Prosecution Insights
Last updated: October 04, 2026

Smith Baluch LLP

Technology area: Transportation, E-Commerce & Mechanical Systems

29 pending office actions • 21 clients • 29 examiners • 22 art units • 0 of 29 (0%) have an AI response strategy ready

Analysis

SMITH BALUCH LLP handles 1076 career applications in the Medical Devices & Mechanical Engineering technology area. The firm has achieved a resolved allowance rate pct of 85.37. Its prosecution history includes an avg office actions per allowance of 3.01.

The firm is currently addressing 24 pending office actions. The 85.37 resolved allowance rate pct for its 1076 career applications indicates the firm's success in securing allowances. An avg office actions per allowance of 3.01 provides a benchmark for the examination process in its primary technology area.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=1076 apps, methodology: how we score firms)

85.4%
Allowance Rate
n=1076
+0.45σ
Allowance Rate (norm)
n=1076
3.0
OAs to Allowance
n=467
-0.31σ
OAs to Allow (norm)
n=467
875 days
Time to Allowance
n=467
+15.0pp
Interview Lift
n=1076
27.1%
RCE Rate
n=1076
1.6%
Appeal Rate
n=1076

Rejection Performance (% of received rejections ultimately overcome)

61.0%
§101 Overcome
n=105
76.3%
§102 Overcome
n=211
73.0%
§103 Overcome
n=359
73.4%
§112 Overcome
n=207

Specialization & Scale

G06F, F21V, F21S
Top CPC Subclasses
15%
Top-3 CPC Share
n=1076
11
Practitioners
n=1076
97.8
Apps / Practitioner
n=1076

Portfolio Summary

29
Total Pending OAs
17
Non-Final OAs
12
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 11 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

7
Overdue
1
Due this week
2
Due this month
0
Due in next 60 days
1
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 11 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (7)Due ≤ 7 days (1)Due ≤ 30 days (2)Due later (1)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

20
Hard (69%)
8
Medium (28%)
1
Easy (3%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 only3 (10%)
§101 + other10 (34%)
§103 only4 (14%)
§102 only2 (7%)
Double-patenting only1 (3%)
Double-patenting + other2 (7%)
Multi-statute (no §101)7 (24%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

6
Life Sciences
21% of docket
3
Information Tech
10% of docket
2
Communications
7% of docket
2
Semiconductors
7% of docket
10
Mechanical / Eng
34% of docket
6
Business / Other
21% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

290 h
Manual time on pending OAs
58 h
Time saved (low, 20%)
102 h
Time saved (mid, 35%)
2.5 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
ABELL, TYE W 1 84.5% +16.8%
COHEN, BRIAN W 1 54.8% +47.6%
SCHWARZENBERG, PAUL 1 61.6% +27.8%
SHERWIN, RYAN W 1 66.7% +22.9%
SHELTON, IAN BRYCE 1 77.4% +15.5%
VORTMAN, ANATOLY 1 70.0% +13.8%
NGUYEN, DUNG T 1 82.2% +0.9%
PARK, SUNGHYOUN 1 75.4% +9.3%
BECKER, DREW E 1 49.0% +0.2%
KENYON, JOHN S 1 79.7% +18.3%

Quick Wins (2)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 2 ordered by deadline are shown.

App #TitleExaminerDue in
19381939 SYSTEMS, APPARATUS, AND METHODS FOR TREATMENT OF OUTDOOR AND INDOOR VERTICAL OR INCLINED SURFACES VIA AERIAL VEHICLES ABELL, TYE W —
18813354 Electro-Active Sporting Glasses NGUYEN, DUNG T —

Hard Cases (20)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18493205 METHOD OF PERFORMING A CLINICAL ASSESSMENT MACCAGNO, PIERRE L 97d overdue
17623929 IDENTIFYING ONE OR MORE COMPOUNDS FOR TARGETING A GENE AUGER, NOAH ANDREW 35d overdue
17782058 PRIORITISING BIOLOGICAL TARGETS PLAYER, ROBERT AUSTIN 4d overdue
18585919 SYSTEMS AND METHODS FOR RFID-BASED RETAIL MANAGEMENT BLACK-CHILDRESS, RAJSHEED O 3d overdue
18503518 METHODS AND APPARATUS FOR CLASSIFYING A CAPNOGRAM AND PREDICTING A CARDIORESPIRATORY DISEASE USING A CAPNOGRAM AGAHI, PUYA 20d
19065263 PRECOMPILED DATA PROCESSING MODEL SCHWARZENBERG, PAUL 68d
19274130 CORE LOADING METHOD AND APPARATUS COHEN, BRIAN W —
18849871 SMART SOCKET DEVICE AND SYSTEM VORTMAN, ANATOLY —

Interview Candidates (7)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 7 ordered by deadline are shown.

