Prosecution Insights
Last updated: October 25, 2026

Caldwell LLC

Technology area: Transportation, E-Commerce & Mechanical Systems

136 pending office actions • 48 clients • 124 examiners • 73 art units • 0 of 136 (0%) have an AI response strategy ready

Analysis

CALDWELL LLC has 141 pending office actions in Transportation, E-Commerce & Mechanical Systems and 2642 career applications. The resolved allowance rate is 90.77%, with an average of 3.94 office actions per allowance.

The pending docket indicates substantial current examination activity, while the career application total provides a broad base for interpreting the historical allowance result. The office-action average shows that matters reaching allowance have involved repeated examination activity. Practitioners can use the profile to plan resources for an active docket while considering the reported historical outcomes.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=2642 apps, methodology: how we score firms)

90.8%
Allowance Rate
n=2642
+0.67σ
Allowance Rate (norm)
n=2642
3.9
OAs to Allowance
n=1613
-0.07σ
OAs to Allow (norm)
n=1613
748 days
Time to Allowance
n=1613
+4.6pp
Interview Lift
n=2642
52.0%
RCE Rate
n=2642
0.4%
Appeal Rate
n=2642

Rejection Performance (% of received rejections ultimately overcome)

65.8%
§101 Overcome
n=737
76.2%
§102 Overcome
n=625
73.3%
§103 Overcome
n=1271
73.3%
§112 Overcome
n=734

Specialization & Scale

G06F, G06N, G16H
Top CPC Subclasses
40%
Top-3 CPC Share
n=2642
4
Practitioners
n=2642
660.5
Apps / Practitioner
n=2642

Portfolio Summary

136
Total Pending OAs
78
Non-Final OAs
58
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 52 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

27
Overdue
2
Due this week
13
Due this month
4
Due in next 60 days
6
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 52 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (27)Due ≤ 7 days (2)Due ≤ 30 days (13)Due ≤ 60 days (4)Due later (6)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

94
Hard (69%)
34
Medium (25%)
7
Easy (5%)
1
Unknown (1%)

Rejection Statute Mix

BucketCases
§101 only22 (16%)
§101 + other49 (36%)
§103 only30 (22%)
§102 only3 (2%)
§112 only5 (4%)
Double-patenting only2 (1%)
Double-patenting + other1 (1%)
Multi-statute (no §101)23 (17%)
No statute on record1 (1%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

20
Life Sciences
15% of docket
22
Information Tech
16% of docket
10
Communications
7% of docket
6
Semiconductors
4% of docket
75
Mechanical / Eng
55% of docket
3
Business / Other
2% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

1,360 h
Manual time on pending OAs
272 h
Time saved (low, 20%)
476 h
Time saved (mid, 35%)
11.9 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
DUNHAM, JASON B 3 26.8% +27.3%
CHOI, PETER H 3 26.3% +18.5%
PEACH, POLINA G 2 50.3% +23.8%
KNIGHT, LETORIA G 2 29.1% +50.2%
COBANOGLU, DILEK B 2 33.2% +27.3%
SMITH, CHAIM A 2 39.0% +50.9%
HRANEK, KAREN AMANDA 2 34.7% +40.4%
ALVESTEFFER, STEPHEN D 2 57.3% +24.6%
GRANT, MICHAEL CHRISTOPHER 2 22.0% +7.1%
STANKOVIC, BRATISLAV 2 70.0% +21.9%

