Prosecution Insights
Last updated: October 26, 2026

Sumitomo Metal Mining Co., Ltd.

Technology area: Chemistry & Materials

38 pending office actions • 17 art units • 29 examiners • 0 of 38 (0%) have an AI response strategy ready • 37 patents granted in the last 365 days

Analysis

Sumitomo Metal Mining Co., Ltd. has 40 pending office actions in Chemistry & Materials. The matters involve 31 distinct examiners across 18 distinct art units, creating a large and widely distributed prosecution docket. The difference between the pending-action total and the examiner total means some examiners handle more than one matter, while the art-unit spread shows that the portfolio reaches multiple technical examination settings. Counsel needs centralized status control, but substantive review should remain segmented by technology and examiner.

PIRO, NICHOLAS ANTHONY is the busiest examiner, with 5 pending matters. Those matters offer the strongest concentrated source for identifying examiner-specific treatment, yet they represent only one portion of the docket. Portfolio managers should compare recurring rejection grounds and amendment strategies across the eighteen art units before treating any pattern as general. Examiner histories can guide negotiation planning, while claim scope and disclosure support should remain application-specific. This approach preserves consistency in Chemistry & Materials practice without assuming uniformity across the full portfolio.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Portfolio Summary

38
Total Pending OAs
22
Non-Final OAs
16
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 14 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

3
Overdue
0
Due this week
7
Due this month
2
Due in next 60 days
2
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 14 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (3)Due ≤ 30 days (7)Due ≤ 60 days (2)Due later (2)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

14
Hard (37%)
22
Medium (58%)
2
Easy (5%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§103 only18 (47%)
§102 only2 (5%)
§112 only2 (5%)
Double-patenting + other2 (5%)
Multi-statute (no §101)14 (37%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

35
Life Sciences
92% of docket
0
Information Tech
0% of docket
0
Communications
0% of docket
1
Semiconductors
3% of docket
1
Mechanical / Eng
3% of docket
1
Business / Other
3% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

380 h
Manual time on pending OAs
76 h
Time saved (low, 20%)
133 h
Time saved (mid, 35%)
3.3 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
PIRO, NICHOLAS ANTHONY 6 47.5% +41.3%
WALCK, BRIAN D 3 58.9% +26.7%
CARDA, DANIELLE MARIE 2 83.4% +12.8%
SMOOT, MORIAH SIMONE MCMIL 2 64.2% +7.5%
CHOI, PETER Y 1 20.4% +32.5%
NGUYEN, KHANH TUAN 1 74.5% +18.7%
FLORES, JAVIER 1 0.0% +0.0%
MCKINNON, LASHAWNDA T 1 54.0% +30.2%
DANG, KET D 1 61.6% +37.9%
LE, HOA T 1 72.7% +11.9%

Quick Wins (1)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 1 ordered by deadline are shown.

App #TitleExaminerDue in
18575891 METHOD FOR PRODUCING VALUABLE METAL CARDA, DANIELLE MARIE —

Hard Cases (15)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18681709 ANTIMOLD EMULSION COATING MATERIAL, ANTIMOLD FINE PARTICLE DISPERSION, AND ARTICLE WITH ANTIMOLD FINE PARTICLE DISPERSION DICUS, TAMRA 8d
18691381 METHOD FOR PRODUCING LITHIUM HYDROXIDE PIRO, NICHOLAS ANTHONY 14d
17912998 ALLOY TREATMENT METHOD SMOOT, MORIAH SIMONE MCMIL 40d
16976979 LITHIUM METAL COMPOSITE OXIDE, LITHIUM SECONDARY BATTERY POSITIVE ELECTRODE ACTIVE MATERIAL, POSITIVE ELECTRODE, AND LITHIUM SECONDARY BATTERY BILLIET, AMANDA JUNE 69d
17777097 MAGNETOSTRICTIVE MEMBER AND METHOD FOR MANUFACTURING MAGNETOSTRICTIVE MEMBER WALCK, BRIAN D 77d
19116313 INFARED SHIELDING FIBER STRUCTURE AND CLOTHING EMPLOYING SAME CHOI, PETER Y —
18690282 METHOD FOR PROCESSING ALLOY FLORES, JAVIER —
18687846 METHOD FOR PRODUCING VALUABLE METAL WALCK, BRIAN D —

