Prosecution Insights
Last updated: October 25, 2026

Oerlikon Surface Solutions AG Pfäffikon

Technology area: Chemistry & Materials

11 pending office actions • 7 art units • 10 examiners • 0 of 11 (0%) have an AI response strategy ready • 14 patents granted in the last 365 days

Analysis

Oerlikon Surface Solutions AG Pfäffikon is active in the Chemistry & Materials technology area with 10 pending office actions. These matters are distributed across 9 distinct examiners, which indicates a variety of individual interactions with the patent office. The presence of 9 distinct examiners suggests that the company must manage multiple prosecution styles and examiner expectations simultaneously.

The company's work is spread across 7 distinct art units. This involvement in 7 distinct art units shows that the technical subject matter of the portfolio is evaluated by several different specialized groups. OTT, PATRICK S is the busiest examiner for this portfolio and is currently responsible for 2 pending office actions. While OTT, PATRICK S has the highest individual workload, these 2 pending office actions are part of the 10 pending office actions currently managed by the company.

Managing the portfolio requires a strategy that accounts for the various examiners involved. The 7 distinct art units mean that the prosecution team must be familiar with the specific guidelines of numerous technical divisions. Even with OTT, PATRICK S handling 2 pending office actions, the portfolio remains widely distributed across the USPTO's examination staff. The 9 distinct examiners ensure that no single individual controls a majority of the cases.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Portfolio Summary

11
Total Pending OAs
6
Non-Final OAs
5
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 4 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

1
Overdue
0
Due this week
3
Due this month
0
Due in next 60 days
0
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 4 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (1)Due ≤ 30 days (3)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

7
Hard (64%)
3
Medium (27%)
1
Easy (9%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§103 only3 (27%)
§112 only1 (9%)
Multi-statute (no §101)7 (64%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

11
Life Sciences
100% of docket
0
Information Tech
0% of docket
0
Communications
0% of docket
0
Semiconductors
0% of docket
0
Mechanical / Eng
0% of docket
0
Business / Other
0% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

110 h
Manual time on pending OAs
22 h
Time saved (low, 20%)
38 h
Time saved (mid, 35%)
1.0 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
OTT, PATRICK S 2 68.0% +23.7%
KRUPICKA, ADAM C 1 62.1% +27.0%
FLORES JR, DONALD M 1 77.0% +26.9%
ZHANG, HAI Y 1 69.0% +41.8%
SCHWARTZ, PHILIP N 1 55.5% +17.0%
KACKAR, RAM N 1 40.6% +57.8%
BRAYTON, JOHN JOSEPH 1 48.3% +22.4%
YANG, ZHEREN J 1 57.3% +52.8%
BAND, MICHAEL A 1 45.1% +55.7%
BERMAN, JASON 1 63.9% +21.0%

Hard Cases (7)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 7 ordered by deadline are shown.

App #TitleExaminerDue in
17433203 METHOD FOR PRODUCING TARGETS FOR PHYSICAL VAPOR DEPOSITION (PVD) BERMAN, JASON 2d overdue
18858996 COATING SYSTEM AND METHOD FOR SEMICONDUCTOR EQUIPMENT COMPONENTS OTT, PATRICK S 12d
18881221 METAL FREE COATING COMPRISING TETRAHEDRAL HYDROGEN-FREE AMORPHOUS CARBON FLORES JR, DONALD M —
18874441 FORMING TOOLS COATED WITH KAPPA-ALUMINA ZHANG, HAI Y —
18703218 METHOD FOR FORMING HARD AND ULTRA-SMOOTH A-C BY SPUTTERING OTT, PATRICK S —
18552110 THREE DIMENSIONAL LITHIUM ANODE WITH A CAPPING LAYER SCHWARTZ, PHILIP N —
18255394 IMPROVED PLASMA RESISTANT COATINGS FOR ELECTROSTATIC CHUCKS KACKAR, RAM N —

