Prosecution Insights
Last updated: October 25, 2026

Hauptman Ham, LLP

Technology area: Chemistry & Materials

869 pending office actions • 192 clients • 762 examiners • 332 art units • 0 of 869 (0%) have an AI response strategy ready

Analysis

HAUPTMAN HAM, LLP has 872 pending office actions in Chemistry & Materials and 38,738 career applications. The figures indicate a large active docket alongside extensive historical filing activity.

The resolved allowance rate is 87.06%, with an average of 2.79 office actions per allowance. The allowance measure addresses resolved application outcomes, while the office-action measure describes the examination activity associated with each allowance.

This profile gives chemistry and materials clients a broad basis for evaluating capacity and prosecution history. The record does not distinguish results by client, chemical discipline, or individual attorney, so matter-specific review remains necessary.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=38738 apps, methodology: how we score firms)

87.1%
Allowance Rate
n=38738
+0.50σ
Allowance Rate (norm)
n=38738
2.8
OAs to Allowance
n=28585
-0.34σ
OAs to Allow (norm)
n=28585
965 days
Time to Allowance
n=28585
+6.2pp
Interview Lift
n=38738
19.4%
RCE Rate
n=38738
1.5%
Appeal Rate
n=38738

Rejection Performance (% of received rejections ultimately overcome)

72.9%
§101 Overcome
n=2381
79.6%
§102 Overcome
n=11811
80.2%
§103 Overcome
n=18644
83.2%
§112 Overcome
n=11382

Specialization & Scale

G06F, H01L, H10D
Top CPC Subclasses
11%
Top-3 CPC Share
n=38738
9
Practitioners
n=38738
4304.2
Apps / Practitioner
n=38738

Portfolio Summary

869
Total Pending OAs
545
Non-Final OAs
284
Final Rejections
40
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 193 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

84
Overdue
10
Due this week
58
Due this month
29
Due in next 60 days
12
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 193 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (84)Due ≤ 7 days (10)Due ≤ 30 days (58)Due ≤ 60 days (29)Due later (12)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

430
Hard (49%)
389
Medium (45%)
47
Easy (5%)
3
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 only19 (2%)
§101 + other71 (8%)
§103 only313 (36%)
§102 only59 (7%)
§112 only32 (4%)
Double-patenting only15 (2%)
Double-patenting + other17 (2%)
Multi-statute (no §101)340 (39%)
No statute on record3 (0%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

248
Life Sciences
29% of docket
172
Information Tech
20% of docket
57
Communications
7% of docket
151
Semiconductors
17% of docket
219
Mechanical / Eng
25% of docket
22
Business / Other
3% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

8,690 h
Manual time on pending OAs
1,738 h
Time saved (low, 20%)
3,042 h
Time saved (mid, 35%)
76.0 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
DUMBRIS, SETH M 6 76.4% +16.7%
DUCHENEAUX, FRANK D 4 45.2% -14.5%
HO, TU TU V 4 93.6% +5.2%
ADDISU, SARA 3 85.4% +10.6%
CAIN, AARON G 3 43.0% +31.0%
WANG, XIAOBEI 3 65.3% +48.2%
NGUYEN, THUONG 3 68.2% +31.9%
LE, LANA N 3 81.7% +13.8%
PILLAY, DEVINA 3 44.4% +25.5%
LAW, NGA LEUNG V 3 56.4% +19.8%

Quick Wins (5)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 5 ordered by deadline are shown.

