Prosecution Insights
Prosecution Insights
7 pending office actions • 4 clients • 7 examiners • 5 art units • 0 of 7 (0%) have an AI response strategy ready
Based on the USPTO statutory response window for each pending office action. 3 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.
Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 3 of the docket's apps have a known mailing date.
Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.
| Bucket | Cases |
|---|---|
| §101 only | 3 (43%) |
| §101 + other | 3 (43%) |
| §103 only | 1 (14%) |
How the docket's pending cases split across USPTO tech-center bands.
Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.
| Examiner | Apps on this docket | Allow rate | Interview lift |
|---|---|---|---|
| SHIU, HO T | 1 | 72.0% | -3.2% |
| ALLADIN, AMBREEN A | 1 | 24.7% | +24.4% |
| MERCHANT, SHAHID R | 1 | 28.3% | +24.8% |
| RANKINS, WILLIAM E | 1 | 57.7% | +8.2% |
| AKINTOLA, OLABODE | 1 | 50.6% | +8.7% |
| KWONG, CHO YIU | 1 | 32.1% | +4.7% |
| RINES, ROBERT D | 1 | 38.4% | +46.6% |
Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 6 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 13399607 | SYSTEM, METHOD AND SOFTWARE APPLICATION FOR ACCESSING AND PROCESSING INFORMATION | AKINTOLA, OLABODE | 77d overdue |
| 13854350 | SYSTEM AND PROCESS FOR PROVIDING MULTIPLE INCOME START DATES FOR ANNUITIES | RANKINS, WILLIAM E | 7d |
| 11866815 | System and Method For Providing A Deferred Premium Annuity | KWONG, CHO YIU | 9d |
| 14450580 | System and Method for Imbedding a Defined Benefit in a Defined Contribution Plan | ALLADIN, AMBREEN A | — |
| 14057381 | Systems and Methods for Performing Workflow | MERCHANT, SHAHID R | — |
| 09986354 | System and method for personalizing and delivering insurance or financial services-related content to a user | RINES, ROBERT D | — |
Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 3 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 14450580 | System and Method for Imbedding a Defined Benefit in a Defined Contribution Plan | ALLADIN, AMBREEN A | — |
| 14057381 | Systems and Methods for Performing Workflow | MERCHANT, SHAHID R | — |
| 09986354 | System and method for personalizing and delivering insurance or financial services-related content to a user | RINES, ROBERT D | — |
| Client (Assignee) | Pending OAs |
|---|---|
| GENWORTH HOLDINGS, INC. | 3 |
| GE Financial Assurance Holdings, Inc. | 2 |
| American Institute Of Certified Public Accountants | 1 |
| Genworth Financial, Inc. | 1 |
| Art Unit | Apps |
|---|---|
| 3691 | 2 |
| 3600 | 1 |
| 3694 | 1 |
| 3693 | 1 |
| 3625 | 1 |
| App # | Title | Client | Examiner | Art Unit | Statutes | Status | Due in | AI | Filed |
|---|---|---|---|---|---|---|---|---|---|
| 19199764 | DATA-DRIVEN, RISK AND ACTIVITY-BASED DYNAMIC AUDIT APPLICATION AND METHOD | American Institute Of Certified Public Accountants | SHIU, HO T | §103Other | Non-Final OA | — | Pending | May 06, 2025 | |
| 14450580 | System and Method for Imbedding a Defined Benefit in a Defined Contribution Plan | Genworth Holdings, Inc. | ALLADIN, AMBREEN A | 3691 | §101Other | Final Rejection | — | Pending | Aug 04, 2014 |
| 14057381 | Systems and Methods for Performing Workflow | Genworth Holdings, Inc. | MERCHANT, SHAHID R | 3600 | §101 | Final Rejection | — | Pending | Oct 18, 2013 |
| 13854350 | SYSTEM AND PROCESS FOR PROVIDING MULTIPLE INCOME START DATES FOR ANNUITIES | Genworth Holdings, Inc. | RANKINS, WILLIAM E | 3694 | §101§112 | Non-Final OA | 7d | Pending | Apr 01, 2013 |
| 13399607 | SYSTEM, METHOD AND SOFTWARE APPLICATION FOR ACCESSING AND PROCESSING INFORMATION | GE Financial Assurance Holdings, Inc. | AKINTOLA, OLABODE | 3691 | §101 | Non-Final OA | 77d overdue | Pending | Feb 17, 2012 |
| 11866815 | System and Method For Providing A Deferred Premium Annuity | Genworth Financial, Inc. | KWONG, CHO YIU | 3693 | §101§112 | Non-Final OA | 9d | Pending | Oct 03, 2007 |
| 09986354 | System and method for personalizing and delivering insurance or financial services-related content to a user | GE Financial Assurance Holdings, Inc. | RINES, ROBERT D | 3625 | §101§112 | Non-Final OA | — | Pending | Nov 08, 2001 |
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