Prosecution Insights
Last updated: October 26, 2026

International Business Machines Corporation

Technology areas: Computing & Software • Semiconductors, Circuits & Optics

1,146 pending office actions • 242 art units • 860 examiners • 0 of 1,146 (0%) have an AI response strategy ready • 2,516 patents granted in the last 365 days

Analysis

International Business Machines Corporation has 1179 pending office actions in Computing & Software. The portfolio spans 872 distinct examiners and 246 distinct art units, creating extensive dispersion across both examination personnel and technical groups.

LI, LIANG Y is the busiest examiner, with 5 pending matters. That assignment is a useful point for examiner-specific monitoring, but the overall profile requires systems that operate across hundreds of examiner and art-unit relationships.

The examiner count substantially exceeds the art-unit count, indicating that many technical groups involve multiple examiners. Counsel should distinguish art-unit trends from examiner practices when evaluating recurring eligibility, prior-art, written-description, or claim-scope issues.

At this volume, centralized controls for deadlines, disclosures, continuations, and related inventions are essential to consistent portfolio administration. Those controls should support, rather than replace, matter-level strategy because the same art unit may present different examination dynamics before different examiners.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Portfolio Summary

1,146
Total Pending OAs
713
Non-Final OAs
300
Final Rejections
133
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 244 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

80
Overdue
11
Due this week
69
Due this month
49
Due in next 60 days
35
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 244 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (80)Due ≤ 7 days (11)Due ≤ 30 days (69)Due ≤ 60 days (49)Due later (35)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

689
Hard (60%)
437
Medium (38%)
18
Easy (2%)
2
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 only83 (7%)
§101 + other349 (30%)
§103 only387 (34%)
§102 only49 (4%)
§112 only17 (1%)
Double-patenting only1 (0%)
Double-patenting + other1 (0%)
Multi-statute (no §101)257 (22%)
No statute on record2 (0%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

31
Life Sciences
3% of docket
566
Information Tech
49% of docket
106
Communications
9% of docket
253
Semiconductors
22% of docket
159
Mechanical / Eng
14% of docket
31
Business / Other
3% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

11,460 h
Manual time on pending OAs
2,292 h
Time saved (low, 20%)
4,011 h
Time saved (mid, 35%)
100.3 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
LI, LIANG Y 6 62.0% +68.3%
VAUGHN, RYAN C 5 61.9% +17.2%
WERNER, MARSHALL L 5 65.8% +41.3%
ONAT, UMUT 4 79.7% +28.7%
KLIMOWICZ, WILLIAM JOSEPH 4 80.8% +18.2%
XIA, XUYANG 4 72.7% +52.4%
BOATMAN, CASEY PAUL 4 84.5% +9.7%
DETERDING, GWYNEVERE AMELIA 4 66.7% +51.9%
RIFKIN, BEN M 4 44.2% +17.1%
WENG, PEI YONG 4 79.5% +22.7%

Quick Wins (7)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 7 ordered by deadline are shown.

App #TitleExaminerDue in
17709628 STACKED FIELD EFFECT TRANSISTORS WITH REDUCED GATE-TO-DRAIN PARASITIC CAPACITANCE BOATMAN, CASEY PAUL 29d overdue
18616915 TAPE GUIDE ASSEMBLY KLIMOWICZ, WILLIAM JOSEPH 40d
18616936 TAPE PATH WITH MOVABLE TAPE SUPPORT KLIMOWICZ, WILLIAM JOSEPH 50d
18758384 LOW CROSSTALK PIGGY-BACK TAPE HEAD KLIMOWICZ, WILLIAM JOSEPH 84d
18679159 HYBRID HfO2-BASED FERROELECTRIC FIELD EFFECT TRANSISTOR AND METAL-FERROELECTRIC-SEMICONDUCTOR CAPACITOR FOR TRAINING AND/OR FINE-TUNING BOATMAN, CASEY PAUL —
18664889 ZERO TRACK SKIP WITH IN-LINE VIA TO METAL LINE CONNECTION BOATMAN, CASEY PAUL —
17553967 WAFER BONDING FOR STACKED TRANSISTORS BOATMAN, CASEY PAUL —

