Prosecution Insights
Prosecution Insights
20 pending office actions • 1 client • 20 examiners • 16 art units • 0 of 20 (0%) have an AI response strategy ready • 51 patents granted in the last 365 days
Based on the USPTO statutory response window for each pending office action. 9 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.
Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 9 of the docket's apps have a known mailing date.
Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.
| Bucket | Cases |
|---|---|
| §101 only | 4 (20%) |
| §101 + other | 4 (20%) |
| §103 only | 6 (30%) |
| §112 only | 2 (10%) |
| Double-patenting only | 1 (5%) |
| Multi-statute (no §101) | 2 (10%) |
| No statute on record | 1 (5%) |
How the docket's pending cases split across USPTO tech-center bands.
Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.
| Examiner | Apps on this docket | Allow rate | Interview lift |
|---|---|---|---|
| HTAY, LIN LIN M | 1 | 71.9% | +25.3% |
| LI, SUN M | 1 | 52.7% | +28.1% |
| KORSAK, OLEG | 1 | 85.5% | +8.3% |
| HU, XIAOQIN | 1 | 61.5% | +57.9% |
| NGUYEN, CAO H | 1 | 90.9% | +7.4% |
| LEIBOVICH, YAIR | 1 | 89.9% | +10.9% |
| CHANG, EDWARD | 1 | 63.3% | +32.1% |
| WILLIAMS, JEFFERY L | 1 | 68.7% | +18.9% |
| KONERU, SUJAY | 1 | 58.1% | +37.3% |
| WERONSKI, MATTHEW S | 1 | 9.9% | +20.3% |
Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 2 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 18893467 | SYSTEMS HAVING COMPONENTS CONFIGURED FOR LAYERED MACHINE LEARNING-BASED OPTIMIZATION OF USER INTERFACE RENDERINGS AND METHODS OF USE THEREOF | NGUYEN, CAO H | — |
| 18808832 | COMPUTER-BASED SYSTEMS INVOLVING PIPELINE AND/OR MACHINE LEARNING ASPECTS CONFIGURED TO GENERATE PREDICTIONS FOR BATCH AUTOMATION/PROCESSES AND METHODS OF USE THEREOF | LEIBOVICH, YAIR | — |
Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 17237959 | SYSTEMS FOR AUTOMATIC DETECTION, RATING AND RECOMMENDATION OF ENTITY RECORDS AND METHODS OF USE THEREOF | SPRAUL III, VINCENT ANTON | 204d overdue |
| 18427457 | COMPUTER-BASED SYSTEMS CONFIGURED TO PROVIDE A PORTAL FOR MIGRATING ONE OR MORE EXISTING RELATIONSHIPS FROM ONE ENTITY TO ANOTHER ENTITY AND METHODS OF USE THEREOF | BORLINGHAUS, JASON M | 31d overdue |
| 18336767 | COMPUTER-BASED SYSTEMS FOR DETERMINING A TRAVEL TIME TO AN AIRPORT DEPARTURE POINT AND METHODS OF USE THEREOF | JOSEPH, TONYA S | 30d overdue |
| 18439177 | COMPUTER-BASED SYSTEMS CONFIGURED FOR AUTOMATED ACTIVITY VERIFICATION BASED ON OPTICAL CHARACTER RECOGNITION MODELS AND METHODS OF USE THEREOF | MALHOTRA, SANJEEV | 26d overdue |
| 18661232 | SYSTEMS AND METHODS USING FACIAL RECOGNITION FOR DETECTING PREVIOUS VISITS OF A PLURALITY OF INDIVIDUALS AT A LOCATION | KONERU, SUJAY | 16d overdue |
| 18765044 | COMPUTER-BASED SYSTEMS HAVING COMPUTING DEVICES PROGRAMMED TO EXECUTE FRAUD DETECTION ROUTINES BASED ON FEATURE SETS ASSOCIATED WITH INPUT FROM PHYSICAL CARDS AND METHODS OF USE THEREOF | CHANG, EDWARD | 9d overdue |
| 19247860 | COMPUTER-BASED SYSTEMS FOR DYNAMIC DATA DISCOVERY AND METHODS THEREOF | HTAY, LIN LIN M | — |
| 19210956 | ELECTRONIC PROFILE AND DATA SECURITY ENFORCEMENT WITH USER DEVICE DATA AND METHODS OF USE THEREOF | LI, SUN M | — |
Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 18661232 | SYSTEMS AND METHODS USING FACIAL RECOGNITION FOR DETECTING PREVIOUS VISITS OF A PLURALITY OF INDIVIDUALS AT A LOCATION | KONERU, SUJAY | 16d overdue |