Interview Candidates (16)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18267054 METHOD FOR PRODUCING LITHIUM HYDROXIDE PIRO, NICHOLAS ANTHONY 67d overdue
18691381 METHOD FOR PRODUCING LITHIUM HYDROXIDE PIRO, NICHOLAS ANTHONY 14d
18698146 INFRARED ABSORBING FIBER AND FIBER PRODUCT MCKINNON, LASHAWNDA T 16d
17777097 MAGNETOSTRICTIVE MEMBER AND METHOD FOR MANUFACTURING MAGNETOSTRICTIVE MEMBER WALCK, BRIAN D 77d
19116313 INFARED SHIELDING FIBER STRUCTURE AND CLOTHING EMPLOYING SAME CHOI, PETER Y —
18997902 NEGATIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY, METHOD OF MANUFACTURING NEGATIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY, AND LITHIUM ION SECONDARY BATTERY NGUYEN, KHANH TUAN —
18696560 ALLOY TREATMENT METHOD WALCK, BRIAN D —
18687846 METHOD FOR PRODUCING VALUABLE METAL WALCK, BRIAN D —

Top Art Units

Art UnitApps
1738 11
1788 3
1729 3
1751 3
1735 2
1722 2
1733 2
1752 2
1786 1
1761 1

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
19116313 INFARED SHIELDING FIBER STRUCTURE AND CLOTHING EMPLOYING SAME CHOI, PETER Y 1786 §103 Non-Final OA — Pending Mar 27, 2025
18997902 NEGATIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY, METHOD OF MANUFACTURING NEGATIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY, AND LITHIUM ION SECONDARY BATTERY NGUYEN, KHANH TUAN 1761 §102 Non-Final OA — Pending Jan 23, 2025
18690282 METHOD FOR PROCESSING ALLOY FLORES, JAVIER 1735 §102§103 Non-Final OA — Pending Aug 16, 2024
18698146 INFRARED ABSORBING FIBER AND FIBER PRODUCT MCKINNON, LASHAWNDA T 1789 §103 Non-Final OA 16d Pending Apr 03, 2024
18696560 ALLOY TREATMENT METHOD WALCK, BRIAN D 1738 §103 Non-Final OA — Pending Mar 28, 2024
18691381 METHOD FOR PRODUCING LITHIUM HYDROXIDE PIRO, NICHOLAS ANTHONY 1738 §102§103Other Final Rejection 14d Pending Mar 12, 2024
18687846 METHOD FOR PRODUCING VALUABLE METAL WALCK, BRIAN D — §103§112 Non-Final OA — Pending Feb 29, 2024
18588286 ELECTRIC FURNACE AND METHOD FOR PRODUCING VALUABLE METAL DANG, KET D 3761 §112 Non-Final OA — Pending Feb 27, 2024
18685250 METHOD FOR RECOVERING VALUABLE METALS CARDA, DANIELLE MARIE 1738 §103§112 Non-Final OA — Pending Feb 21, 2024
18682231 ORGANIC-INORGANIC HYBRID INFRARED ABSORBING PARTICLES, INFRARED ABSORBING PARTICLE DISPERSION, AND METHOD OF PRODUCING ORGANIC-INORGANIC HYBRID INFRARED ABSORBING PARTICLES LE, HOA T 1788 §102 Final Rejection — Pending Feb 08, 2024
18681709 ANTIMOLD EMULSION COATING MATERIAL, ANTIMOLD FINE PARTICLE DISPERSION, AND ARTICLE WITH ANTIMOLD FINE PARTICLE DISPERSION DICUS, TAMRA 1787 §102§103§112 Non-Final OA 8d Pending Feb 06, 2024
18681346 METHOD FOR PRODUCING LITHIUM CONTAINING SOLUTION AND METHOD FOR PRODUCING LITHIUM HYDROXIDE PIRO, NICHOLAS ANTHONY 1738 §103§112DP Non-Final OA — Pending Feb 05, 2024