Hard Cases (689)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17087568 PROBABILISTIC NONLINEAR RELATIONSHIPS CROSS-MULTI TIME SERIES AND EXTERNAL FACTORS FOR IMPROVED MULTIVARIATE TIME SERIES MODELING AND FORECASTING HOOVER, BRENT JOHNSTON 225d overdue
18357227 Sensitive Data Identification In Real-Time for Data Streaming OLAEGBE, MUDASIRU K 219d overdue
17115953 UNSUPERVISED DOMAIN ADAPTATION USING JOINT LOSS AND MODEL PARAMETER SEARCH HOOVER, BRENT JOHNSTON 209d overdue
17555689 IDENTIFYING ALTERNATIVE SET OF DIGITAL ID DOCUMENTS USED TO VERIFY USER MEETS ID REQUIREMENTS FOR AN ASSOCIATED ACTIVITY OR EVENT WALSH, DANIEL I 183d overdue
15010439 NUMERICAL EXPRESSION ANALYSIS NGUYEN, HENRY K 157d overdue
18188819 RESISTIVE MEMORY DEVICE AND METHOD OF FORMING KARIMY, TIMOR 150d overdue
17808555 SYSTEM LOG PATTERN ANALYSIS BY IMAGE SIMILARITY RECOGNITION MCCARTHY, CHRISTOPHER S 147d overdue
17888573 SERIALIZED BROADCAST COMMAND MESSAGING IN A DISTRIBUTED SYMMETRIC MULTIPROCESSING (SMP) SYSTEM YU, HENRY W 146d overdue

Interview Candidates (40)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17210803 DETECT FIELD INTERACTIONS BASED ON RANDOM TREE STUMPS RIFKIN, BEN M 46d overdue
17477194 MODEL UPDATE DETERMINATION LI, LIANG Y 4d overdue
18311504 TRAINING MACHINE LEARNING MODELS ON PRIVATE DATA IN UNTRUSTED ENVIRONMENT USING ANONYMIZED DATA AND ENCRYPTED DATA XIA, XUYANG 16d
18327156 SYSTEMS AND METHODS FOR IDENTIFYING MARKOV DECISION PROCESS SOLUTIONS LI, LIANG Y 29d
18616915 TAPE GUIDE ASSEMBLY KLIMOWICZ, WILLIAM JOSEPH 40d
17452517 ADAPTIVE DRIFT DFETECTION AND PERFORMANCE MANAGEMENT FOR NON-STATIONARY DATA PROCESSING SYSTEMS VAUGHN, RYAN C 47d
18616936 TAPE PATH WITH MOVABLE TAPE SUPPORT KLIMOWICZ, WILLIAM JOSEPH 50d
18758384 LOW CROSSTALK PIGGY-BACK TAPE HEAD KLIMOWICZ, WILLIAM JOSEPH 84d

Top Art Units

Art UnitApps
2893 32
3624 22
2817 22
2898 22
2125 21
2812 20
2143 20
2897 18
2146 17
2197 17