Hard Cases (98)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17032080 METHODS, SYSTEMS, AND DEVICES FOR GENERATING A REFRESHMENT INSTRUCTION SET BASED ON INDIVIDUAL PREFERENCES REYES, REGINALD R 131d overdue
17712509 SYSTEM AND METHOD FOR GENERATING AN OCULAR DYSFUNCTION NOURISHMENT PROGRAM HUYNH, EMILY 128d overdue
18000818 SYSTEMS AND METHODS FOR PHOTONIC CHIP COUPLING THOMASON, DARBY MARGARET 99d overdue
17900685 METHODS AND SYSTEMS FOR PHYSIOLOGICALLY INFORMED ACCOUNT METRICS UTILIZING ARTIFICIAL INTELLIGENCE HATCH, ANGELA MAIDA 99d overdue
17216190 SYSTEMS AND METHODS FOR GENERATING AN ARTHRITIC DISORDER NOURISHMENT PROGRAM WEBB, JESSICA MARIE 99d overdue
18199199 APPARATUS FOR A MULTIPURPOSE FLUID EXTRACTION DEVICE FOR DIAGNOSTICS AND METHOD OF USE KIM, SAMUEL CHONG 97d overdue
18918529 APPARATUS AND METHOD FOR AN ORAL NICOTINE DISPENSING SYSTEM WAGGONER, TIMOTHY R 70d overdue
18426154 SYSTEM AND METHOD FOR GENERATING A NEONATAL DISORDER NOURISHMENT PROGRAM HRANEK, KAREN AMANDA 70d overdue

Interview Candidates (20)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18426154 SYSTEM AND METHOD FOR GENERATING A NEONATAL DISORDER NOURISHMENT PROGRAM HRANEK, KAREN AMANDA 70d overdue
18592570 SYSTEMS AND METHODS FOR GENERATING A CUSTOMIZED BADGE CHOI, PETER H 50d overdue
18938009 SYSTEM AND METHOD FOR MODIFYING A NUTRITION REQUIREMENT COBANOGLU, DILEK B 46d overdue
18272488 CELL LINES, VARIETIES, AND METHODS FOR IN VITRO COTTON FIBER PRODUCTION STANKOVIC, BRATISLAV 4d overdue
18521997 APPARATUS AND METHOD FOR OUTPUTTING AN ALIMENTARY PROGRAM TO A USER COBANOGLU, DILEK B 5d
18972902 SYSTEMS AND METHODS FOR DIGITIZATION OF TISSUE SLIDES BASED ON ASSOCIATIONS AMONG SERIAL SECTIONS DUNHAM, JASON B 7d
18033957 CELL LINES, VARIETIES, AND METHODS FOR IN VITRO COTTON FIBER PRODUCTION STANKOVIC, BRATISLAV 12d
17062710 SYSTEM AND METHOD FOR PRESENTING A MONITORING DEVICE IDENTIFICATION HRANEK, KAREN AMANDA 27d

Client Portfolio (48 clients)