App #TitleExaminerDue in
18974612 ESTIMATING RFID TAG LOCATIONS FROM MULTIPLE DATA INPUTS SHERWIN, RYAN W 24d overdue
19065263 PRECOMPILED DATA PROCESSING MODEL SCHWARZENBERG, PAUL 68d
19381939 SYSTEMS, APPARATUS, AND METHODS FOR TREATMENT OF OUTDOOR AND INDOOR VERTICAL OR INCLINED SURFACES VIA AERIAL VEHICLES ABELL, TYE W —
19274130 CORE LOADING METHOD AND APPARATUS COHEN, BRIAN W —
18938428 VEHICLE FOR RIDESHARING AND PACKAGE DELIVERY SERVICES AND METHODS FOR USING SAME SHELTON, IAN BRYCE —
18849871 SMART SOCKET DEVICE AND SYSTEM VORTMAN, ANATOLY —
18728964 METHOD FOR PRODUCING A CBD COMPRISING LIQUID OR SOLID AND USE THEREOF KENYON, JOHN S —

Client Portfolio (21 clients)

Top Art Units

Art UnitApps
16862
36441
17591
36951
26881
36131
28721
24841
17931
26851

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19381939 SYSTEMS, APPARATUS, AND METHODS FOR TREATMENT OF OUTDOOR AND INDOOR VERTICAL OR INCLINED SURFACES VIA AERIAL VEHICLES Alert Venture Foundry, LLC ABELL, TYE W 3644 §102 Non-Final OA — Pending Nov 06, 2025
19274130 CORE LOADING METHOD AND APPARATUS Brillouin Energy Corp. COHEN, BRIAN W 1759 §103§112 Non-Final OA — Pending Jul 18, 2025
19065263 PRECOMPILED DATA PROCESSING MODEL Sure, Inc. SCHWARZENBERG, PAUL 3695 §101§103 Non-Final OA 68d Pending Feb 27, 2025
18974612 ESTIMATING RFID TAG LOCATIONS FROM MULTIPLE DATA INPUTS Automaton, Inc. SHERWIN, RYAN W 2688 §103 Final Rejection 24d overdue Pending Dec 09, 2024
18938428 VEHICLE FOR RIDESHARING AND PACKAGE DELIVERY SERVICES AND METHODS FOR USING SAME Indigo Technologies, Inc. SHELTON, IAN BRYCE 3613 §103 Non-Final OA — Pending Nov 06, 2024
18849871 SMART SOCKET DEVICE AND SYSTEM Connected Innovations Limited VORTMAN, ANATOLY §103§112 Non-Final OA — Pending Sep 23, 2024
18813354 Electro-Active Sporting Glasses E-Vision Smart Optics, Inc. NGUYEN, DUNG T 2872 §103DP Non-Final OA — Pending Aug 23, 2024
18800833 IDENTIFYING AND RETRIEVING VIDEO METADATA WITH PERCEPTUAL FRAME HASHING Painted Dog, Inc. PARK, SUNGHYOUN 2484 §103DP Final Rejection 53d overdue Pending Aug 12, 2024
18834467 A NEW CONTINUOUS HIGH SHEAR PROCESS Dst Holding B.V. BECKER, DREW E §103§112 Non-Final OA — Pending Jul 30, 2024
18728964 METHOD FOR PRODUCING A CBD COMPRISING LIQUID OR SOLID AND USE THEREOF Food4Innovations Ventures B.V. KENYON, JOHN S §101§112 Non-Final OA — Pending Jul 15, 2024
18657401 DIRECT TO CHIP APPLICATION OF BOILING ENHANCEMENT COATING Mts Ip Holdings Ltd. GUMEDZOE, PENIEL M §102§103 Non-Final OA — Pending May 07, 2024
18706291 METHOD FOR EXTRACTING A LIPID-, A PROTEIN-, AND/OR A CARBOHYDRATE-CONTAINING COMPOSITION FROM OIL-RICH SEEDS Cano-Ela B.V. GLIMM, CARRIE LYNN STOFFEL 1793 §103§112 Non-Final OA — Pending Apr 30, 2024
