Prosecution Insights
Last updated: October 25, 2026

Setter Roche Smith & Shellenberger LLP

Technology areas: Computing & Software • Networking & Security

60 pending office actions • 31 clients • 60 examiners • 54 art units • 0 of 60 (0%) have an AI response strategy ready

Analysis

Setter Roche Smith & Shellenberger LLP has 62 pending office actions in Computing & Software and 2777 career applications. The profile shows a substantial current workload alongside a broad historical application record.

The resolved allowance rate is 87.37%, with an average of 3.5 office actions per allowance. The outcome rate indicates the recorded level of resolved allowance success, while the action average signals that allowed cases typically involve several examination exchanges. This combination gives practitioners a more complete view than either workload or outcome data alone.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=2777 apps, methodology: how we score firms)

87.4%
Allowance Rate
n=2777
+0.51σ
Allowance Rate (norm)
n=2777
3.5
OAs to Allowance
n=1508
-0.10σ
OAs to Allow (norm)
n=1508
1000 days
Time to Allowance
n=1508
+5.8pp
Interview Lift
n=2777
32.8%
RCE Rate
n=2777
5.8%
Appeal Rate
n=2777

Rejection Performance (% of received rejections ultimately overcome)

76.4%
§101 Overcome
n=352
80.2%
§102 Overcome
n=606
79.0%
§103 Overcome
n=1198
83.7%
§112 Overcome
n=652

Specialization & Scale

G06F, H04L, H02J
Top CPC Subclasses
32%
Top-3 CPC Share
n=2777
9
Practitioners
n=2777
308.6
Apps / Practitioner
n=2777

Portfolio Summary

60
Total Pending OAs
48
Non-Final OAs
11
Final Rejections
1
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 11 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

6
Overdue
0
Due this week
3
Due this month
1
Due in next 60 days
1
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 11 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (6)Due ≤ 30 days (3)Due ≤ 60 days (1)Due later (1)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

30
Hard (50%)
26
Medium (43%)
3
Easy (5%)
1
Unknown (2%)

Rejection Statute Mix

BucketCases
§101 only2 (3%)
§101 + other9 (15%)
§103 only24 (40%)
§102 only1 (2%)
§112 only1 (2%)
Double-patenting only2 (3%)
Double-patenting + other1 (2%)
Multi-statute (no §101)19 (32%)
No statute on record1 (2%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

7
Life Sciences
12% of docket
30
Information Tech
50% of docket
3
Communications
5% of docket
7
Semiconductors
12% of docket
13
Mechanical / Eng
22% of docket
0
Business / Other
0% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

600 h
Manual time on pending OAs
120 h
Time saved (low, 20%)
210 h
Time saved (mid, 35%)
5.2 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
GADOMSKI, STEFAN J 1 77.1% +7.0%
BERTRAM, RYAN 1 88.5% +4.3%
PICON-FELICIANO, ANA J 1 69.8% +20.9%
WINDER, PATRICE L 1 87.0% +11.3%
TRAN, SARAH ASHLEY 1 69.3% +20.2%
WALLACE, ZACHARY JOSEPH 1 72.0% +21.6%
NGUY, CHI D 1 75.3% +15.9%
EL CHANTI, HUSSEIN A 1 84.6% +9.0%
CHANG, EDWARD 1 63.3% +31.9%
KAPLAN, HAL IRA 1 86.0% +9.4%

Quick Wins (2)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 2 ordered by deadline are shown.

App #TitleExaminerDue in
19220386 FOUNDATIONAL MACHINE LEARNING MODEL APPLICATION PROGRAMMING INTERFACE (API) SECURITY WINDER, PATRICE L —
19112392 HIGH-VOLTAGE BATTERY SYSTEM KAPLAN, HAL IRA —

Hard Cases (30)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18785766 Data Exfiltration Monitoring Using Semantic Queries ABYANEH, ALI S 19d overdue
18132325 SENSOR READING CORRECTION FORRISTALL, JOSHUA L 2d overdue
17433203 METHOD FOR PRODUCING TARGETS FOR PHYSICAL VAPOR DEPOSITION (PVD) BERMAN, JASON 2d overdue
19328309 Unmanned Aerial Image Capture Platform GADOMSKI, STEFAN J —
19302157 Identification Of Storage Backends To Higher-Level Processes To Perform Storage Volume Management BERTRAM, RYAN —
19197300 Systems And Methods For Improved Drone Network Resilience Against Electronic Warfare EL CHANTI, HUSSEIN A —
19073827 SYSTEMS, METHODS, AND SOFTWARE FOR ENHANCED RISK ASSESSMENT SINGH, GURKANWALJIT —
19066396 DATA STORAGE DEVICE WITH CONFIGURABLE POLICY-BASED STORAGE DEVICE BEHAVIOR DUDEK JR, EDWARD J —

Interview Candidates (6)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 6 ordered by deadline are shown.