Top Art Units

Art UnitApps
36868
37157
36256
36846
36234
36814
37914
36834
36873
37923

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19377707 APPARATUS AND METHOD FOR TRAINING A MACHINE LEARNING MODEL TO GENERATE A MATCH SCORE USING PROFILE DATA AND REFERENCE DATA Healsgood Artificial Intelligence Developing Services LLC SHANMUGASUNDARAM, KANNAN 2168 §102§103Other Non-Final OA — Pending Nov 03, 2025
19375372 APPARATUS AND METHOD FOR THE GENERATION OF EXPLOITATION DATA The Strategic Coach Inc. ALAM, SHAHID AL 2161 §101DP Non-Final OA — Pending Oct 31, 2025
19342817 METHODS AND SYSTEMS FOR TRANSPORT OF AN ALIMENTARY COMPONENT BASED ON DIETARY REQUIRED ELIMINATIONS Kpn Innovations LLC PEACH, POLINA G 2165 §101§103 Non-Final OA — Pending Sep 29, 2025
19330314 SYSTEM AND METHOD FOR IDENTIFYING OUTLIER DATA AND GENERATING CORRECTIVE ACTION Signet Health Corporation KIM, PAUL 2166 §101§102§103 Non-Final OA — Pending Sep 16, 2025
19307559 METHODS AND SYSTEMS FOR CLASSIFYING RESOURCES TO NICHE MODELS Stynt, Inc. LE, JESSICA N 2169 §103§112 Non-Final OA 27d Pending Aug 22, 2025
19306597 APPARATUS AND METHODS FOR DETERMINING A HIERARCHICAL LISTING OF INFORMATION GAPS The Strategic Coach Inc. NGUYEN, CAM LINH T 2161 §101DP Non-Final OA — Pending Aug 21, 2025
19264024 APPARATUS AND METHODS FOR ARTIFICIAL INTELLIGENCE BATHYMETRY Mythos AI Inc. WANG, JINGLI 3666 §101§103 Non-Final OA — Pending Jul 09, 2025
19264243 METHOD AND AN APPARATUS FOR DETECTING A LEVEL OF CARDIOVASCULAR DISEASE Mayo Foundation for Medical Education and Research SOREY, ROBERT A 3682 §101§103§112 Non-Final OA — Pending Jul 09, 2025
19248972 METHODS AND SYSTEMS FOR EXPLOITING VALUE IN CERTAIN DOMAINS Flourish Worldwide, LLC KNIGHT, LETORIA G 3623 §101§112 Non-Final OA — Pending Jun 25, 2025
19228079 APPARATUS AND METHODS FOR AUTONOMOUSLY CONTROLLING VEHICLES AT A SPECIFIED LOCATION Steer-Tech, LLC HUTCHINSON, ALAN D 3669 §101§112Other Non-Final OA — Pending Jun 04, 2025
19218926 SYSTEMS AND METHODS FOR GENERATING A NOCICEPTION NOURISHEMENT PROGRAM Kpn Innovations LLC DUNHAM, JASON B 3686 §103Other Non-Final OA — Pending May 27, 2025
19206743 METHODS AND SYSTEMS FOR GENERATING LIFESTYLE CHANGE RECOMMENDATIONS BASED ON BIOLOGICAL EXTRACTIONS Kpn Innovations LLC DUNHAM, JASON B 3686 §101§103§112Other Non-Final OA — Pending May 13, 2025
19193084 METHODS AND SYSTEMS FOR GENERATING PROJECTIONS OF REPRESENTATIONS OF DATA IN A PLURALITY OF SPACES Flourish Worldwide, LLC BROCKINGTON III, WILLIAM S 3623 §101§103 Non-Final OA — Pending Apr 29, 2025
19190172 APPARATUS AND METHODS FOR DETERMINING A RESOURCE GROWTH PATTERN The Strategic Coach Inc. HATCHER, DEIRDRE D 3625 §101§103 Non-Final OA — Pending Apr 25, 2025
19180771 SYSTEMS AND METHODS FOR DIAGNOSING A HEALTH CONDITION BASED ON PATIENT TIME SERIES DATA Anumana, Inc. LE, LINH GIANG 3686 §101Other Non-Final OA — Pending Apr 16, 2025
19098551 NONINVASIVE METHODS FOR DETECTION OF PULMONARY HYPERTENSION Anumana, Inc. ALVAREZ, RAQUEL 3622 §101§102§103§112 Non-Final OA — Pending Apr 02, 2025
