Prosecution Insights
Last updated: August 16, 2026

Alibaba Group Holding Limited

38 pending office actions • 22 art units • 35 examiners • 3 of 38 (8%) have an AI response strategy ready • 78 patents granted in the last 365 days

Portfolio Summary

38
Total Pending OAs
26
Non-Final OAs
11
Final Rejections
1
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 13 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

6
Overdue
1
Due this week
3
Due this month
2
Due in next 60 days
1
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 13 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (6)Due ≤ 7 days (1)Due ≤ 30 days (3)Due ≤ 60 days (2)Due later (1)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

14
Hard (37%)
16
Medium (42%)
7
Easy (18%)
1
Unknown (3%)

Rejection Statute Mix

BucketCases
§101 only3 (8%)
§101 + other3 (8%)
§103 only13 (34%)
§102 only2 (5%)
§112 only2 (5%)
Double-patenting only5 (13%)
Double-patenting + other1 (3%)
Multi-statute (no §101)8 (21%)
No statute on record1 (3%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

1
Life Sciences
3% of docket
24
Information Tech
63% of docket
2
Communications
5% of docket
1
Semiconductors
3% of docket
2
Mechanical / Eng
5% of docket
8
Business / Other
21% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

380 h
Manual time on pending OAs
76 h
Time saved (low, 20%)
133 h
Time saved (mid, 35%)
3.3 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
ABOUZAHRA, HESHAM K 2 81.2% +2.3%
HASAN, MAINUL 2 75.8% +23.5%
DUONG, HUY 2 68.7% +26.3%
KIYABU, KARIN A 1 56.5% +40.2%
HAQUE, MD NAZMUL 1 83.1% +15.5%
LEE, Y YOUNG 1 48.1% +25.8%
JEAN BAPTISTE, JERRY T 1 87.8% -27.6%
BRUMFIELD, SHANIKA M 1 68.8% +14.1%
PHAM, NAM D 1 90.8% +1.4%
KORTMAN, CURTIS JAMES 1 79.0% +23.7%

Quick Wins (5)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 5 ordered by deadline are shown.

App #TitleExaminerDue in
19282485 METHODS FOR PERFORMING WRAP-AROUND MOTION COMPENSATION HAQUE, MD NAZMUL
19249406 FILTERS FOR MOTION COMPENSATION INTERPOLATION WITH REFERENCE DOWN-SAMPLING JEAN BAPTISTE, JERRY T
19073993 ON BLOCK LEVEL BI-PREDICTION WITH WEIGHTED AVERAGING PHAM, NAM D
19054111 METHODS AND SYSTEMS FOR CROSS-COMPONENT SAMPLE ADAPTIVE OFFSET ABOUZAHRA, HESHAM K
18924469 METHODS AND APPARATUSES FOR BLOCK PARTITIONING AT PICTURE BOUNDARY ABOUZAHRA, HESHAM K

Hard Cases (14)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18078504 PRUNING HARDWARE UNIT FOR TRAINING NEURAL NETWORK COULSON, JESSE CHEN 169d overdue
19008505 RELATIVE DIFFERENCE METRIC FOR FRAME CODING AND TWO-STAGE TRAINING FOR GENERATIVE FACE VIDEO COMPRESSION WALKER, JARED T 9d overdue
18199024 NON-LINEAR CAUSAL MODELING BASED ON ENCODED KNOWLEDGE SCHNEE, HAL W 2d overdue
17717111 SERVER AND ACCELERATOR FOR NEURAL NETWORK COMPUTATIONS WAJE, CARLO C 5d
17725354 Genome Feature Extraction Method, Disease Prediction Method, Apparatus and Device MINCHELLA, KAITLYN L 34d
18748659 LIGHTWEIGHT SPATIAL UPSAMPLING METHODS FOR MACHINE VISION BENNETT, STUART D 57d
19220772 DIRECTIONAL CROSS COMPONENT FILTER FOR VIDEO CODING BRUMFIELD, SHANIKA M
17313772 Model Processing Method, Apparatus, Storage Medium, and Processor GERMICK, JOHNATHAN R