App #TitleExaminerDue in
18995148 CUTTING TOOL, AND METHOD FOR MANUFACTURING MACHINED PRODUCT ADDISU, SARA —
18840361 SMARTPHONE RECORDER LE, LANA N —
18785842 INTEGRATED CIRCUIT DEVICE HO, TU TU V —
18771815 SEMICONDUCTOR DEVICE AND METHOD OF MANUFACTURING SAME HO, TU TU V —
18768948 INTEGRATED CIRCUIT DEVICE AND INTEGRATED CIRCUIT LAYOUT HO, TU TU V —

Hard Cases (430)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17797906 LIGHT PIXEL PROJECTION MODULE VASQUEZ JR, ROBERT WILLIAM 150d overdue
18371082 ELECTRONIC CONTROL APPARATUS FOR VEHICLE AND DATA TRANSMITTING AND RECEIVING METHOD THEREOF FISHER, PAUL R 105d overdue
18260617 CONVEYANCE SYSTEM AND CONVEYANCE CONTROL METHOD LUDWIG, PETER L 105d overdue
18250981 WRISTWATCH AND WRISTWATCH-TYPE DISPLAY DEVICE KAYES, SEAN PHILLIP 86d overdue
18498369 INTEGRATED CIRCUIT, SYSTEM AND METHOD OF FORMING THE SAME WELLS, JAMES STEVEN 77d overdue
18396635 PRIORITIZING UTTERANCE CONTENT IN AN AUTONOMOUS VEHICLE ON DRIVING MODE AND OBJECT DETECTION MCANDREWS, TAWRI MATSUSHIGE 67d overdue
17711047 ANALYZING DEVICE, ANALYZING METHOD AND STORAGE MEDIUM STORING PROGRAM KALLAL, ROBERT JAMES 67d overdue
17940319 CATHETER SIMULATOR AND HEART MODEL FOR CATHETER SIMULATOR ANGELES, JOSE 66d overdue

Interview Candidates (27)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18033245 METHOD FOR APPLYING THERMAL BARRIER COATING AND HEAT-RESISTANT MEMBER LAW, NGA LEUNG V 112d overdue
18963501 MOLDED COMPONENT, CONNECTION ARRANGEMENT WITH A MOLDED COMPONENT AND METHOD FOR PRODUCING A MOLDED COMPONENT WANG, XIAOBEI 6d
18841677 COATED TOOL AND CUTTING TOOL DUMBRIS, SETH M 8d
18963504 MOLDED COMPONENT AND METHOD FOR PRODUCING A MOLDED COMPONENT WANG, XIAOBEI 21d
18574306 COATED TOOL AND CUTTING TOOL DUMBRIS, SETH M 34d
18574076 COATED TOOL AND CUTTING TOOL DUMBRIS, SETH M 34d
17980287 PLASMA RESISTANT CERAMIC MEMBER AND MANUFACTURING METHOD OF THE SAME LAW, NGA LEUNG V 39d
18841674 ROBOT PROGRAMMING SYSTEM AND ROBOT CONTROL DEVICE CAIN, AARON G 76d

Client Portfolio (192 clients)