18293342 POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY, POSITIVE ELECTRODE FOR LITHIUM SECONDARY BATTERY, AND LITHIUM SECONDARY BATTERY TRAN, THU THI MINH 1788 §103§112 Non-Final OA — Pending Jan 29, 2024
18579520 METHOD FOR PROCESSING ALLOY PIRO, NICHOLAS ANTHONY 1738 §103§112 Final Rejection — Pending Jan 16, 2024
18575891 METHOD FOR PRODUCING VALUABLE METAL CARDA, DANIELLE MARIE 1738 §103 Final Rejection — Pending Jan 02, 2024
18401946 NICKEL-CONTAINING COMPOSITE HYDROXIDE AND PRODUCTION PROCESS THEREFOR, POSITIVE-ELECTRODE ACTIVE MATERIAL FOR A NONAQUEOUS-ELECTROLYTE SECONDARY BATTERY AND PRODUCTION PROCESS THEREFOR, AND NONAQUEOUS-ELECTROLYTE SECONDARY BATTERY PIRO, NICHOLAS ANTHONY 1738 §103§112 Non-Final OA — Pending Jan 02, 2024
18572773 METHOD FOR PRODUCING LITHIUM METAL COMPOSITE OXIDE KYLE, MADISON LEIGH 1722 §103 Final Rejection — Pending Dec 20, 2023
18568471 INFRARED ABSORBING COMPOSITE FINE PARTICLES, INFRARED ABSORBING FINE PARTICLE DISPERSION LIQUID, AND INFRARED ABSORBING FINE PARTICLE DISPERSION BODY MANGOHIG, THOMAS A 1788 §103DP Final Rejection — Pending Dec 08, 2023
18567019 POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY, POSITIVE ELECTRODE FOR LITHIUM SECONDARY BATTERY, AND LITHIUM SECONDARY BATTERY KERNS, KEVIN P 1735 §102§103 Non-Final OA — Pending Dec 04, 2023
18258958 HEAT RAY SHIELDING RESIN SHEET MATERIAL WILSON, PAISLEY L 2871 §103 Non-Final OA 27d Pending Jun 22, 2023
18267113 FLOTATION METHOD AND FLOTATION SYSTEM PATEL, PRANAV N 1777 §103§112 Non-Final OA — Pending Jun 14, 2023
18267054 METHOD FOR PRODUCING LITHIUM HYDROXIDE PIRO, NICHOLAS ANTHONY 1738 §103Other Final Rejection 67d overdue Pending Jun 13, 2023
18042406 POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY, POSITIVE ELECTRODE FOR LITHIUM SECONDARY BATTERY, AND LITHIUM SECONDARY BATTERY TRAN, UYEN M 1726 §103 Final Rejection 53d Pending Feb 21, 2023
18018415 METHOD FOR RECOVERING LITHIUM AND METHOD FOR PRODUCING LITHIUM CARBONATE SMOOT, MORIAH SIMONE MCMIL 1733 §103§112 Non-Final OA — Pending Jan 27, 2023
18005212 METHOD OF PRODUCING NICKEL-CONTAINING HYDROXIDE, METHOD OF PRODUCING POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY, POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY, AND LITHIUM ION SECONDARY BATTERY BLACKWELL-RUDASIL, RYAN KENZIE 1722 §103 Non-Final OA — Pending Jan 12, 2023
17777097 MAGNETOSTRICTIVE MEMBER AND METHOD FOR MANUFACTURING MAGNETOSTRICTIVE MEMBER WALCK, BRIAN D 1738 §102§103§112 Non-Final OA 77d Pending Nov 16, 2022
17918489 POSITIVE ELECTRODE ACTIVE MATERIAL PARTICLES FOR LITHIUM SECONDARY BATTERY, POSITIVE ELECTRODE FOR LITHIUM SECONDARY BATTERY, AND LITHIUM SECONDARY BATTERY KASS-MULLET, BENJAMIN ELI 1752 §103 Non-Final OA — Pending Oct 12, 2022
17917312 METHOD FOR RECOVERING VALUABLE METAL MORALES, RICARDO D 1738 §103 Final Rejection 37d overdue Pending Oct 06, 2022
