Prosecution Insights
Last updated: October 25, 2026

Baker Botts, LLP

Technology areas: Biotechnology & Pharmaceuticals • Transportation, E-Commerce & Mechanical Systems

335 pending office actions • 82 clients • 302 examiners • 178 art units • 0 of 335 (0%) have an AI response strategy ready

Analysis

BAKER BOTTS L.L.P. has 322 pending office actions in Transportation, E-Commerce & Mechanical Systems and 26997 career applications. The pending docket is substantial and is supported by a very large recorded application portfolio, indicating broad and continuing prosecution activity in this technology area.

The resolved allowance rate is 86.9%, with an average of 3.59 office actions per allowance. Resolved applications have often reached allowance, while the action average indicates that several examination exchanges are commonly required. Practitioners managing this workload should emphasize docket discipline, coordinated technical review, and consistent claim strategy across transportation, mechanical, and e-commerce matters.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=26997 apps, methodology: how we score firms)

86.9%
Allowance Rate
n=26997
+0.59σ
Allowance Rate (norm)
n=26997
3.6
OAs to Allowance
n=18021
+0.08σ
OAs to Allow (norm)
n=18021
1112 days
Time to Allowance
n=18021
+7.0pp
Interview Lift
n=26997
30.2%
RCE Rate
n=26997
2.5%
Appeal Rate
n=26997

Rejection Performance (% of received rejections ultimately overcome)

83.5%
§101 Overcome
n=2867
83.5%
§102 Overcome
n=6574
84.5%
§103 Overcome
n=11277
84.5%
§112 Overcome
n=6568

Specialization & Scale

G06F, H04L, H04W
Top CPC Subclasses
16%
Top-3 CPC Share
n=26997
82
Practitioners
n=26997
329.2
Apps / Practitioner
n=26997

Portfolio Summary

335
Total Pending OAs
216
Non-Final OAs
107
Final Rejections
12
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 72 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

26
Overdue
2
Due this week
28
Due this month
14
Due in next 60 days
2
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 72 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (26)Due ≤ 7 days (2)Due ≤ 30 days (28)Due ≤ 60 days (14)Due later (2)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

152
Hard (45%)
155
Medium (46%)
26
Easy (8%)
2
Unknown (1%)

Rejection Statute Mix

BucketCases
§101 only9 (3%)
§101 + other39 (12%)
§103 only116 (35%)
§102 only20 (6%)
§112 only13 (4%)
Double-patenting only13 (4%)
Double-patenting + other19 (6%)
Multi-statute (no §101)104 (31%)
No statute on record2 (1%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

103
Life Sciences
31% of docket
71
Information Tech
21% of docket
27
Communications
8% of docket
35
Semiconductors
10% of docket
86
Mechanical / Eng
26% of docket
13
Business / Other
4% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

3,350 h
Manual time on pending OAs
670 h
Time saved (low, 20%)
1,172 h
Time saved (mid, 35%)
29.3 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
KEENAN, JAMES W 4 66.9% +24.2%
BROTHERS, LAURENCE RAPHAEL 3 89.0% +15.6%
WAGGONER, TIMOTHY R 3 71.7% +7.6%
BRAZIN, JACQUELINE 2 65.6% +52.7%
SHENDEROV, ALEXANDER D 2 90.3% +6.2%
DIAZ, THOMAS C 2 68.3% +19.3%
SNELTING, JONATHAN D 2 68.7% +31.6%
SINGH, DALZID E 2 90.9% +6.8%
JOERGER, KAITLIN S 2 86.5% +11.2%
ROBERTS, BRIAN S 2 85.1% +3.4%

Quick Wins (4)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 4 ordered by deadline are shown.