View all 192 →

Top Art Units

Art UnitApps
178413
283411
178811
365610
281210
36139
36129
21178
24128
17178

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19389557 MOUTHPIECE FOR WHITENING TEETH Lav Co., Ltd. SAMARASEKARA, SARA NELUM 3772 §103§112Other Non-Final OA — Pending Nov 14, 2025
19470810 HOUSING CASE AND INSERT SET Kyocera Corporation BUI, LUAN KIM 3736 §102§103 Non-Final OA — Pending Sep 30, 2025
19165590 METHOD FOR CONSTRUCTING FRONT EDGE PROTECTIVE LAYER FOR WIND TURBINE BLADE, AND PROTECTIVE LAYER FOR WIND TURBINE BLADE Mitsubishi Heavy Industries, Ltd. MILLER, MICHAEL G 1712 §103 Non-Final OA — Pending Sep 16, 2025
19326140 LIQUID CRYSTAL COMPOSITION COMPRISING DIBENZOTHIOPHENE COMPOUND AND USE THEREOF Beijing Bayi Space Lcd Technology Co., Ltd. ROBINSON, CHANCEITY N 1737 §101§102§112 Non-Final OA — Pending Sep 11, 2025
19161311 AXIAL FLOW FAN USUI CO., LTD. LAMBERT, WAYNE A 3745 §103 Non-Final OA — Pending Sep 02, 2025
19309998 AUTOMATIC GAS-FUEL SWITCHING SYSTEM Chongqing Am Pride Power & Machinery Co., Ltd. HOLBROOK, TEUTA BAJRAMOVIC 3747 §112 Non-Final OA — Pending Aug 26, 2025
19308744 PIXEL DRIVING CIRCUIT AND DISPLAY DEVICE HKC Corporation Limited SNYDER, ADAM J 2623 §103 Non-Final OA — Pending Aug 25, 2025
19157574 METHOD FOR ANALYZING AND PRESENTING APPLICATION USAGE C.G. Tae Technology Inc. WAESCO, JOSEPH M 3625 §101 Non-Final OA — Pending Aug 18, 2025
19298832 COMMUNICATION METHOD, COMMUNICATION APPARATUS, AND COMMUNICATION SYSTEM Huawei Technologies Co., Ltd. PATEL, DHAIRYA A 2453 §101§103 Non-Final OA — Pending Aug 13, 2025
19283746 INTEGRATED CIRCUIT AND METHOD OF FORMING THE SAME Taiwan Semiconductor Manufacturing Company, Ltd. PARTHASARATHY, ROHIT 2899 §103 Non-Final OA — Pending Jul 29, 2025
19278781 BATTERY SYSTEM, ABNORMALITY DETERMINATION SYSTEM, VEHICLE, ABNORMALITY DETERMINATION METHOD, AND SERVER Toyota Jidosha Kabushiki Kaisha TRIVEDI, ATUL 3661 §102§103 Non-Final OA — Pending Jul 24, 2025
19271032 METHOD, SYSTEM, AND STORAGE MEDIUM FOR CONTROLLING REMOTE CONTROLLER, IN-VEHICLE REMOTE CONTROLLER, AND CONTROL TERMINAL Goertek Technology Co., Ltd. WALLACE, ZACHARY JOSEPH 3656 §102 Non-Final OA — Pending Jul 16, 2025
19101336 METHOD FOR REUSING SCHEDULE INFORMATION C.G.Tae Technology Inc. PUJOLS-CRUZ, MARJORIE 3624 §101§102§103 Non-Final OA — Pending Jul 15, 2025
19264887 GENERATION SUPPORT DEVICE, GENERATION SUPPORT PROGRAM, AND GENERATION SUPPORT METHOD Fotographer AI, Inc. CHEN, YU 2613 §103 Non-Final OA 78d overdue Pending Jul 10, 2025
19261598 COMMUNICATION METHOD, NETWORK DEVICE, AND TERMINAL DEVICE Huawei Technologies Co., Ltd. SALL, EL HADJI MALICK 2457 §103 Non-Final OA — Pending Jul 07, 2025
19259508 FLIP-FLOP CIRCUIT AND METHOD Taiwan Semiconductor Manufacturing Company, Ltd. O NEILL, PATRICK 2836 DP Non-Final OA — Pending Jul 03, 2025
19255856 WAFER PROCESSING METHOD Taiwan Semiconductor Manufacturing Company, Ltd. RODRIGUEZ, MICHAEL P 1715 §102§103§112DP Non-Final OA — Pending Jun 30, 2025