App #TitleExaminerDue in
19274833 Object Tracking By An Unmanned Aerial Vehicle Using Visual Sensors PICON-FELICIANO, ANA J —
19220386 FOUNDATIONAL MACHINE LEARNING MODEL APPLICATION PROGRAMMING INTERFACE (API) SECURITY WINDER, PATRICE L —
19214761 WEARABLE DATA COLLECTION DEVICE FOR TRAINING ROBOTIC SYSTEMS TRAN, SARAH ASHLEY —
19214820 PIEZOELECTRIC SENSORS FOR WEARABLE ROBOTIC TRAINING DEVICES WALLACE, ZACHARY JOSEPH —
19208901 HYPERCONTAINER SYSTEM NGUY, CHI D —
19096690 COMPARATIVE SEARCHING IN A REAL ESTATE SEARCH ENGINE CHANG, EDWARD —

Client Portfolio (31 clients)

Top Art Units

Art UnitApps
21993
36562
24242
28572
17942
24851
21371
24821
24531
24351

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19328309 Unmanned Aerial Image Capture Platform Skydio, Inc. GADOMSKI, STEFAN J 2485 §103§112Other Non-Final OA — Pending Sep 15, 2025
19302157 Identification Of Storage Backends To Higher-Level Processes To Perform Storage Volume Management Netapp, Inc. BERTRAM, RYAN 2137 §102§103Other Non-Final OA — Pending Aug 18, 2025
19274833 Object Tracking By An Unmanned Aerial Vehicle Using Visual Sensors Skydio, Inc. PICON-FELICIANO, ANA J 2482 §103 Non-Final OA — Pending Jul 21, 2025
19220386 FOUNDATIONAL MACHINE LEARNING MODEL APPLICATION PROGRAMMING INTERFACE (API) SECURITY Cequence Security, Inc. WINDER, PATRICE L 2453 §103 Non-Final OA — Pending May 28, 2025
19214761 WEARABLE DATA COLLECTION DEVICE FOR TRAINING ROBOTIC SYSTEMS Sunday Robotics, Inc. TRAN, SARAH ASHLEY 3656 §103 Non-Final OA — Pending May 21, 2025
19214820 PIEZOELECTRIC SENSORS FOR WEARABLE ROBOTIC TRAINING DEVICES Sunday Robotics, Inc. WALLACE, ZACHARY JOSEPH 3656 §102 Non-Final OA — Pending May 21, 2025
19208901 HYPERCONTAINER SYSTEM Purecipher Inc. NGUY, CHI D 2435 §103 Non-Final OA — Pending May 15, 2025
19197300 Systems And Methods For Improved Drone Network Resilience Against Electronic Warfare Skydio, Inc. EL CHANTI, HUSSEIN A 3669 §102§103 Non-Final OA — Pending May 02, 2025
19096690 COMPARATIVE SEARCHING IN A REAL ESTATE SEARCH ENGINE R.E. Data Lab Inc. CHANG, EDWARD 3696 DP Non-Final OA — Pending Mar 31, 2025
19112392 HIGH-VOLTAGE BATTERY SYSTEM Elringklinger AG KAPLAN, HAL IRA 2836 §112 Non-Final OA — Pending Mar 17, 2025
19075111 DYNAMIC SERVER REBALANCING Liqid Inc. SUN, SCOTT C 2181 §103 Non-Final OA — Pending Mar 10, 2025
19073827 SYSTEMS, METHODS, AND SOFTWARE FOR ENHANCED RISK ASSESSMENT Alessa Inc. SINGH, GURKANWALJIT 3625 §101§102§103 Non-Final OA — Pending Mar 07, 2025
19066396 DATA STORAGE DEVICE WITH CONFIGURABLE POLICY-BASED STORAGE DEVICE BEHAVIOR Gaea LLC DUDEK JR, EDWARD J 2132 §103§112 Non-Final OA — Pending Feb 28, 2025
19057550 Scanner Utilizing Beam Computed Tomography And Antiscatter Grid The Regents of the University of Colorado KIM, KIHO 2884 §102§103 Non-Final OA — Pending Feb 19, 2025
19010961 Data Transfer Management For Unmanned Aerial Vehicles Skydio, Inc. NGUYEN, LINH T 2447 §103 Non-Final OA — Pending Jan 06, 2025