App #TitleExaminerDue in
19002944 METHOD AND APPARATUS FOR CONTROLLING TRANSMISSION OF AN UPSTREAM PACKET TRAFFIC IN A TDM PON-BASED FRONTHAUL SINGH, DALZID E —
18958500 AUTOMATED STORAGE AND RETRIEVAL SYSTEM USING AN AUTOMATED LOADER AND METHODS OF REPLACING POWER SUPPLIES JOERGER, KAITLIN S —
18949482 RACH REPORT WITH BEAM SELECTION INFORMATION ROBERTS, BRIAN S —
18718168 OPTICAL NETWORK UNIT, CENTRAL OFFICE NODE AND METHODS OF CONFIGURING AN OPTICAL NETWORK UNIT SINGH, DALZID E —

Hard Cases (152)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18552576 C-RNTI PROVISIONING FOR L1/L2 CENTRIC INTER-CELL MOBILITY CHOUDHRY, SAMINA F 112d overdue
17697028 METHODS FOR IDENTIFYING GENOMIC SAFE HARBORS VIJAYARAGHAVAN, JAGAMYA NMN 91d overdue
18261445 SOUNDING REFERENCE SIGNAL SUBBAND-LEVEL SOUNDING THOMAS, WILFRED 30d overdue
18625699 METHODS FOR USING ENRICHED EXOSOMES AS A PLATFORM FOR MONITORING ORGAN STATUS JUEDES, AMY E 29d overdue
18494452 LIGHT SOURCE DEVICE HAVING POSITIONING PART ON HOLDER FOR POSITIONING OF COUPLING LENS RELATIVE THERETO, AND SCANNING OPTICAL DEVICE USING THE SAME STANFORD, CHRISTOPHER J 5d
17906060 MICROBIAL CONSORTIA FOR THE TREATMENT OF DISEASE MOEHLMAN, ANDREW TERRY 9d
18249792 PROVIDING BURST END TIME IN TIME SENSITIVE COMMUNICATION ASSISTANCE INFORMATION PHUNG, LUAT 12d
18726975 INSURANCE CLAIM PAYMENT REVIEWING SYSTEM, PROGRAM, AND INSURANCE CLAIM PAYMENT REVIEWING METHOD POINVIL, FRANTZY 14d

Interview Candidates (15)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
19285161 Formation of Array of Membranes and Apparatus Therefor BRAZIN, JACQUELINE —
18998200 SYSTEM AND METHOD FOR CONTROLLING THE MOVEMENT OF CONTAINERS IN AN AUTOMATED STORAGE AND RETRIEVAL SYSTEM DIAZ, THOMAS C —
19019880 AUTOMATED STORAGE AND RETRIEVAL SYSTEM SNELTING, JONATHAN D —
18881859 DYNAMIC TUNING OF DIG-DOWN BROTHERS, LAURENCE RAPHAEL —
18875712 AN AUTOMATED STORAGE AND RETRIEVAL SYSTEM COMPRISING A FIRST TYPE OF CONTAINER HANDLING VEHICLE, A CRANE AND A GANTRY ARRANGEMENT, AND A METHOD OF TRANSFERRING A STORAGE CONTAINER KEENAN, JAMES W —
18958500 AUTOMATED STORAGE AND RETRIEVAL SYSTEM USING AN AUTOMATED LOADER AND METHODS OF REPLACING POWER SUPPLIES JOERGER, KAITLIN S —
18958740 STORAGE SYSTEM SNELTING, JONATHAN D —
18860321 TOOL FOR DETECTING THE POSITIONING OF A CONTAINER HANDLING VEHICLE OF A STORAGE SYSTEM BROTHERS, LAURENCE RAPHAEL —

Client Portfolio (82 clients)