19089857 APPARATUS AND A METHOD FOR GENERATING A DIAGNOSTIC LABEL Anumana, Inc. SEREBOFF, NEAL §103§112 Non-Final OA — Pending Mar 25, 2025
19074991 APPARATUS AND A METHOD FOR IDENTIFYING A COMMON ACQUISITION SIGNAL Pathformance Technologies Inc. KATSIKIS, KOSTAS J 2441 DP Final Rejection — Pending Mar 10, 2025
19046083 APPARATUS AND METHOD FOR TIME SERIES DATA FORMAT CONVERSION AND ANALYSIS Anumana, Inc. REYES, MARIELA D 2100 §103 Final Rejection 147d overdue Pending Feb 05, 2025
19045129 EARPLUG Triton Systems, Inc. LEE, MICHELLE J 3786 §103§112DP Non-Final OA — Pending Feb 04, 2025
19042801 APPARATUS AND METHOD FOR DETERMINING ACTION GUIDES The Strategic Coach Inc. ELKASSABGI, ZAHRA 3623 §101 Final Rejection — Pending Jan 31, 2025
19029919 SYSTEMS AND METHODS OF ANALYTE MEASUREMENT ANALYSIS AliveCor, Inc. HOLMES, REX R 3796 §101§102§103Other Non-Final OA — Pending Jan 17, 2025
19006622 APPARATUS AND METHOD FOR DETERMINING THE RESILIENCE OF AN ENTITY The Strategic Coach Inc. AUSTIN, JAMIE H 3625 §101§112 Final Rejection 19d Pending Dec 31, 2024
19001840 APPARATUS AND METHOD FOR GENERATING A THREE-DIMENSIONAL (3D) MODEL OF CARDIAC ANATOMY BASED ON MODEL UNCERTAINTY Anumana, Inc. RICHER, AARON M 2617 §103§112 Non-Final OA — Pending Dec 26, 2024
18989259 METHODS AND SYSTEMS FOR BIOLOGICALLY DETERMINED ARTIFICIAL INTELLIGENCE SELECTION GUIDANCE Kpn Innovations LLC HOANG, HAU HAI 2167 §101 Final Rejection 58d overdue Pending Dec 20, 2024
18988078 SYSTEMS AND METHODS FOR GENERATING A HEMATOLOGICAL PROGRAM Kpn Innovations LLC KHATTAR, RAJESH 3684 §101§103§112 Non-Final OA 62d Pending Dec 19, 2024
18973676 INTERACTIVE OBJECT DISPLAYING STRUCTURES AND METHODS OF USE Pharmavision LLC POLO, GUSTAVO D 2622 §103 Final Rejection 42d overdue Pending Dec 09, 2024
18972902 SYSTEMS AND METHODS FOR DIGITIZATION OF TISSUE SLIDES BASED ON ASSOCIATIONS AMONG SERIAL SECTIONS Pramana, Inc. DUNHAM, JASON B 3686 §101§103Other Final Rejection 7d Pending Dec 07, 2024
18967861 APPARATUS AND METHOD FOR DISCOVERING AND LINKING SOFTWARE-DEFINED NETWORKING (SDN) NODES IN A COMMUNICATION NETWORK IN OPERATING ENVIRONMENTS Parry Labs, LLC COUSINS, JOSEPH M 2459 §103 Non-Final OA — Pending Dec 04, 2024
18957818 SYSTEM AND METHOD FOR GENERATING USER-SENSITIVE OPERATIONS USING ARTIFICIAL INTELLIGENCE Signet Health Corporation KNIGHT, LETORIA G 3623 §101 Non-Final OA — Pending Nov 24, 2024
18955119 SYSTEMS AND METHODS FOR A CONFIGURABLE DEVICE ENVIRONMENT Kpn Innovations LLC KAKARLA, BHASKAR §103 Non-Final OA — Pending Nov 21, 2024
18949818 SYSTEM AND METHOD FOR VISUALIZATION OF DIGITIZED SLIDES Pramana, Inc. TORRES, JOSE 2664 §102§103 Non-Final OA — Pending Nov 15, 2024
18942021 MACHINE-LEARNING FOR PROCESSING LEAD-INVARIANT ELECTROCARDIOGRAM INPUTS Mayo Foundation for Medical Education and Research WEHRHEIM, LINDSEY GAIL 3799 §102 Non-Final OA — Pending Nov 08, 2024
18939543 MODULARIZED SMART GLASSES WITH CAMERA Solos Technology (Shenzhen) Limited CHOUDHURY, MUSTAK 2872 §103 Non-Final OA — Pending Nov 07, 2024
18938009 SYSTEM AND METHOD FOR MODIFYING A NUTRITION REQUIREMENT Kpn Innovations LLC COBANOGLU, DILEK B 3687 §101§103 Final Rejection 46d overdue Pending Nov 05, 2024