19255872 INTEGRATED CIRCUIT HAVING LATCH WITH TRANSISTORS OF DIFFERENT GATE WIDTHS Taiwan Semiconductor Manufacturing Company, Ltd. O NEILL, PATRICK 2836 §102§112DP Non-Final OA — Pending Jun 30, 2025
19253186 DATA SEQUENCING CIRCUIT Taiwan Semiconductor Manufacturing Company, Ltd. VERBRUGGE, KEVIN 2132 Other Non-Final OA — Pending Jun 27, 2025
19252413 GATED TRI-STATE INVERTER, AND METHOD OF OPERATING SAME Taiwan Semiconductor Manufacturing Company, Ltd. JAGER, RYAN C 2842 §112DP Non-Final OA — Pending Jun 27, 2025
19251802 CELL PRODUCTION SYSTEM I Peace, Inc. JOS, BASIL T 3656 §102 Non-Final OA — Pending Jun 27, 2025
19251801 CELL PRODUCTION SYSTEM I Peace, Inc. JOS, BASIL T 3656 §102 Non-Final OA — Pending Jun 27, 2025
19143377 INFORMATION PROCESSING METHOD, PROGRAM, AND INFORMATION PROCESSING SYSTEM FOR SUPPORTING CHILD WELFARE SERVICES AiCAN Inc. SENSENIG, SHAUN D 3629 §101§103 Final Rejection 29d Pending Jun 26, 2025
19143376 INFORMATION PROCESSING METHOD, PROGRAM, AND INFORMATION PROCESSING SYSTEM FOR SUPPORTING CHILD WELFARE SERVICES AiCAN Inc. BROWN, LUIS A 3626 §101 Non-Final OA 8d Pending Jun 26, 2025
19250070 ELECTRONIC DEVICE WITH TOUCH CONTROL Pixart Imaging Inc. PHAM, LONG D 2623 §103 Final Rejection 27d Pending Jun 26, 2025
19247229 SEMICONDUCTOR DEVICE INCLUDING DECOUPLING SYSTEM Taiwan Semiconductor Manufacturing Company, Ltd. RETEBO, METASEBIA T 2842 DP Non-Final OA — Pending Jun 24, 2025
19142635 INFORMATION PROCESSING SYSTEM, INFORMATION PROCESSING METHOD, AND NON-TRANSITORY COMPUTER-READABLE MEDIUM Prediction Inc. CIRNU, ALEXANDRU 3622 §101§103 Final Rejection — Pending Jun 24, 2025
19245952 ORIENTATION MEASUREMENT METHOD AND TERMINAL DEVICE Huawei Technologies Co., Ltd. ATMAKURI, VIKAS NMN 3645 §103§112 Non-Final OA — Pending Jun 23, 2025
19243284 FEEDING APPARATUS, ANTENNA, BASE STATION, AND COMMUNICATION SYSTEM Huawei Technologies Co., Ltd. WOODS, BRANDON SEAN 2845 §102§103 Non-Final OA — Pending Jun 19, 2025
19241088 SEMICONDUCTOR DEVICE HAVING HYSTERESIS BLOCK Taiwan Semiconductor Manufacturing Company, Ltd. WELLS, KENNETH B 2836 §102§103§112DP Non-Final OA — Pending Jun 17, 2025
19238642 COMMUNICATION MODULE AND COMMUNICATION SYSTEM Huawei Technologies Co., Ltd. ALI, SHAWKAT M 2631 §112 Non-Final OA — Pending Jun 16, 2025
19235932 THERMOELECTRIC DEVICE COMPRISING NANOTUBE ARRAY AND METHOD OF MANUFACTURING THEREOF Postech Research And Business Development Foundation GONZALEZ RAMOS, MAYLA 1721 §103 Final Rejection — Pending Jun 12, 2025
19231555 COMMERCIAL ACTIVITY SUPPORT SYSTEM Toyota Jidosha Kabushiki Kaisha GUILIANO, CHARLES A 3623 §101§102§103§112 Non-Final OA — Pending Jun 09, 2025
19136150 LIGHT SOURCE ARRANGEMENT FOR IMPROVED SENSITIVITY MEASUREMENTS OF AMBIENT LIGHT AND COLOR SENSORS AND METHOD FOR PROVIDING SUCH A LIGHT SOURCE ARRANGEMENT AMS-OSRAM AG WILLIAMS, DON J 2878 §102§103§112 Non-Final OA — Pending Jun 05, 2025
19228259 METHOD FOR DETERMINING INFORMATION BIT AND APPARATUS Huawei Technologies Co., Ltd. JACKSON, JAYLUN ARMAN 2112 §103 Non-Final OA — Pending Jun 04, 2025