Interview Candidates (9)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18507936 MEMORY MANAGEMENT APPARATUS, MEMORY MANAGEMENT METHOD, PROCESSOR, AND COMPUTER SYSTEM KORTMAN, CURTIS JAMES 29d
19289564 METHOD AND APPARATUS FOR INTERACTING WITH CONTENT THROUGH OVERLAYS ON A MOBILE DEVICE KIYABU, KARIN A
19282485 METHODS FOR PERFORMING WRAP-AROUND MOTION COMPENSATION HAQUE, MD NAZMUL
19262781 SIGN DATA HIDING OF VIDEO RECORDING LEE, Y YOUNG
19220772 DIRECTIONAL CROSS COMPONENT FILTER FOR VIDEO CODING BRUMFIELD, SHANIKA M
19046972 METHOD, DEVICE, AND SYSTEM FOR DETERMINING PREDICTION WEIGHT FOR MERGE MODE HASAN, MAINUL
19040676 METHOD AND SYSTEM FOR PROCESSING VIDEO CONTENT HASAN, MAINUL
17984230 COMPUTER-IMPLEMENTED MEMORY ALLOCATION METHOD FOR SPARSE MATRIX MULTIPLICATION APPLICATIONS DUONG, HUY

Top Art Units

Art UnitApps
2487 3
2485 2
2486 2
2139 2
2122 2
2182 2
2426 2
2626 1
2482 1
2192 1