18980516 Cross-Shelf Data Replication Netapp, Inc. MCNAMARA, SEAN KEVIN 2113 §103 Final Rejection — Pending Dec 13, 2024
18967060 DOMAIN REPUTATION SYSTEM Cequence Security, Inc. ABDULLAH, SAAD AHMAD 2431 §103 Non-Final OA — Pending Dec 03, 2024
18944563 MARKET-LEVEL HPI VALUATION Quantarium Group, LLC KOESTER, MICHAEL RICHARD 3624 §101§103 Non-Final OA — Pending Nov 12, 2024
18919775 Automated Application Detection And Storage Savings Based On Intelligent Workload Characterization Netapp, Inc. GIARDINO JR, MARK A 2135 §103 Non-Final OA 12d Pending Oct 18, 2024
18911910 Gallium-Oxide-On-Silicon (GaOxS) BOARD OF REGENTS OF THE UNIVERSITY OF TEXAS SYSTEM FERNANDES, ERROL V 2893 §102§103 Non-Final OA — Pending Oct 10, 2024
18897976 Fan Control Setting Generation Using Machine Learning Netapp, Inc. CAIN, ZACHARY ANDREW 2116 §101§102§103 Non-Final OA — Pending Sep 26, 2024
18895741 SYSTEMS AND METHODS FOR RENDERING SCENES WITH OBJECT-COMPOSABLE NERFS Embodied Intelligence Inc. DEPALMA, CAROLINE ELIZABETH 2675 §103 Non-Final OA — Pending Sep 25, 2024
18889829 SMART MAPPING DISPLAY ADJUSTMENT Quantarium Group, LLC MERCADO VARGAS, ARIEL 2118 §102§103Other Non-Final OA — Pending Sep 19, 2024
18826810 SENSOR LAYOUT IN A MAGNETOMETER SYSTEM Fieldline Inc. ISLA, RICHARD 2858 §102§103 Non-Final OA — Pending Sep 06, 2024
18823900 THREE DIMENSIONAL MAPPING Quantarium Group, LLC NGUYEN, PHU K 2616 §103DP Final Rejection — Pending Sep 04, 2024
18843777 METHOD FOR CONNECTING SHEET METAL PARTS TO FORM LAMINATION STACKS, AND DEVICE FOR CARRYING OUT THE METHOD Voestalpine Automotive Components Dettingen GmbH & Co. Kg MCNALLY, DANIEL 1746 §103 Non-Final OA — Pending Sep 04, 2024
18785537 Ransomware Detecting Using Decoy Files Netapp, Inc. LIU, ZHE 2493 §103 Non-Final OA — Pending Jul 26, 2024
18785888 Data Exfiltration Monitoring Using Hash Values Netapp, Inc. HERZOG, MADHURI R 2438 §101§102§103Other Non-Final OA — Pending Jul 26, 2024
18785766 Data Exfiltration Monitoring Using Semantic Queries Netapp, Inc. ABYANEH, ALI S 2437 §101§103§112 Final Rejection 19d overdue Pending Jul 26, 2024
18767440 DYNAMIC CONTENT SCHEDULER Atmosphere.tv NEWLIN, TIMOTHY R 2424 §103 Final Rejection 75d Pending Jul 09, 2024
18767194 Unmanned Aerial Vehicle Rooftop Inspection System Skydio, Inc. CASS, JEAN PAUL 3666 DP Non-Final OA 56d Pending Jul 09, 2024
18741140 Policy Enforcement And Performance Monitoring At Sub-Lun Granularity Netapp, Inc. AQUINO, WYNUEL S 2199 §103Other Non-Final OA — Pending Jun 12, 2024
18740944 Hybrid Model Of Fine-Grained Locking And Data Partitioning Netapp, Inc. ELLIS, MATTHEW J 2152 §103 Non-Final OA 20d Pending Jun 12, 2024
18736099 Unmanned Aerial Vehicle Inspection System Skydio, Inc. TRAN, DALENA 3657 §102§103 Final Rejection — Pending Jun 06, 2024
18710378 METHOD FOR DETERMINING THE CONTENT OF AT LEAST METALLIC IRON IN SPONGE IRON - OR A SAMPLE THEREOF - THAT IS PRODUCED BY DIRECT REDUCTION FROM IRON ORE Voestalpine Stahl GmbH DESTA, ELIAS 2857 §101 Non-Final OA — Pending May 15, 2024