View all 82 →

Top Art Units

Art UnitApps
365517
28729
17939
16347
16326
36525
24625
16315
36254
28534

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19439914 Biochemical Analysis Instrument Oxford Nanopore Technologies PLC SINES, BRIAN J 1796 §103 Final Rejection — Pending Jan 05, 2026
19409123 CELL CULTURE COMPOSITIONS AND METHODS FOR POLYPEPTIDE PRODUCTION Genentech, Inc. TAYLOR, LIA ELAN 1641 §103 Final Rejection — Pending Dec 04, 2025
19482045 A STACKABLE GROWTH MODULE AutoStore Technology AS DENNIS, KEVIN M 3647 §103 Non-Final OA — Pending Nov 06, 2025
19164425 SYSTEMS AND METHODS FOR DETERMINING A CUTANEOUS LESION SCORE OF A COMPANION ANIMAL Mars, Incorporated BURGESS, JOSEPH D 3685 §101§103§112 Non-Final OA — Pending Sep 11, 2025
19317294 Dual Latch System for Hopper Cover of an Aerial Application Aircraft Texas Transland LLC TULLIA, STEVEN A 3675 §102§103 Non-Final OA — Pending Sep 03, 2025
19158973 EXCITER AND ELECTRONIC DEVICE Goertek Inc. MACARTHUR, VICTOR L 3618 §102§103 Non-Final OA — Pending Aug 22, 2025
19299948 AUTOMATED SUPPLY CHAIN DEMAND FORECASTING Coupa Software Incorporated SINGLETARY, TYRONE E 3625 §101Other Non-Final OA — Pending Aug 14, 2025
19295771 DETERMINING LOCATION INFORMATION ABOUT A DRONE Telefonaktiebolaget Lm Ericsson (Publ) DOWLING, MICHAEL TYLER EVAN 3669 §103 Non-Final OA — Pending Aug 11, 2025
19285161 Formation of Array of Membranes and Apparatus Therefor Oxford Nanopore Technologies PLC BRAZIN, JACQUELINE 1798 §102§103 Non-Final OA — Pending Jul 30, 2025
19266403 Systems and Methods for Automated Medical Image Identification for Protocols Fujifilm Healthcare Americas Corporation SIOZOPOULOS, CONSTANTINE B 3686 §101§102 Non-Final OA — Pending Jul 11, 2025
19265826 DYNAMIC DETERMINATION OF DATA Coupa Software Incorporated BAKER, IRENE H 2154 §103§112 Final Rejection — Pending Jul 10, 2025
19263967 SYSTEM AND METHOD TO DYNAMICALLY MONITOR JOBSITE ASSIGNMENTS FOR AN ASSET Therma-Stor LLC SHERWIN, RYAN W 2688 §112DP Non-Final OA — Pending Jul 09, 2025
19136191 INFORMATION PROCESSING DEVICE Sanden Corporation ESTEVEZ, DAIRON 3656 §103 Non-Final OA — Pending Jun 05, 2025
19222126 REMOTELY OPERATED VEHICLE WITH AN ARRANGEMENT TO PROVIDE A PRE-ALERT AND TRACKING OF A POSITION OF THE VEHICLE AutoStore Technology AS PEDERSEN, DAVID RUBEN 3658 §103DP Final Rejection — Pending May 29, 2025
19222725 SYSTEMS AND METHODS FOR DETERMINING DUTY COSTS ASSOCIATED WITH A SUPPLY CHAIN NETWORK Coupa Software Incorporated MANEJWALA, ISMAIL A 3626 §101§102 Non-Final OA — Pending May 29, 2025
19217743 SYSTEMS AND METHODS FOR ALTERING IMAGES Fujifilm Healthcare Americas Corporation HELCO, NICHOLAS JOHN 2667 §103 Final Rejection — Pending May 23, 2025
19215001 Modular personal storage system and related modular components Ohsnap, Inc. TAMIL, JESSICA KAVINI 3733 §103 Non-Final OA — Pending May 21, 2025
19207619 System for Improving Data Security The Prudential Insurance Company of America ZARRINEH, SHAHRIAR 2496 DP Non-Final OA — Pending May 14, 2025