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
19345953 DATASET PREPARATION CAO, PHUONG THAO 2164 §101§103§112 Non-Final OA — Pending Sep 30, 2025
19330986 STATISTICAL ACCESS PREDICTION WITH DATABASES WILSON, KIMBERLY LOVEL 2165 §101§102 Non-Final OA — Pending Sep 17, 2025
19316673 SYSTEM AND METHOD FOR QUERYING A DATABASE BY INTEGRATING ARTIFICIAL INTELLIGENCE WITH DATA STREAMING ASPINWALL, EVAN S 2156 §101§103§112 Non-Final OA — Pending Sep 02, 2025
19235124 STRING COMPARISON DEVICE AND METHOD AGHARAHIMI, FARHAD 2161 §103 Final Rejection 41d Pending Jun 11, 2025
19221052 CUSTOMIZED PRICING LOGIC FOR TRANSACTIONS IN AN ENTERPRISE RESOURCE PLANNING SYSTEM FELTEN, DANIEL S 3692 §101§112 Non-Final OA — Pending May 28, 2025
19210296 BRANCH PREDICTION USING SPECULATIVE INDEXING AND INTRALINE COUNT VICARY, KEITH E 2183 §102§103§112 Non-Final OA — Pending May 16, 2025
19201124 COGNITIVE DATA REPATRIATION AND DATA REMOVAL HOFFMAN, BRANDON S 2433 §101§102Other Non-Final OA — Pending May 07, 2025
19196558 OBJECT STORAGE SERVICE IMPLEMENTING A DISTRIBUTED STREAMING PLATFORM RAJAPUTRA, SUMAN 2163 §101§103 Final Rejection — Pending May 01, 2025
19188360 ITERATIVE AUDIO AI VALIDATION AND ENHANCEMENT SYSTEM AZIZ, SHEZA ABDUL 2657 §103§112 Non-Final OA — Pending Apr 24, 2025
19095323 PERPLEXITY-BASED PROMPT GENERATION FOR COMMUNICATION STYLES WEAVER, ADAM MICHAEL 2658 §101§103 Non-Final OA — Pending Mar 31, 2025
19089150 TEXT ATTRIBUTION VIA SIMILARITY ASSESSMENT UDDIN, MD I 2169 §101§103 Final Rejection — Pending Mar 25, 2025
19082558 GENERATIVE ARTIFICIAL INTELLIGENCE ROBUSTNESS TO UNSTRUCTURED PROMPTS ORTIZ DITREN, BELIX M 2164 §101 Final Rejection — Pending Mar 18, 2025
19069130 DETERMINING IMPROVED PARAMETER VALUES FOR OPERATING A LARGE LANGUAGE MODEL USING MACHINE LEARNING LEE, JANGWOEN 2656 §101§103 Non-Final OA — Pending Mar 03, 2025
19067122 CONTEXTUALIZATION OF VERSION CONTROL REQUESTS UTILIZING NATURAL LANGUAGE PROCESSING FOR AI BASED INFUSION GANGER, LAUREN ZANNAH 2156 §103 Final Rejection — Pending Feb 28, 2025
19066345 GENERATIVE AI-BASED QUESTIONNAIRE AND TRANSCRIPT GENERATION FOR VIRTUAL REALITY ENVIRONMENTS VU, KHOA 2611 §103 Non-Final OA — Pending Feb 28, 2025
19062569 DETECTING NATURAL LANGUAGE PROCESSING (NLP) DRIFT USING FOCUSED-LANGUAGE EXPANSION SHIN, SEONG-AH A 2659 §101§102§103 Non-Final OA — Pending Feb 25, 2025
19061533 LARGE LANGUAGE MODELS IN COMPETITION TO SELECT AN OPTIMAL RESPONSE TO A PROMPT BLANKENAGEL, BRYAN S 2658 §101§103 Non-Final OA — Pending Feb 24, 2025
19059254 EXTENDED REALITY QUALITY CONTROL PLATFORM THERKORN, ERICA GERALDINE 2618 §103 Non-Final OA — Pending Feb 20, 2025
19057428 MEMORY-EFFICIENT DECODING WITH KV CACHE COMPRESSION FOR LARGE LANGUAGE MODELS BLANKENAGEL, BRYAN S 2658 §101§103 Non-Final OA — Pending Feb 19, 2025
19055075 MANAGING META INFORMATION ON BINARY LEVEL MAI, LAM T 2845 §101 Non-Final OA — Pending Feb 17, 2025
19051249 DYNAMIC ACTIVATION OF SINGLETON SERVICE WOO, ANDREW M 2458 §102§103 Non-Final OA — Pending Feb 12, 2025
19046843 USING A VOLTAGE CONTROL LOOP TO MODIFY VOLTAGES IN A PROCESSING UNIT CLEARY, THOMAS J 2175 §102§103§112 Non-Final OA — Pending Feb 06, 2025
19042142 QUERY SEQUENCE OBFUSCATION USING LARGE LANGUAGE MODEL GENERATION OF DECOY TOPICS HALE, BROOKS T 2166 §101 Non-Final OA — Pending Jan 31, 2025
19040291 CRYOGENIC QUANTUM TUNNEL INTERCONNECTS AT A DISTANCE MOORE, DEVON TYLEN 3763 §102§103§112 Non-Final OA — Pending Jan 29, 2025
19037910 NEGATIVE ATTENTION PATTERN NOTIFICATION YANG, JAMES J 2686 §112 Final Rejection — Pending Jan 27, 2025
19035112 DETECT AND REUSE SCAN RESULTS TO OPTIMIZE SECURE SOFTWARE SUPPLY CHAIN LI, MENG 2437 §103 Final Rejection — Pending Jan 23, 2025
19032053 OCCUPATIONAL STRESS MANAGEMENT USING DIGITAL HUMANS AND HUMAN-COMPUTER INTERACTIONS REYES, REGINALD R 3684 §101 Final Rejection — Pending Jan 18, 2025