| 18765044 | COMPUTER-BASED SYSTEMS HAVING COMPUTING DEVICES PROGRAMMED TO EXECUTE FRAUD DETECTION ROUTINES BASED ON FEATURE SETS ASSOCIATED WITH INPUT FROM PHYSICAL CARDS AND METHODS OF USE THEREOF | CHANG, EDWARD | 9d overdue |
| 18915016 | COMPUTER-BASED PLATFORMS AND SYSTEMS CONFIGURED FOR EVENT PROCESSING WITH A SPECIALIZED DOMAIN-SPECIFIC PROGRAMMING LANGUAGE AND METHODS OF USE THEREOF | HU, XIAOQIN | 39d |
| 19247860 | COMPUTER-BASED SYSTEMS FOR DYNAMIC DATA DISCOVERY AND METHODS THEREOF | HTAY, LIN LIN M | — |
| 19210956 | ELECTRONIC PROFILE AND DATA SECURITY ENFORCEMENT WITH USER DEVICE DATA AND METHODS OF USE THEREOF | LI, SUN M | — |
| 18808832 | COMPUTER-BASED SYSTEMS INVOLVING PIPELINE AND/OR MACHINE LEARNING ASPECTS CONFIGURED TO GENERATE PREDICTIONS FOR BATCH AUTOMATION/PROCESSES AND METHODS OF USE THEREOF | LEIBOVICH, YAIR | — |
| 18745350 | COMPUTER-BASED SYSTEMS CONFIGURED FOR AUTOMATED COMPUTER SCRIPT ANALYSIS AND MALWARE DETECTION AND METHODS THEREOF | WILLIAMS, JEFFERY L | — |
| 18646577 | COMPUTER-BASED SYSTEMS FOR ALERTING A USER VIA AT LEAST ONE MAGNETIC COMPONENT THAT AN ACTIVITY INSTRUMENT IS READY FOR USE OR BEING REMOVED, AND METHODS OF USE THEREOF | WERONSKI, MATTHEW S | — |
| Client (Assignee) | Pending OAs |
|---|---|
| Capital One | 20 |
| Art Unit | Apps |
|---|---|
| 3696 | 2 |
| 2161 | 1 |
| 2492 | 1 |
| 2168 | 1 |
| 2114 | 1 |
| 2495 | 1 |
| 3624 | 1 |
| 3627 | 1 |
| 2169 | 1 |
| 3691 | 1 |
| App # | Title | Client | Examiner | Art Unit | Statutes | Status | Due in | AI | Filed |
|---|---|---|---|---|---|---|---|---|---|
| 19247860 | COMPUTER-BASED SYSTEMS FOR DYNAMIC DATA DISCOVERY AND METHODS THEREOF | Capital One Services, LLC | HTAY, LIN LIN M | 2161 | §101§103 | Non-Final OA | — | Pending | Jun 24, 2025 |
| 19210956 | ELECTRONIC PROFILE AND DATA SECURITY ENFORCEMENT WITH USER DEVICE DATA AND METHODS OF USE THEREOF | Capital One Services, LLC | LI, SUN M | §101Other | Non-Final OA | — | Pending | May 16, 2025 | |
| 18984629 | COMPUTER-BASED SYSTEMS CONFIGURED FOR CONTEXTUAL NOTIFICATION OF MONITORED DARK WEB INTELLIGENCE AND METHODS OF USE THEREOF | Capital One Services, LLC | KORSAK, OLEG | 2492 | Other | Non-Final OA | — | Pending | Dec 17, 2024 |
| 18915016 | COMPUTER-BASED PLATFORMS AND SYSTEMS CONFIGURED FOR EVENT PROCESSING WITH A SPECIALIZED DOMAIN-SPECIFIC PROGRAMMING LANGUAGE AND METHODS OF USE THEREOF | Capital One Services, LLC | HU, XIAOQIN | 2168 | §112 | Non-Final OA | 39d | Pending | Oct 14, 2024 |
| 18893467 | SYSTEMS HAVING COMPONENTS CONFIGURED FOR LAYERED MACHINE LEARNING-BASED OPTIMIZATION OF USER INTERFACE RENDERINGS AND METHODS OF USE THEREOF | Capital One Services, LLC | NGUYEN, CAO H | DP | Non-Final OA | — | Pending | Sep 23, 2024 | |
| 18808832 | COMPUTER-BASED SYSTEMS INVOLVING PIPELINE AND/OR MACHINE LEARNING ASPECTS CONFIGURED TO GENERATE PREDICTIONS FOR BATCH AUTOMATION/PROCESSES AND METHODS OF USE THEREOF | Capital One Services, LLC | LEIBOVICH, YAIR | 2114 | §112Other | Final Rejection | — | Pending | Aug 19, 2024 |
| 18765044 | COMPUTER-BASED SYSTEMS HAVING COMPUTING DEVICES PROGRAMMED TO EXECUTE FRAUD DETECTION ROUTINES BASED ON FEATURE SETS ASSOCIATED WITH INPUT FROM PHYSICAL CARDS AND METHODS OF USE THEREOF | Capital One Services, LLC | CHANG, EDWARD | 3696 | §101§102§103 | Non-Final OA | 9d overdue | Pending | Jul 05, 2024 |
