Prosecution Insights
Last updated: October 27, 2026

Carrier Corporation

Technology area: Medical Devices & Mechanical Engineering

93 pending office actions • 32 art units • 73 examiners • 0 of 93 (0%) have an AI response strategy ready • 150 patents granted in the last 365 days

Analysis

Carrier Corporation has 91 pending office actions in Medical Devices & Mechanical Engineering. The portfolio involves 71 distinct examiners and 32 distinct art units, showing broad examiner dispersion across a substantial set of technical groups. The repeated art-unit activity supports centralized issue tracking, while the examiner spread requires matter-specific preparation.

SHAIKH, MERAJ A is the busiest examiner, with 5 pending actions. That examiner is a clear workstream for focused review, but the larger portfolio remains distributed across many other assignments. Counsel should pair examiner-specific response planning with art-unit-level monitoring for recurring claim and prior-art issues.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Portfolio Summary

93
Total Pending OAs
49
Non-Final OAs
32
Final Rejections
12
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 21 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

7
Overdue
1
Due this week
8
Due this month
5
Due in next 60 days
0
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 21 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (7)Due ≤ 7 days (1)Due ≤ 30 days (8)Due ≤ 60 days (5)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

61
Hard (66%)
28
Medium (30%)
3
Easy (3%)
1
Unknown (1%)

Rejection Statute Mix

BucketCases
§101 + other3 (3%)
§103 only23 (25%)
§102 only5 (5%)
§112 only3 (3%)
Multi-statute (no §101)58 (62%)
No statute on record1 (1%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

8
Life Sciences
9% of docket
14
Information Tech
15% of docket
0
Communications
0% of docket
13
Semiconductors
14% of docket
55
Mechanical / Eng
59% of docket
3
Business / Other
3% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

930 h
Manual time on pending OAs
186 h
Time saved (low, 20%)
326 h
Time saved (mid, 35%)
8.1 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
SHAIKH, MERAJ A 5 57.3% +22.3%
DELEON, DARIO ANTONIO 3 65.3% +30.9%
DUKE, EMMANUEL E 3 68.9% +27.4%
NORMAN, MARC E 3 84.0% +10.8%
TADESSE, MARTHA 3 67.2% +14.4%
SULLENS, TAVIA L 2 49.8% +46.9%
AZAD, MD ABUL K 2 81.5% +20.9%
DUNN, DARRIN D 2 75.3% +24.4%
ZERPHEY, CHRISTOPHER R 2 48.8% +19.2%
BAUER, CASSEY D 2 74.7% +15.7%

Quick Wins (2)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 2 ordered by deadline are shown.

App #TitleExaminerDue in
18309137 HEATING, VENTILATION, AND AIR CONDITIONING SYSTEM CONTROL LEVERAGING FUTURE WEATHER AZAD, MD ABUL K 15d
18964759 SELECTIVE AIR CONDITIONING IN RESPONSE TO ELECTRICITY RATES AZAD, MD ABUL K —

Hard Cases (61)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18350279 AUDIO-BASED OCCUPANCY DETECTION ZAAB, SHARAH 44d overdue
18171917 ADJUSTABLE PORT FOR RECOVERY VENTILATOR LAUGHLIN, ELIZABETH ANN 19d overdue
18540352 SYSTEM AND METHOD FOR REGULATING A WATER HEATER VIA ATHERMOSTAT ANDERSON II, STEVEN S 3d overdue
18758410 REFRIGERANT CIRCUIT FOR COOLING A VFD UNIT OF AN AIR CONDITIONING SYSTEM BAUER, CASSEY D 1d overdue
18515506 COMPACT BIPOLAR IONIZER BUI, DUNG H 5d
18339445 SHELL AND TUBE ISOLATION IN HEAT EXCHANGER WEILAND, HANS R. 27d
18743092 APPARATUS FOR POWERING A REFRIGERATION UNIT OF A CARGO CONTAINER MARTIN, ELIZABETH J 29d
18645507 HYBRID REFRIGERATION SYSTEM, CONTROL METHOD THEREOF AND TRANSPORTATION REFRIGERATION VEHICLE MOORE, ADAM DORREL 30d