17912998 ALLOY TREATMENT METHOD SMOOT, MORIAH SIMONE MCMIL 1733 §103§112 Final Rejection 40d Pending Sep 20, 2022
17797212 METHOD FOR TREATING ALLOY PIRO, NICHOLAS ANTHONY 1738 §103Other Final Rejection — Pending Aug 03, 2022
17797397 METHOD FOR PRODUCING LITHIUM HYDROXIDE RIPA, BRYAN D 1794 §103 Non-Final OA — Pending Aug 03, 2022
17783802 LITHIUM METAL COMPOSITE OXIDE, POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY, POSITIVE ELECTRODE FOR LITHIUM SECONDARY BATTERY, AND LITHIUM SECONDARY BATTERY AMPONSAH, OSEI K 1752 §112 Final Rejection 14d Pending Jun 09, 2022
17601882 LITHIUM COMPOSITE METAL OXIDE POWDER AND LITHIUM SECONDARY BATTERY POSITIVE ELECTRODE ACTIVE MATERIAL EGGERDING, ALIX ECHELMEYER 1729 §103 Final Rejection 8d overdue Pending Oct 06, 2021
17310805 POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY, METHOD OF MANUFACTURING POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY, AND LITHIUM ION SECONDARY BATTERY SON, TAEYOUNG 1751 §103 Non-Final OA 12d Pending Aug 25, 2021
17425102 NICKEL COBALT ALUMINUM COMPOSITE HYDROXIDE, METHOD FOR PRODUCING NICKEL COBALT ALUMINUM COMPOSITE HYDROXIDE, LITHIUM NICKEL COBALT ALUMINUM COMPOSITE OXIDE, AND LITHIUM ION SECONDARY BATTERY CARVALHO JR., ARMINDO 1729 §103 Final Rejection 9d Pending Jul 22, 2021
16976979 LITHIUM METAL COMPOSITE OXIDE, LITHIUM SECONDARY BATTERY POSITIVE ELECTRODE ACTIVE MATERIAL, POSITIVE ELECTRODE, AND LITHIUM SECONDARY BATTERY BILLIET, AMANDA JUNE 1729 §103§112 Final Rejection 69d Pending Sep 29, 2020
16982001 LITHIUM COMPOSITE METAL OXIDE, POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY, POSITIVE ELECTRODE FOR LITHIUM SECONDARY BATTERY, AND LITHIUM SECONDARY BATTERY NEWMAN, DREW C 1751 §103 Final Rejection — Pending Sep 17, 2020
16629806 METAL COMPOSITE HYDROXIDE, METHOD FOR PRODUCING SAME, POSITIVE ELECTRODE ACTIVE MATERIAL FOR NONAQUEOUS ELECTROLYTE SECONDARY BATTERIES, METHOD FOR PRODUCING SAID POSITIVE ELECTRODE ACTIVE MATERIAL, AND NONAQUEOUS ELECTROLYTE SECONDARY BATTERY USING SAID POSITIVE ELECTRODE ACTIVE MATERIAL CHUO, TONY SHENG HSIANG 1751 §103 Non-Final OA — Pending Jan 09, 2020

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Frequently Asked Questions

How many pending USPTO office actions does Sumitomo Metal Mining Co., Ltd. have?

Sumitomo Metal Mining Co., Ltd. has 38 pending office actions as of October 2026, spread across 17 art units and 29 examiners.

Which USPTO examiner handles the most Sumitomo Metal Mining Co., Ltd. applications?

Nicholas Anthony Piro has the most, with 6 of Sumitomo Metal Mining Co., Ltd.'s pending office actions.

What technology area are Sumitomo Metal Mining Co., Ltd.'s patent applications in?

Mostly Chemistry & Materials (USPTO Tech Center 1700), based on where its pending office actions are examined.

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