18931937 SECURE MESSAGING SYSTEMS AND METHODS Uva Ip, LLC TRAN, TAM T Other Non-Final OA — Pending Oct 30, 2024
18927795 APPARATUS FOR AND METHOD OF DE-IDENTIFICATION OF MEDICAL IMAGES NFERENCE, INC. SHAH, UTPAL D 2668 DP Non-Final OA — Pending Oct 25, 2024
18924614 SYSTEM AND METHODS FOR COLOR GAMUT NORMALIZATION FOR PATHOLOGY SLIDES Pramana, Inc. HYTREK, ASHLEY LYNN 2665 §103Other Non-Final OA — Pending Oct 23, 2024
18918246 APPARATUS AND METHOD FOR BIOMETRIC ACCESS CONTROL Loft Labs, LLC RAHMAN, MAHFUZUR 2498 §103 Non-Final OA — Pending Oct 17, 2024
18918529 APPARATUS AND METHOD FOR AN ORAL NICOTINE DISPENSING SYSTEM Loft Labs, LLC WAGGONER, TIMOTHY R 3655 §103§112 Final Rejection 70d overdue Pending Oct 17, 2024
18912221 APPARATUS AND METHOD FOR NEAR FIELD COMMUNICATION (NFC) READING Skyx Ip Holdings I LLC KUNTZ, CURTIS A 2646 §102 Non-Final OA — Pending Oct 10, 2024
18885624 ECG-BASED CARDIAC EJECTION-FRACTION SCREENING Mayo Foundation for Medical Education and Research LUKJAN, SEBASTIAN X 3792 §103§112Other Non-Final OA — Pending Sep 14, 2024
18884936 SYSTEM AND APPARATUS FOR GENERATING IMAGING INFORMATION BASED ON AT LEAST A SIGNAL Anumana, Inc. JIAN, SHIRLEY XUEYING 3792 §101§102 Non-Final OA — Pending Sep 13, 2024
18819046 APPARATUS AND A METHOD FOR THE GENERATION OF PRODUCTIVITY DATA The Strategic Coach Inc. NGUYEN, NGA B 3625 §101§103 Non-Final OA 27d Pending Aug 29, 2024
18817870 APPARATUS AND METHODS FOR SYNTHETIZING MEDICAL IMAGES Anumana, Inc. YANG, WEI WEN 2662 §103 Non-Final OA — Pending Aug 28, 2024
18811167 SYSTEM AND METHOD FOR AUTOMATIC TASK CONTROL Workstarr, Inc. BALLOU, MAAME BOAKYEWAA 3629 §101§103 Non-Final OA — Pending Aug 21, 2024
18802389 CONTAINER AND METHOD FOR HANDLING BEVERAGE SUBSTANCES Cambio Roasters, LLC THAKUR, VIREN A 1792 §103§112 Final Rejection 10d overdue Pending Aug 13, 2024
18802884 SINGLE-USE CONTAINER COMPRISING AN ALUMINUM ALLOY Cambio Roasters, LLC KMET, LAUREN ELIZABETH 3735 §103§112 Final Rejection — Pending Aug 13, 2024
18778094 APPARATUS AND METHOD FOR TRAINING AN EXCITATION MODEL USING REPRESENTATION DATA Flourish Worldwide, LLC GODO, MORIAM MOSUNMOLA 2148 §103 Final Rejection 31d overdue Pending Jul 19, 2024
18773302 APPARATUS AND METHOD FOR DETERMINING WOMENS HEALTH ATTRIBUTES IN FEMALE CLASSIFICATION TIME-SERIES DATA Anumana, Inc. PORTER, RACHEL L 3684 §101§103§112 Final Rejection — Pending Jul 15, 2024

View all 136 →

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Frequently Asked Questions

What is Caldwell LLC's patent allowance rate?

90.8% of resolved applications prosecuted by Caldwell LLC were allowed, across 2,642 applications in USPTO records.

How many office actions does Caldwell LLC average before allowance?

3.94 office actions per allowed application on average.

How many pending office actions does Caldwell LLC have?

136 pending office actions as of October 2026, for 48 clients, before 124 examiners in 73 art units.

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