Interview Candidates (27)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18758410 REFRIGERANT CIRCUIT FOR COOLING A VFD UNIT OF AN AIR CONDITIONING SYSTEM BAUER, CASSEY D 1d overdue
18309137 HEATING, VENTILATION, AND AIR CONDITIONING SYSTEM CONTROL LEVERAGING FUTURE WEATHER AZAD, MD ABUL K 15d
18341098 REFRIGERANT COLLECTOR AND AIR SEPARATOR ZERPHEY, CHRISTOPHER R 23d
17982006 PREVENTING ICING IN AN HVAC SYSTEM SHAIKH, MERAJ A 33d
18334601 COMPRESSOR ISOLATION MOLDED INSERT DELEON, DARIO ANTONIO 34d
18644575 TRANSPORT REFRIGERATION UNIT AND REFRIGERATION CIRCUIT WITH REFRIGERANT-BASED DEFROST CONTROL AND A METHOD THEREOF SHAIKH, MERAJ A 50d
19213534 WATER CHILLER THERMAL STORAGE DELEON, DARIO ANTONIO —
19205098 REFRIGERATION APPARATUS DUKE, EMMANUEL E —

Top Art Units

Art UnitApps
3763 34
2119 6
3762 5
2117 4
1776 4
3700 3
3745 2
2834 2
2836 2
2115 2