18634633 SYSTEMS, METHODS, AND APPARATUSES FOR IMPROVED INSTRUMENT MONITORING AND ANALYTICS Regeneron Pharmaceuticals, Inc. MINCEY, JERMAINE A §101§102§103 Non-Final OA — Pending Apr 12, 2024
18585919 SYSTEMS AND METHODS FOR RFID-BASED RETAIL MANAGEMENT Automaton, Inc. BLACK-CHILDRESS, RAJSHEED O 2685 §103§112 Final Rejection 3d overdue Pending Feb 23, 2024
18428455 SYSTEMS AND METHODS TO ENABLE CONTINUAL, MEMORY-BOUNDED LEARNING IN ARTIFICIAL INTELLIGENCE AND DEEP LEARNING CONTINUOUSLY OPERATING APPLICATIONS ACROSS NETWORKED COMPUTE EDGES Neurala, Inc. WERNER, MARSHALL L 2125 §101 Non-Final OA — Pending Jan 31, 2024
18503518 METHODS AND APPARATUS FOR CLASSIFYING A CAPNOGRAM AND PREDICTING A CARDIORESPIRATORY DISEASE USING A CAPNOGRAM TidalSense Limited AGAHI, PUYA 3791 §101 Final Rejection 20d Pending Nov 07, 2023
18493205 METHOD OF PERFORMING A CLINICAL ASSESSMENT Emil Fristed MACCAGNO, PIERRE L 3687 §101§102§103 Final Rejection 97d overdue Pending Oct 24, 2023
18382543 Systems, Devices, and/or Methods for Managing Implantable Devices E-Vision Smart Optics, Inc. LOPEZ, LESLIE ANN 3774 DP Non-Final OA — Pending Oct 23, 2023
18264008 ACID RECOVERY Greencovery B.V. CARR, DEBORAH D 1691 §103§112 Non-Final OA — Pending Aug 02, 2023
18263076 Medical Gown Iowna Gowns Limited HADEN, SALLY CLINE 3732 §103 Final Rejection 6d Pending Jul 26, 2023
18358145 MULTISENSORY METHODS AND APPARATUS FOR CONTROLLED ENVIRONMENT HORTICULTURE Agnetix, Inc. SCHMITT, BENJAMIN R 2852 §103 Final Rejection 26d Pending Jul 25, 2023
18326181 METHOD FOR DETERMINING A MEASURE OF RELATIVE GENE EXPRESSION BENEVOLENTAI BIO LIMITED NGUYEN, PETER §101§102§103 Non-Final OA — Pending May 31, 2023
18007391 GRAPH PATTERN INFERENCE BENEVOLENTAI BIO LIMITED MORALES, PEDRO JESUS 2124 §101§103 Final Rejection — Pending Jan 30, 2023
17782058 PRIORITISING BIOLOGICAL TARGETS BENEVOLENTAI BIO LIMITED PLAYER, ROBERT AUSTIN 1686 §101§103§112 Non-Final OA 4d overdue Pending Jun 02, 2022
17740820 VENTILATION APPARATUS FOR AIRCRAFT Aviation Works Ltd DITMER, KATHRYN ELIZABETH 3785 §102 Final Rejection 98d overdue Pending May 10, 2022
17772180 DESIGNING A MOLECULE AND DETERMINING A ROUTE TO ITS SYNTHESIS BENEVOLENTAI BIO LIMITED NEGIN, RUSSELL SCOTT 1686 §101§103 Final Rejection — Pending Apr 27, 2022
17623929 IDENTIFYING ONE OR MORE COMPOUNDS FOR TARGETING A GENE BENEVOLENTAI BIO LIMITED AUGER, NOAH ANDREW 1687 §101§103§112 Non-Final OA 35d overdue Pending Dec 30, 2021
17393821 HEAT GENERATION METHODS AND APPARATUS Brillouin Energy Corp. GARNER, LILY CRABTREE 3646 §101§103§112 Final Rejection — Pending Aug 04, 2021
15004702 Securing Claim Data via Block-Chains for a Peer to Peer Platform Sure, Inc. ZHOU, YINGYING 3697 §101 Final Rejection — Pending Jan 22, 2016

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