| 18745350 | COMPUTER-BASED SYSTEMS CONFIGURED FOR AUTOMATED COMPUTER SCRIPT ANALYSIS AND MALWARE DETECTION AND METHODS THEREOF | Capital One Services, LLC | WILLIAMS, JEFFERY L | 2495 | §102§103§112 | Final Rejection | — | Pending | Jun 17, 2024 |
| 18661232 | SYSTEMS AND METHODS USING FACIAL RECOGNITION FOR DETECTING PREVIOUS VISITS OF A PLURALITY OF INDIVIDUALS AT A LOCATION | Capital One Services, LLC | KONERU, SUJAY | 3624 | §103§112 | Final Rejection | 16d overdue | Pending | May 10, 2024 |
| 18646577 | COMPUTER-BASED SYSTEMS FOR ALERTING A USER VIA AT LEAST ONE MAGNETIC COMPONENT THAT AN ACTIVITY INSTRUMENT IS READY FOR USE OR BEING REMOVED, AND METHODS OF USE THEREOF | Capital One Services, LLC | WERONSKI, MATTHEW S | 3627 | §103 | Final Rejection | — | Pending | Apr 25, 2024 |
| 18611617 | COMPUTER-BASED SYSTEMS CONFIGURED TO DYNAMICALLY UPDATE A UNIFORM DATA STATE BASED ON A UTILIZATION OF A PLUGIN ENGINE | Capital One Services, LLC | ALAM, SHIHAB | §103 | Non-Final OA | — | Pending | Mar 20, 2024 | |
| 18595701 | COMPUTER-BASED SYSTEMS CONFIGURED TO DETERMINE ELEMENT-LEVEL DATA LINEAGE AND METHODS OF USE THEREOF | Capital One Services, LLC | CURRAN, J MITCHELL | 2169 | §103 | Non-Final OA | 15d overdue | Pending | Mar 05, 2024 |
| 18439177 | COMPUTER-BASED SYSTEMS CONFIGURED FOR AUTOMATED ACTIVITY VERIFICATION BASED ON OPTICAL CHARACTER RECOGNITION MODELS AND METHODS OF USE THEREOF | Capital One Services, LLC | MALHOTRA, SANJEEV | 3691 | §101 | Final Rejection | 26d overdue | Pending | Feb 12, 2024 |
| 18427457 | COMPUTER-BASED SYSTEMS CONFIGURED TO PROVIDE A PORTAL FOR MIGRATING ONE OR MORE EXISTING RELATIONSHIPS FROM ONE ENTITY TO ANOTHER ENTITY AND METHODS OF USE THEREOF | Capital One Services, LLC | BORLINGHAUS, JASON M | 3692 | §101§103§112 | Non-Final OA | 31d overdue | Pending | Jan 30, 2024 |
| 18400998 | COMPUTER-BASED SYSTEMS INVOLVING AN ENGINE AND TOOLS FOR INCIDENT PREDICTION USING MACHINE LEARNING AND METHODS OF USE THEREOF | Capital One Services, LLC | WILSON, YOLANDA L | 2113 | §101 | Final Rejection | — | Pending | Dec 29, 2023 |
| 18336767 | COMPUTER-BASED SYSTEMS FOR DETERMINING A TRAVEL TIME TO AN AIRPORT DEPARTURE POINT AND METHODS OF USE THEREOF | Capital One Services, LLC | JOSEPH, TONYA S | 3628 | §101 | Non-Final OA | 30d overdue | Pending | Jun 16, 2023 |
| 17899081 | COMPUTER-BASED SYSTEMS INVOLVING SHARING SESSION AUTHENTICATION AND/OR ACCOUNT DETAILS WITH A TRUSTED PARTY AND METHODS OF USE THEREOF | Capital One Services, LLC | CARRASQUILLO, ALEX DANIEL | 2498 | §103 | Final Rejection | — | Pending | Aug 30, 2022 |
| 17461454 | Systems for Providing Access To and Utilization of Transaction Card Information Via System-Level Settings Tiles and Methods of Use Thereof | Capital One Services, LLC | KANAAN, TONY P | 3696 | §103 | Non-Final OA | 61d | Pending | Aug 30, 2021 |
| 17237959 | SYSTEMS FOR AUTOMATIC DETECTION, RATING AND RECOMMENDATION OF ENTITY RECORDS AND METHODS OF USE THEREOF | Capital One Services, LLC | SPRAUL III, VINCENT ANTON | 2129 | §101§103§112 | Non-Final OA | 204d overdue | Pending | Apr 22, 2021 |
| 17132601 | SECURED DATA WORKFLOW INTEGRATION AND METHODS THEREOF | Capital One Services, LLC | EVANS, KIMBERLY L | 3629 | §103 | Non-Final OA | — | Pending | Dec 23, 2020 |
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