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
19289564 METHOD AND APPARATUS FOR INTERACTING WITH CONTENT THROUGH OVERLAYS ON A MOBILE DEVICE KIYABU, KARIN A 2626 §112DP Final Rejection Pending Aug 04, 2025
19282485 METHODS FOR PERFORMING WRAP-AROUND MOTION COMPENSATION HAQUE, MD NAZMUL §103 Non-Final OA Pending Jul 28, 2025
19262781 SIGN DATA HIDING OF VIDEO RECORDING LEE, Y YOUNG DP Non-Final OA Pending Jul 08, 2025
19249406 FILTERS FOR MOTION COMPENSATION INTERPOLATION WITH REFERENCE DOWN-SAMPLING JEAN BAPTISTE, JERRY T 2482 DP Non-Final OA Pending Jun 25, 2025
19220772 DIRECTIONAL CROSS COMPONENT FILTER FOR VIDEO CODING BRUMFIELD, SHANIKA M §102§103§112Other Non-Final OA Pending May 28, 2025
19073993 ON BLOCK LEVEL BI-PREDICTION WITH WEIGHTED AVERAGING PHAM, NAM D 2487 §102 Non-Final OA Pending Mar 07, 2025
19054111 METHODS AND SYSTEMS FOR CROSS-COMPONENT SAMPLE ADAPTIVE OFFSET ABOUZAHRA, HESHAM K DP Non-Final OA Pending Feb 14, 2025
19046972 METHOD, DEVICE, AND SYSTEM FOR DETERMINING PREDICTION WEIGHT FOR MERGE MODE HASAN, MAINUL 2485 DP Final Rejection Pending Feb 06, 2025
19040676 METHOD AND SYSTEM FOR PROCESSING VIDEO CONTENT HASAN, MAINUL 2485 DP Non-Final OA Pending Jan 29, 2025
18924469 METHODS AND APPARATUSES FOR BLOCK PARTITIONING AT PICTURE BOUNDARY ABOUZAHRA, HESHAM K 2486 §103 Final Rejection Pending Oct 23, 2024
18507936 MEMORY MANAGEMENT APPARATUS, MEMORY MANAGEMENT METHOD, PROCESSOR, AND COMPUTER SYSTEM KORTMAN, CURTIS JAMES 2139 §103 Final Rejection 29d Pending Nov 13, 2023
18274295 DATA LAYOUT OPTIMIZATION FOR OBJECT-ORIENTED STORAGE ENGINE SADLER, NATHAN 2139 §103 Non-Final OA 13d Pending Jul 26, 2023
18329717 DATA PROCESSING METHOD AND DEVICE, COMPUTING DEVICE, AND TEST REDUCTION DEVICE NGUYEN, MONGBAO 2192 §103 Final Rejection 19d overdue AI Ready Jun 06, 2023
18199024 NON-LINEAR CAUSAL MODELING BASED ON ENCODED KNOWLEDGE SCHNEE, HAL W 2129 §102§103§112 Non-Final OA 2d overdue Pending May 18, 2023
18252456 SYSTEMS AND METHODS FOR SIMULATION OF QUANTUM CIRCUITS USING DECOUPLED HAMILTONIANS CALLE, ANGEL JAVIER §103 Non-Final OA Pending May 10, 2023
18156762 METHOD FOR APPARATUS FOR DERIVING MAXIMUM SUB-BLOCK TRANSFORM SIZE BECK, LERON 2487 §102Other Non-Final OA Pending Jan 19, 2023
18078504 PRUNING HARDWARE UNIT FOR TRAINING NEURAL NETWORK COULSON, JESSE CHEN 2122 §101§102§103§112 Non-Final OA 169d overdue Pending Dec 09, 2022
17578319 ACCELERATION UNIT AND RELATED APPARATUS AND METHOD LE, PHAT NGOC 2182 §103 Final Rejection 60d overdue Pending Jan 18, 2022
17572736 METHOD AND APPARATUS FOR DETERMINING THE CAPACITY OF AN APPLICATION CLUSTER DRAPEAU, SIMEON PAUL 2188 §103 Final Rejection 27d Pending Jan 11, 2022
17313772 Model Processing Method, Apparatus, Storage Medium, and Processor GERMICK, JOHNATHAN R 2122 §101 Non-Final OA Pending May 06, 2021
16973682 METHOD, APPARATUS, AND DEVICE FOR PROCESSING PRODUCT TRANSACTIONS ALLEN, WILLIAM J 3619 §101 Non-Final OA Pending Dec 09, 2020
19008505 RELATIVE DIFFERENCE METRIC FOR FRAME CODING AND TWO-STAGE TRAINING FOR GENERATIVE FACE VIDEO COMPRESSION WALKER, JARED T 2426 §102§103 Final Rejection 9d overdue Pending Jan 02, 2025
19002047 METHOD AND COMPRESSION FRAMEWORK WITH POST-PROCESSING FOR MACHINE VISION ABOUZAHRA, MAHMOUD KAMAL 2486 §103 Final Rejection Pending Dec 26, 2024
18688307 TASK EXECUTION METHOD AND SYSTEM, ELECTRONIC DEVICE, AND COMPUTER STORAGE MEDIUM KE, PENG 2196 §103 Non-Final OA Pending Sep 03, 2024
18800573 METHOD, NON-TRANSITORY COMPUTER READABLE STORAGE MEDIUM AND DECODER FOR GENERATIVE FACE VIDEO COMPRESSION USING DENSE MOTION FLOW TRANSLATOR LOTFI, KYLE M 2425 §102§103 Non-Final OA Pending Aug 12, 2024
18748659 LIGHTWEIGHT SPATIAL UPSAMPLING METHODS FOR MACHINE VISION BENNETT, STUART D 2481 §102§103 Non-Final OA 57d AI Ready Jun 20, 2024
18616964 MOTION COMPENSATION METHOD, APPARATUS, AND STORAGE MEDIUM RAHAMAN, SHAHAN UR 2426 §103 Non-Final OA 75d AI Ready Mar 26, 2024
18598423 DATA PROCESSING METHOD AND DATA PROCESSING ACCELERATOR SYSTEM MOTTER, JORDAN SCOTT 2198 §101§103 Non-Final OA Pending Mar 07, 2024
18400954 FEATURE FUSION FOR INPUT PICTURE DATA PREPROCESSING FOR LEARNING MODEL DOTTIN, DARRYL V 2683 Non-Final OA Pending Dec 29, 2023
18516730 DIGITAL AVATAR RECOMMENDATION METHOD AND RECOMMENDATION SYSTEM GART, MATTHEW S 3696 §103 Final Rejection 8d overdue Pending Nov 21, 2023
18346766 DECODER-SIDE MOTION VECTOR REFINEMENT FOR AFFINE MOTION COMPENSATION SULLIVAN, TYLER 2487 §103 Non-Final OA Pending Jul 03, 2023
18071970 GRAPHIC NEURAL NETWORK ACCELERATION SOLUTION WITH CUSTOMIZED BOARD FOR SOLID-STATE DRIVES KIK, PHALLAKA 2851 §101Other Non-Final OA Pending Nov 30, 2022
17984230 COMPUTER-IMPLEMENTED MEMORY ALLOCATION METHOD FOR SPARSE MATRIX MULTIPLICATION APPLICATIONS DUONG, HUY §112 Non-Final OA Pending Nov 09, 2022
18053524 CALCULATOR AND ASSOCIATED METHOD DUONG, HUY §112 Non-Final OA Pending Nov 08, 2022
17982450 FLOORPLAN-OPTIMIZED MATRIX EXTENSION ARCHITECTURE FOR PROCESSORS DE LA GARZA, CARLOS HEBERTO §103§112 Non-Final OA Pending Nov 07, 2022
17978439 COMPUTER-IMPLEMENTED ACCUMULATION METHOD FOR SPARSE MATRIX MULTIPLICATION APPLICATIONS LAROCQUE, EMILY E 2182 §102§103 Non-Final OA Pending Nov 01, 2022
17725354 Genome Feature Extraction Method, Disease Prediction Method, Apparatus and Device MINCHELLA, KAITLYN L 1685 §101§103§112Other Non-Final OA 34d Pending Apr 20, 2022
17717111 SERVER AND ACCELERATOR FOR NEURAL NETWORK COMPUTATIONS WAJE, CARLO C 2151 §103§112 Final Rejection 5d Pending Apr 10, 2022

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