19199300 FLAVOR COMPOSITIONS AND SCREENING METHODS FOR IDENTIFYING THE SAME Mars, Incorporated GWARTNEY, ELIZABETH A 1759 §103 Non-Final OA 70d Pending May 05, 2025
19194675 MACHINE LEARNING AUTOMATION OF NETWORK RESOURCE WORKFLOWS 8Flow Inc. LU, KUEN S 2165 §103 Final Rejection — Pending Apr 30, 2025
19193460 SYSTEMS AND METHODS FOR PREDICTING SERVICE DEMAND BASED ON GEOGRAPHICALLY ASSOCIATED EVENTS Predict Hq Limited ULLAH, ARIF 3625 §101§112 Non-Final OA — Pending Apr 29, 2025
19191031 ADDITIONAL INSTRUCTION UPDATE METHOD AND ADDITIONAL INSTRUCTION UPDATE SYSTEM Hitachi-GE Nuclear Energy, Ltd. SHECHTMAN, CHERYL MARIA 2164 §101§103§112 Non-Final OA — Pending Apr 28, 2025
19186333 DROPLET EJECTING APPARATUS, CONTROL METHOD OF THE SAME, AND MEDIUM Brother Kogyo Kabushiki Kaisha SOLOMON, LISA 2853 §102 Non-Final OA — Pending Apr 22, 2025
19184803 LIQUID EJECTING APPARATUS Brother Kogyo Kabushiki Kaisha CHELST, SHLOMIT ESTHER 2853 §103 Non-Final OA — Pending Apr 21, 2025
19175768 System and Method to Facilitate Interoperability of Health Care Modules Kicstand, Inc. PATEL, JAY M 3681 §103DP Non-Final OA — Pending Apr 10, 2025
19173730 SECURING NETWORK STEERING INFORMATION Telefonaktiebolaget Lm Ericsson (Publ) JEUDY, JOSNEL 2438 DP Non-Final OA — Pending Apr 08, 2025
19115889 METHODS AND APPARATUSES FOR PERFOMING DIGITAL PREDISTORTION USING A COMBINATION MODEL Telefonaktiebolaget Lm Ericsson (Publ) ROBINSON, CHRISTOPHER B 2443 §112 Non-Final OA — Pending Mar 27, 2025
19088345 SYSTEM AND METHOD FOR SELECTIVE MIGRATION OF MAINFRAME RESOURCES TO A NON-MAINFRAME ENVIRONMENT Virtualz Computing Corporation MCQUITERY, DIEDRA M 2166 §101§103§112Other Non-Final OA — Pending Mar 24, 2025
19088536 SYSTEM AND METHOD FOR MAINFRAME APPLICATION ACCESS TO DATA STORED IN A NON-MAINFRAME ENVIRONMENT Virtualz Computing Corporation ABAD, FARLEY J 2181 §101§112 Non-Final OA — Pending Mar 24, 2025
19113573 IMAGE DISPLAY METHOD AND APPARATUS, AND ELECTRONIC DEVICE Goertek Inc. CHOW, JEFFREY J 2618 §102§103§112 Non-Final OA — Pending Mar 20, 2025
19083183 RECORDING APPARATUS, CONTROL METHOD OF RECORDING APPARATUS, AND MEDIUM Brother Kogyo Kabushiki Kaisha SHENDEROV, ALEXANDER D 2853 §102§103§112 Non-Final OA — Pending Mar 18, 2025
19083168 RECORDING APPARATUS, CONTROL METHOD OF RECORDING APPARATUS, AND MEDIUM Brother Kogyo Kabushiki Kaisha SHENDEROV, ALEXANDER D 2853 §102§103§112 Non-Final OA — Pending Mar 18, 2025
19073947 SECURE IMAGE CAPTURE AND ACCESS Safe-Me, LLC PRINCE, JESSICA MARIE 2486 §103 Final Rejection — Pending Mar 07, 2025
19110051 ELECTRIC-POWER MANAGEMENT ADMINISTRATION SYSTEM, ELECTRIC-POWER MANAGEMENT ADMINISTRATION DEVICE, AND ELECTRIC-POWER MANAGEMENT ADMINISTRATION METHOD Hitachi, Ltd. PARRIES, DRU M 2836 §102§103 Final Rejection — Pending Mar 07, 2025
19066338 METHOD, SYSTEM, AND DEVICE TO PROCESS PLANTS AND REMOVE COMPONENTS THEREFROM S.S. Steiner, Inc. HUTCHINS, CATHLEEN R 3672 §102§103 Non-Final OA — Pending Feb 28, 2025
