJSHEED O 2685 §103§112 Final Rejection 3d overdue Pending Feb 23, 2024
18428455 SYSTEMS AND METHODS TO ENABLE CONTINUAL, MEMORY-BOUNDED LEARNING IN ARTIFICIAL INTELLIGENCE AND DEEP LEARNING CONTINUOUSLY OPERATING APPLICATIONS ACROSS NETWORKED COMPUTE EDGES Neurala, Inc. WERNER, MARSHALL L 2125 §101 Non-Final OA — Pending Jan 31, 2024
18503518 METHODS AND APPARATUS FOR CLASSIFYING A CAPNOGRAM AND PREDICTING A CARDIORESPIRATORY DISEASE USING A CAPNOGRAM TidalSense Limited AGAHI, PUYA 3791 §101 Final Rejection 20d Pending Nov 07, 2023
18493205 METHOD OF PERFORMING A CLINICAL ASSESSMENT Emil Fristed MACCAGNO, PIERRE L 3687 §101 Final Rejection 97d overdue Pending Oct 24, 2023
18382543 Systems, Devices, and/or Methods for Managing Implantable Devices E-Vision Smart Optics, Inc. LOPEZ, LESLIE ANN 3774 DP Non-Final OA — Pending Oct 23, 2023
18264008 ACID RECOVERY Greencovery B.V. CARR, DEBORAH D 1691 §103§112 Non-Final OA — Pending Aug 02, 2023
18364250 SYSTEMS, APPARATUS AND METHODS FOR RENDERING DIGITAL CONTENT Sportscastr, Inc. SHANG, ANNAN Q 2424 §103 Non-Final OA — Pending Aug 02, 2023
18359093 ENTITY SELECTION METRICS BENEVOLENTAI BIO LIMITED ROSSI, VY BUI 1685 §101§102§112DP Non-Final OA — Pending Jul 26, 2023
18263076 Medical Gown Iowna Gowns Limited HADEN, SALLY CLINE 3732 §103 Final Rejection 6d Pending Jul 26, 2023
18358145 MULTISENSORY METHODS AND APPARATUS FOR CONTROLLED ENVIRONMENT HORTICULTURE Agnetix, Inc. SCHMITT, BENJAMIN R 2852 §103 Final Rejection 26d Pending Jul 25, 2023
18326181 METHOD FOR DETERMINING A MEASURE OF RELATIVE GENE EXPRESSION BENEVOLENTAI BIO LIMITED NGUYEN, PETER 1685 §101§102§103 Non-Final OA — Pending May 31, 2023
18007391 GRAPH PATTERN INFERENCE BENEVOLENTAI BIO LIMITED MORALES, PEDRO JESUS 2124 §101§103 Final Rejection — Pending Jan 30, 2023
17997448 PATIENT STRATIFICATION USING LATENT VARIABLES BENEVOLENTAI BIO LIMITED NEGIN, RUSSELL SCOTT 1686 §101§103 Final Rejection — Pending Oct 28, 2022
17740820 VENTILATION APPARATUS FOR AIRCRAFT Aviation Works Ltd DITMER, KATHRYN ELIZABETH 3785 §102 Final Rejection 98d overdue Pending May 10, 2022
17772180 DESIGNING A MOLECULE AND DETERMINING A ROUTE TO ITS SYNTHESIS BENEVOLENTAI BIO LIMITED NEGIN, RUSSELL SCOTT 1686 §101§103 Final Rejection — Pending Apr 27, 2022
17675455 ENERGY GENERATION APPARATUS AND METHOD Brillouin Energy Corp. WASIL, DANIEL D 3646 §101§112 Non-Final OA — Pending Feb 18, 2022
17393821 HEAT GENERATION METHODS AND APPARATUS Brillouin Energy Corp. GARNER, LILY CRABTREE 3646 §101§103§112 Final Rejection — Pending Aug 04, 2021
15004702 Securing Claim Data via Block-Chains for a Peer to Peer Platform Sure, Inc. ZHOU, YINGYING 3697 §101 Final Rejection — Pending Jan 22, 2016

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Frequently Asked Questions

What is Smith Baluch LLP's patent allowance rate?

86.5% of resolved applications prosecuted by Smith Baluch LLP were allowed, across 1,131 applications in USPTO records.

How many office actions does Smith Baluch LLP average before allowance?

2.94 office actions per allowed application on average.

How many pending office actions does Smith Baluch LLP have?

31 pending office actions as of October 2026, for 22 clients, before 29 examiners in 26 art units.

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