Interview Candidates (11)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17433203 METHOD FOR PRODUCING TARGETS FOR PHYSICAL VAPOR DEPOSITION (PVD) BERMAN, JASON 2d overdue
18858996 COATING SYSTEM AND METHOD FOR SEMICONDUCTOR EQUIPMENT COMPONENTS OTT, PATRICK S 12d
17761777 SUBSTRATE WITH A MOLYBDENUM NITRIDE LAYER SYSTEM, AND COATING METHOD FOR PRODUCING A LAYER SYSTEM YANG, ZHEREN J 22d
17613065 PVD COATINGS COMPRISING MULTI-ANION HIGH ENTROPY ALLOY OXY-NITRIDES BAND, MICHAEL A 22d
19215191 AL-RICH ALTIN COATING LAYERS BY PVD FROM METALLIC TARGETS AND METHOD THEREOF KRUPICKA, ADAM C —
18881221 METAL FREE COATING COMPRISING TETRAHEDRAL HYDROGEN-FREE AMORPHOUS CARBON FLORES JR, DONALD M —
18874441 FORMING TOOLS COATED WITH KAPPA-ALUMINA ZHANG, HAI Y —
18703218 METHOD FOR FORMING HARD AND ULTRA-SMOOTH A-C BY SPUTTERING OTT, PATRICK S —

Top Art Units

Art UnitApps
1794 5
1784 1
1783 1
1717 1
1749 1
1716 1
1781 1

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
19215191 AL-RICH ALTIN COATING LAYERS BY PVD FROM METALLIC TARGETS AND METHOD THEREOF KRUPICKA, ADAM C 1784 §103 Non-Final OA — Pending May 21, 2025
18881221 METAL FREE COATING COMPRISING TETRAHEDRAL HYDROGEN-FREE AMORPHOUS CARBON FLORES JR, DONALD M 1783 §102§103§112 Non-Final OA — Pending Jan 03, 2025
18874441 FORMING TOOLS COATED WITH KAPPA-ALUMINA ZHANG, HAI Y 1717 §102§103 Non-Final OA — Pending Dec 12, 2024
18858996 COATING SYSTEM AND METHOD FOR SEMICONDUCTOR EQUIPMENT COMPONENTS OTT, PATRICK S 1794 §102§103§112 Final Rejection 12d Pending Oct 22, 2024
18703218 METHOD FOR FORMING HARD AND ULTRA-SMOOTH A-C BY SPUTTERING OTT, PATRICK S 1794 §102§103§112 Non-Final OA — Pending Apr 19, 2024
18552110 THREE DIMENSIONAL LITHIUM ANODE WITH A CAPPING LAYER SCHWARTZ, PHILIP N 1749 §102§103 Non-Final OA — Pending Sep 22, 2023
18255394 IMPROVED PLASMA RESISTANT COATINGS FOR ELECTROSTATIC CHUCKS KACKAR, RAM N 1716 §102§103 Final Rejection — Pending Jun 01, 2023
17792928 HIGH COHESIVE STRENGTH HARD COATINGS CONTAINING SOFT METAL BRAYTON, JOHN JOSEPH 1794 §103 Final Rejection — Pending Jul 14, 2022
17761777 SUBSTRATE WITH A MOLYBDENUM NITRIDE LAYER SYSTEM, AND COATING METHOD FOR PRODUCING A LAYER SYSTEM YANG, ZHEREN J 1781 §112 Final Rejection 22d Pending Mar 18, 2022
17613065 PVD COATINGS COMPRISING MULTI-ANION HIGH ENTROPY ALLOY OXY-NITRIDES BAND, MICHAEL A 1794 §103 Final Rejection 22d Pending Nov 21, 2021
17433203 METHOD FOR PRODUCING TARGETS FOR PHYSICAL VAPOR DEPOSITION (PVD) BERMAN, JASON 1794 §102§103§112 Non-Final OA 2d overdue Pending Aug 23, 2021

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Frequently Asked Questions

How many pending USPTO office actions does Oerlikon Surface Solutions AG Pfäffikon have?

Oerlikon Surface Solutions AG Pfäffikon has 11 pending office actions as of October 2026, spread across 7 art units and 10 examiners.

Which USPTO examiner handles the most Oerlikon Surface Solutions AG Pfäffikon applications?

Patrick S Ott has the most, with 2 of Oerlikon Surface Solutions AG Pfäffikon's pending office actions.

What technology area are Oerlikon Surface Solutions AG Pfäffikon's patent applications in?

Mostly Chemistry & Materials (USPTO Tech Center 1700), based on where its pending office actions are examined.

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