19056892 Rapid Change Vertical Shore Arcosa Shoring Products, Inc. TOLEDO-DURAN, EDWIN J 3678 §102 Final Rejection — Pending Feb 19, 2025
19049872 System and method for determining product theft information using magnetic sensors 7-Eleven, Inc. LUDWIG, PETER L 3627 §103 Final Rejection — Pending Feb 10, 2025
19101481 METHOD AND APPARATUS FOR CONFIGURING LOCATION REPORTING TYPE Telefonaktiebolaget Lm Ericsson (Publ) TRAN, CONGVAN 2647 §102 Non-Final OA — Pending Feb 05, 2025
19100403 AUTHENTICATION SYSTEM AND AUTHENTICATION METHOD Hitachi, Ltd. TOLENTINO, RODERICK §101§102§103 Non-Final OA — Pending Jan 31, 2025
18998200 SYSTEM AND METHOD FOR CONTROLLING THE MOVEMENT OF CONTAINERS IN AN AUTOMATED STORAGE AND RETRIEVAL SYSTEM AutoStore Technology AS DIAZ, THOMAS C 3617 §101§103§112 Non-Final OA — Pending Jan 24, 2025
19036805 Systems and Methods for Scanning and Recycling Objects Oba Hardy OUELLETTE, JONATHAN P 3629 §101§102 Non-Final OA — Pending Jan 24, 2025
18998186 OPTICAL MODULE AND HEAD-MOUNTED DISPLAY DEVICE Goertek Optical Technology Co., Ltd. PINKNEY, DAWAYNE 2872 §103Other Non-Final OA — Pending Jan 24, 2025
18996123 OPTICAL MODULE AND HEAD-MOUNTED DISPLAY DEVICE Goertek Optical Technology Co., Ltd. BEATTY, COLLIN X 2872 §102§103§112 Non-Final OA — Pending Jan 17, 2025
18995256 OPTICAL SYSTEM AND AUGMENTED REALITY DEVICE Goertek Optical Technology Co., Ltd. LEE, MATTHEW Y 2872 §102§103 Non-Final OA — Pending Jan 16, 2025
19019880 AUTOMATED STORAGE AND RETRIEVAL SYSTEM AutoStore Technology AS SNELTING, JONATHAN D 3652 §102§103DP Non-Final OA — Pending Jan 14, 2025
18993482 ELECTROPHORESIS DEVICE Hitachi High-Tech Corporation DOUMBIA, MOHAMED 2877 §103 Final Rejection — Pending Jan 10, 2025
19014768 SYSTEM AND METHOD FOR MONITORING ATMOSPHERIC CONDITIONS IN AN AUTOMATED STORAGE AND RETRIEVAL SYSTEM AutoStore Technology AS RAEVIS, ROBERT R 2855 §103 Final Rejection — Pending Jan 09, 2025
18881878 MESSAGE PRESENTATION SYSTEM, PRESENTATION APPARATUS, AND MESSAGE PRESENTATION METHOD Hitachi, Ltd. CHOLLETI, RAGHAVENDER NMN 2492 §103§112 Final Rejection — Pending Jan 07, 2025
18881859 DYNAMIC TUNING OF DIG-DOWN AutoStore Technology AS BROTHERS, LAURENCE RAPHAEL 3655 §101§112 Non-Final OA — Pending Jan 07, 2025
18880930 SOUND PRODUCING UNIT AND ELECTRONIC DEVICE Goertek Inc. JOSHI, SUNITA 2691 §103 Non-Final OA — Pending Jan 03, 2025

View all 335 →

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Frequently Asked Questions

What is Baker Botts, LLP's patent allowance rate?

86.9% of resolved applications prosecuted by Baker Botts, LLP were allowed, across 26,997 applications in USPTO records.

How many office actions does Baker Botts, LLP average before allowance?

3.59 office actions per allowed application on average.

How many pending office actions does Baker Botts, LLP have?

335 pending office actions as of October 2026, for 82 clients, before 302 examiners in 178 art units.

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