19026957 THERMAL CONTROL SYSTEM FOR LASER-BASED THREE-DIMENSIONAL POWDER FUSION MANUFACTURING NELSON, JAMEL M 1743 §103 Non-Final OA — Pending Jan 17, 2025
19026835 ADAPTING PRESENTATION CONTENT AUTOMATICALLY IN RESPONSE TO TIME CONSTRAINTS AND PROGRESS OF THE PRESENTATION TRUONG, BENJAMIN LY 3626 §101§102§103 Non-Final OA — Pending Jan 17, 2025
19020895 GENERATIVE ARTIFICIAL INTELLIGENCE BASED INTERACTION RISK ASSESSMENT DINH, KHANH Q 2458 §102§103 Final Rejection — Pending Jan 14, 2025
19020392 DYNAMIC STRENGTHENING USING 3D PRINTING AND ROBOTIC SUPPORT COLLINS, GARY 2115 §102§103 Non-Final OA — Pending Jan 14, 2025
19016228 MACHINE LEARNING-BASED PROJECT RISK PREDICTION WITH CONFLICT HANDLING AND DECISION EXPLANATION LEE, PO HAN 3623 §101§103 Final Rejection — Pending Jan 10, 2025
19014897 FEOL AND BEOL-AWARE MEMORY CELL BUILD HUANG, MIN 2827 §103 Non-Final OA — Pending Jan 09, 2025
19011705 ELECTRONICALLY PARSE COMPLICATED TABLE KIM, JONATHAN C 2655 §101§103 Non-Final OA — Pending Jan 07, 2025
19011569 PRE-PRUNING OF ROUTES FOR OPTIMAL LOGISTICS DISTRIBUTION HARTMANN, ERIN MARIE 3664 §103§112 Final Rejection — Pending Jan 06, 2025
19010743 ENSURING GENUINE LEARNING EXPERIENCE IN VIRTUAL REALITY EDUCATIONAL SESSION YIP, JACK 3715 §101§103 Non-Final OA — Pending Jan 06, 2025
19010275 REDUNDANT CONTROLLERS TO IMPROVE ROBUSTNESS IN VOLTAGE REGULATION MODULES LEE, JYE-JUNE 2838 §103§112 Non-Final OA — Pending Jan 06, 2025
19009520 HEARING AID COMBINED WITH AUGMENTED REALITY GLASSES LIEBGOTT, TYLER MICHAEL 2694 §102§103 Non-Final OA — Pending Jan 03, 2025
19008873 AUTOMATIC GENERATION AND VISUALIZATION OF ANALYSIS PATHS JOSHI, SURAJ M 2447 §102§103 Non-Final OA — Pending Jan 03, 2025
19008693 CONTROLLING OPERATION OF AERIAL VEHICLES FOR ACOUSTIC EXTINGUISHING OF FIRE MOLINA, NIKKI MARIE M 3662 §101§103 Non-Final OA — Pending Jan 03, 2025
19009223 HANDWRITING RECOGNITION USING EXTRACTED TRAJECTORY INFORMATION HOANG, HAN DINH 2661 §103 Non-Final OA — Pending Jan 03, 2025
19008667 DETECTION AND MANAGEMENT OF ANOMALIES IN ASSESSMENT DATA PUJOLS-CRUZ, MARJORIE 3624 §101§102§103 Non-Final OA — Pending Jan 03, 2025
19008881 FIVE-DIMENSIONAL PRINTING WITH CNC INTEGRATION NELSON, JAMEL M 1743 §102§103 Non-Final OA — Pending Jan 03, 2025
19008708 GENERATION OF CONTROL INSTRUCTIONS TO CONTROL OPERATION OF CONVEYOR YOUNG, TIFFANY P 3665 §102§103 Non-Final OA — Pending Jan 03, 2025
19009249 SCHEDULING EVENTS IN A VIRTUAL ENVIRONMENT NEURAUTER JR, GEORGE C 2459 §102 Non-Final OA — Pending Jan 03, 2025
19007682 MANAGING AUTHENTICATION INFORMATION IN TEXTUAL DATA FROM USER INPUT CHEN, SHIN HON 2431 §103 Non-Final OA — Pending Jan 02, 2025
19007851 NOISE LEARNING OF MEASUREMENTS WITH KNOWN STATE INITIALIZATION BARNETT, JACK KENSINGTON 2111 §102Other Non-Final OA — Pending Jan 02, 2025
19007645 EFFICIENT TRANSFER OF AUGMETNED REALITY OBJECTS YANG, ANDREW GUS 2614 §103 Final Rejection — Pending Jan 02, 2025
19003724 RESILIENT DETERMINISTIC ENCRYPTION EXTENSION USING ASSOCIATED METADATA STRUCTURES ZOUBAIR, NOURA 2434 §103Other Final Rejection — Pending Dec 27, 2024
18999753 VEHICLE CLONING DETERMINATION USING GEO-LOCATION DISPARITY YAO, JULIA ZHI-YI 2666 §103 Non-Final OA — Pending Dec 23, 2024

View all 1,146 →

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Frequently Asked Questions

How many pending USPTO office actions does International Business Machines Corporation have?

International Business Machines Corporation has 1,146 pending office actions as of October 2026, spread across 242 art units and 860 examiners.

Which USPTO examiner handles the most International Business Machines Corporation applications?

Liang Y Li has the most, with 6 of International Business Machines Corporation's pending office actions.

What technology area are International Business Machines Corporation's patent applications in?

Mostly Computing & Software (USPTO Tech Center 2100), based on where its pending office actions are examined.

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