18708946 COMPOSITION Inovyn Europe Limited EASHOO, MARK 1767 §102§103 Non-Final OA — Pending May 09, 2024
18640887 SYSTEM AND METHOD FOR ARTIFICALLY ADJUSTING EFFECTIVE ALTITUDE Altitude Control Technology LLC TOICH, SARA KATHERINE 3785 §102§103§112 Non-Final OA — Pending Apr 19, 2024
18600500 ROTATABLE VEHICLE DISPLAY SYSTEM POWERED BY A MOTOR HAVING A FLEXIBLE CONNECTION TO THE DISPLAY SYSTEM Fisker Inc. DANG, HUNG Q 2484 §102§103 Final Rejection — Pending Mar 08, 2024
18688219 CONTROL DEVICE FOR A BATTERY SYSTEM Elringklinger AG MURATA, AUSTIN 1712 §102§103 Non-Final OA — Pending Feb 29, 2024
18588394 DYNAMIC DISPLAY OF USER CONTENT Atmosphere.tv MENGESHA, MULUGETA A 2424 §103 Non-Final OA 4d overdue Pending Feb 27, 2024
18293258 Dynamic Assessment Of Airway Deformation The Regents of the University of Colorado AZIMA, SHAGHAYEGH 2671 §103 Non-Final OA 23d Pending Jan 29, 2024
18421243 RESOLUTION OF CODEBASE COMPLICATIONS VIA FOUNDATION MODEL INTEGRATION AppLand Inc. GOORAY, MARK A 2199 §103 Final Rejection 66d overdue Pending Jan 24, 2024
18576885 Active Balancer Imasen Electric Industrial Co., Ltd. ST CYR, DANIEL 2876 §103 Non-Final OA — Pending Jan 05, 2024
18535539 MULTIMODAL ELECTRIC AND MAGNETIC SENSOR Fieldline Inc. MINCHELLA, ADAM ZACHARY 3794 §102§103 Non-Final OA — Pending Dec 11, 2023
18524441 BUILDING AND EXECUTING MACHINE LEARNING MODELS VIA A NO-CODE TOOLKIT Nextworld, LLC COLE, BRANDON S 2128 §101§103 Non-Final OA — Pending Nov 30, 2023
18504580 LOUNGE MODE FOR A VEHICLE PASSENGER SEAT Fisker Inc. PAPE, JOSEPH 3612 §102§103 Non-Final OA — Pending Nov 08, 2023
18552110 THREE DIMENSIONAL LITHIUM ANODE WITH A CAPPING LAYER Oerlikon Surface Solutions AG, Pfäffikon SCHWARTZ, PHILIP N 1749 §102§103 Non-Final OA — Pending Sep 22, 2023
18315935 ADAPTIVE DENSITY ESTIMATION WITH MULTI-LAYERED HISTOGRAMS Data Culpa, Inc. OCHOA, JUAN CARLOS 2186 §101§103§112 Non-Final OA — Pending May 11, 2023
18311760 CONTINUOUS AD PROXY Atmosphere.tv POUNCIL, DARNELL A 3622 §101 Non-Final OA — Pending May 03, 2023
18248302 PLATE MADE OF A ROLLED ALUMINUM ALLOY AND A METHOD FOR PRODUCING SAID PLATE Amag Rolling GmbH STILES, JACOB BENJAMIN 1733 §103 Final Rejection 22d overdue Pending Apr 07, 2023

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Frequently Asked Questions

What is Setter Roche Smith & Shellenberger LLP's patent allowance rate?

87.4% of resolved applications prosecuted by Setter Roche Smith & Shellenberger LLP were allowed, across 2,777 applications in USPTO records.

How many office actions does Setter Roche Smith & Shellenberger LLP average before allowance?

3.50 office actions per allowed application on average.

How many pending office actions does Setter Roche Smith & Shellenberger LLP have?

60 pending office actions as of October 2026, for 31 clients, before 60 examiners in 54 art units.

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