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
19334190 CLEARANCE FLOW CONTROL FOR MIXED-FLOW FAN PRUITT, JUSTIN A 3745 §102§103 Non-Final OA — Pending Sep 19, 2025
19293330 SEALING SYSTEM FOR MAGNETIC LEVITATING CENTRIFUGAL COMPRESSOR AND MAGNETIC LEVITATING CENTRIFUGAL COMPRESSOR LEGENDRE, CHRISTOPHER RYAN 3711 §112 Final Rejection 28d Pending Aug 07, 2025
19269622 DIRECT DRIVE REFRIGERANT SCREW COMPRESSOR WITH REFRIGERANT LUBRICATED ROTORS MIAN, SHAFIQ A 3746 §102§103§112 Non-Final OA — Pending Jul 15, 2025
19213534 WATER CHILLER THERMAL STORAGE DELEON, DARIO ANTONIO 3763 §102§103§112 Non-Final OA — Pending May 20, 2025
19205098 REFRIGERATION APPARATUS DUKE, EMMANUEL E 3763 §102§103§112 Non-Final OA — Pending May 12, 2025
19178050 FLUID DISTRIBUTOR FOR A SHELL-AND-TUBE FLOODED EVAPORATOR DELEON, DARIO ANTONIO 3763 §102§103§112 Non-Final OA — Pending Apr 14, 2025
19176621 CONTROL METHOD AND CONTROL DEVICE FOR COMPRESSOR UNIT LIU, HENRY Y 3654 §102Other Final Rejection — Pending Apr 11, 2025
19170152 COOLING SYSTEM FOR A VARIABLE FREQUENCY DRIVE ASSOCIATED WITH A TRANSPORT REFRIGERATION UNIT DUKE, EMMANUEL E 3763 §102§103 Non-Final OA — Pending Apr 04, 2025
19089911 HVAC CASCADE HEAT PUMP DUKE, EMMANUEL E 3763 §102§103§112 Non-Final OA — Pending Mar 25, 2025
19086650 EJECTOR REFRIGERATION SYSTEM NORMAN, MARC E 3763 §102§103§112 Non-Final OA — Pending Mar 21, 2025
19076413 REFRIGERATING SYSTEM, METHOD FOR CONTROLLING REFRIGERATING SYSTEM, AND STORAGE MEDIUM TADESSE, MARTHA 3763 §101§103§112 Non-Final OA — Pending Mar 11, 2025
19063487 COMPRESSOR MOTOR WITH A COOLING SYSTEM SECK, AHMED F 2834 §103 Non-Final OA — Pending Feb 26, 2025
19050894 FLUID DISTRIBUTOR FOR AN INLET HEADER OF A HEAT EXCHANGER LANE, DEVON 3763 §103§112 Non-Final OA — Pending Feb 11, 2025
19047949 WATER SOURCE HEAT PUMP SYSTEM GAYE, SAMBA NMN 3763 §103§112 Non-Final OA — Pending Feb 07, 2025
19045254 SYSTEM AND METHOD FOR LUBRICANT MANAGEMENT IN A HEATING, VENTILATION, AIR CONDITIONING, AND REFRIGERATION (HVACR) SYSTEM NORMAN, MARC E 3763 §102§103§112 Non-Final OA — Pending Feb 04, 2025
19041275 SUPPLEMENTAL ELECTRIC HEATER ASSEMBLY FOR A HEAT PUMP TADESSE, MARTHA — §102§103 Non-Final OA — Pending Jan 30, 2025
19032550 HEAT EXCHANGE SYSTEM AND HEAT EXCHANGE METHOD MA, KUN KAI 3763 §102§103 Non-Final OA — Pending Jan 21, 2025
19018632 REFRIGERATION SYSTEM SULLENS, TAVIA L 3763 §102§103§112 Non-Final OA — Pending Jan 13, 2025
19016770 CHILLER AND AIR CONDITIONING SYSTEM NORMAN, MARC E 3763 §103§112 Non-Final OA — Pending Jan 10, 2025
18975815 MAGNETIC BEARING COMPRESSOR PROTECTION BABAA, NAEL N 3763 Other Final Rejection — Pending Dec 10, 2024
18970032 MANAGEMENT OF SELF-POWERED AIR CONDITIONING SYSTEMS KOSSEK, MAGDALENA IZABELLA 2117 §102§103 Non-Final OA — Pending Dec 05, 2024
18964759 SELECTIVE AIR CONDITIONING IN RESPONSE TO ELECTRICITY RATES AZAD, MD ABUL K 2119 §103 Non-Final OA — Pending Dec 02, 2024
18920921 METHOD FOR CONTROLLING REFRIGERATED TRANSPORTATION SYSTEM, REFRIGERATED TRANSPORTATION SYSTEM, AND STORAGE MEDIUM SHAIKH, MERAJ A 3763 §102§103§112 Final Rejection — Pending Oct 20, 2024
18916798 AIR INTAKE DEVICE FOR THE ENGINE OF A VEHICLE OR TRANSPORTATION EQUIPEMENT TRIGGS, JAMES J 3615 §102§112 Non-Final OA — Pending Oct 16, 2024
18916817 MICROCHANNEL HEAT EXCHANGER ROJOHN III, CLAIRE E 3763 §103§112 Non-Final OA — Pending Oct 16, 2024
18912682 OPTIMIZED SETBACK CONTROL SYSTEM AND A METHOD THEREOF LINDSAY, BERNARD G 2119 §103 Non-Final OA — Pending Oct 11, 2024
18910588 THERMAL OPTIMIZATION FOR DATA CENTERS DUNN, DARRIN D 2117 §101§102§103 Non-Final OA — Pending Oct 09, 2024
18899888 CONDENSER VESSEL, SYSTEM, AND METHOD FOR SEPARATING OIL FROM AN OIL-REFRIGERANT MIXTURE TADESSE, MARTHA 3763 §112 Non-Final OA — Pending Sep 27, 2024
18895302 POWER SYSTEM FOR TRANSPORTATION REFRIGERATION UNIT AND METHOD FOR CONTROLLING POWER THEREOF EVANS, KARSTON G 3657 §103 Non-Final OA 11d overdue Pending Sep 24, 2024
18883281 EXCESS ENERGY MANAGEMENT FOR SELF-POWERED AIR CONDITIONING SYSTEMS SHIAO, DAVID A 2836 §103 Non-Final OA 43d overdue Pending Sep 12, 2024
18827697 THERMOSTAT FOR CONTROLLING OPERATION OF A HEATING,VENTILATION, AND AIR CONDITIONING (HVAC) SYSTEM JENKINS, TAJAUN DECARLO 2115 §103§112 Non-Final OA — Pending Sep 07, 2024
18818911 HEAT PUMP SYSTEM FOR OPTIMIZING OPERATIONAL EFFICIENCYWITHOUT CHARGE IMBALANCE AND A METHOD THEREOF ZERPHEY, CHRISTOPHER R 3799 §102 Final Rejection — Pending Aug 29, 2024
18819144 REFRIGERATED TRANSPORT CONTAINER AND REFRIGERATED TRANSPORT VEHICLE SEHN, MICHAEL L 3745 §102§103§112 Non-Final OA — Pending Aug 29, 2024
18817832 BUILDING CHILLER/HEAT PUMP SYSTEM CARBON EMISSION REDUCTION BY SHIFTING TEMPERATURE SETPOINT CHUNG, MONG-SHUNE 2118 §102Other Non-Final OA — Pending Aug 28, 2024
18763561 GAS-SENSING ELEMENTS AND A METHOD OF MANUFACTURING THEREOF OLAMIT, JUSTIN N — §102§103§112 Non-Final OA — Pending Jul 03, 2024
18762830 SELF-POWERED AIR CONDITIONING SYSTEMS BRADFORD, JONATHAN 3763 §102§103§112 Non-Final OA 43d Pending Jul 03, 2024
18761622 START-UP DEVICE, MOTOR SYSTEM AND METHOD FOR REDUCING DC MOTOR START-UP CURRENT AGARED, GABRIEL T 2846 §102§103 Final Rejection — Pending Jul 02, 2024
18761716 OUTDOOR UNIT FOR REFRIGERATION CABINET AND REFRIGERATION CABINET HINCAPIE SERNA, GUSTAVO A 3763 §102§103 Non-Final OA — Pending Jul 02, 2024
18758410 REFRIGERANT CIRCUIT FOR COOLING A VFD UNIT OF AN AIR CONDITIONING SYSTEM BAUER, CASSEY D 3763 §103§112 Final Rejection 1d overdue Pending Jun 28, 2024
18753196 SHELL-AND-TUBE HEAT EXCHANGER ASSEMBLY AND METHOD FORLIMITING A CORROSION RESPONSE OF TUBES THEREIN AL SAMIRI, KHALED AHMED ALI 3763 §103§112 Non-Final OA — Pending Jun 25, 2024
18746118 ROOFTOP AIR CONDITIONING UNIT BAUER, CASSEY D 3763 §103§112 Non-Final OA — Pending Jun 18, 2024
18746124 ROOFTOP AIR CONDITIONING UNIT MYERS, KEITH STANLEY 3763 §103 Final Rejection 17d overdue Pending Jun 18, 2024
18743879 SERVER COOLING WITH IMMERSED HEAT SINK FENG, ZHENGFU J 2835 §102§103 Final Rejection — Pending Jun 14, 2024
18743101 CONTROLLING THE OPERATION OF GAS FURNACES EQUIPPED WITHSECONDARY ELECTRICAL POWER SOURCE(S) PEREIRO, JORGE ANDRES 3762 §102§103 Non-Final OA — Pending Jun 14, 2024
18743092 APPARATUS FOR POWERING A REFRIGERATION UNIT OF A CARGO CONTAINER MARTIN, ELIZABETH J 3763 §102§103§112 Final Rejection 29d Pending Jun 13, 2024
18739504 METHOD FOR PROTECTING TUBES OF A HEAT EXCHANGER HOTCHKISS, MICHAEL WAYNE 3722 §102§103 Non-Final OA — Pending Jun 11, 2024
18739645 PROTECTIVE SHIELD FOR A SENSOR SUBASSEMBLY NATH, SUMAN KUMAR 2855 §102§103 Non-Final OA — Pending Jun 11, 2024
18738020 SYSTEM AND METHOD FOR CALIBRATING INDOOR AIR QUALITY SENSORSOF A MULTI-ZONE ENVIRONMENT YANCHUS III, PAUL B 2115 §102§103 Non-Final OA — Pending Jun 09, 2024
18735501 SERVER WITH HYBRID THERMAL MANAGEMENT SYSTEM BUTTAR, MANDEEP S 2841 §102 Non-Final OA — Pending Jun 06, 2024
18732827 HEATING VENTILATION AND AIR CONDITIONING SYSTEM FOR GENERATING FIRE ALERTS AND METHOD THEREOF SURYAWANSHI, SURESH — §102 Non-Final OA — Pending Jun 04, 2024

View all 93 →

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Frequently Asked Questions

How many pending USPTO office actions does Carrier Corporation have?

Carrier Corporation has 93 pending office actions as of October 2026, spread across 32 art units and 73 examiners.

Which USPTO examiner handles the most Carrier Corporation applications?

Meraj A Shaikh has the most, with 5 of Carrier Corporation's pending office actions.

What technology area are Carrier Corporation's patent applications in?

Mostly Medical Devices & Mechanical Engineering (USPTO Tech Center 3700), based on where its pending office actions are examined.

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