19134211 ROTOR MAGNET AND BRUSHLESS MOTOR Mabuchi Motor Co., Ltd. SCHLAK, DANIEL KEITH 2834 §102§103 Final Rejection — Pending May 30, 2025
19122261 MANAGING DEVICE, PROGRAM, AND MANAGING METHOD Sega Sammy Holdings Inc. CHIN, RICKY 2424 §101§102§103 Non-Final OA — Pending May 28, 2025
19216854 CHILD SAFETY SEAT Wonderland Switzerland AG NELSON JR, MILTON 3636 §102§112Other Non-Final OA — Pending May 23, 2025
19211617 RESOURCE ALLOCATION SIGNALNG IN A WIRELESS LOCAL AREA NETWORK PREAMBLE Huawei Technologies Co., Ltd. SINKANTARAKORN, PAWARIS 2409 DP Non-Final OA — Pending May 19, 2025
19210025 COMMUNICATION METHOD AND COMMUNICATION APPARATUS Huawei Technologies Co., Ltd. FAROOQUI, QUAZI 2491 §102 Non-Final OA — Pending May 16, 2025
19210019 LDPC CODE BASED COMMUNICATION METHOD AND COMMUNICATION APPARATUS Huawei Technologies Co., Ltd. ALSHACK, OSMAN M §101§103§112 Non-Final OA — Pending May 16, 2025
19208611 ROBOT CONTROL DEVICE AND ROBOT SYSTEM Fanuc Corporation FIGUEROA, JAIME 3656 §102§103 Non-Final OA — Pending May 15, 2025
19207361 ELECTRODE SHEET PROCESSING METHOD AND ELECTRODE SHEET MANUFACTURING DEVICE Jtekt Corporation TADAYYON ESLAMI, TABASSOM 1718 §103 Non-Final OA — Pending May 14, 2025
19207363 CAMERA FOOTAGE MANAGEMENT SYSTEM Toyota Jidosha Kabushiki Kaisha CHIN, MICHELLE 2614 §103 Non-Final OA — Pending May 14, 2025
19129389 SEAT AND ROCKING CHAIR INCLUDING THE SEAT Wonderland Switzerland AG SUE-AKO, ANDREW B. 3674 §102§103 Non-Final OA — Pending May 13, 2025
19205949 DISEMBARKING SUPPORT DEVICE AND NON-TRANSITORY STORAGE MEDIUM DENSO CORPORATION AN, IG TAI 3662 §103 Final Rejection — Pending May 12, 2025
19129016 BATTERY DEVICE Global Mobility Service Inc. YANG, JAMES J 2686 §102§103§112 Final Rejection — Pending May 11, 2025
19203175 MONITORING CONTROL DEVICE, MONITORING METHOD, AND NONTRANSITORY COMPUTER STORAGE MEDIUM Toyota Jidosha Kabushiki Kaisha LIN, JESSICA YIFANG 2668 §102§103 Non-Final OA — Pending May 09, 2025
19116092 VISUAL ACUITY TRAINING SYSTEM, VISUAL ACUITY TRAINING METHOD, AND PROGRAM Juntendo Educational Foundation LAM, NELSON C 2627 §102§103§112 Final Rejection 8d overdue Pending May 02, 2025
19125557 THREADLIKE ADHESIVE STICKING APPARATUS AND METHOD OF STICKING THREADLIKE ADHESIVE Nitto Denko Corporation SELLS, JAMES D 1745 §102§103 Non-Final OA — Pending Apr 29, 2025

View all 869 →

Managing Hauptman Ham, LLP's Patent Prosecution?

IP Author helps law firms respond to office actions faster with AI-generated responses, examiner analytics, and prosecution intelligence.

Start Free Trial

Frequently Asked Questions

What is Hauptman Ham, LLP's patent allowance rate?

87.1% of resolved applications prosecuted by Hauptman Ham, LLP were allowed, across 38,738 applications in USPTO records.

How many office actions does Hauptman Ham, LLP average before allowance?

2.79 office actions per allowed application on average.

How many pending office actions does Hauptman Ham, LLP have?

869 pending office actions as of October 2026, for 192 clients, before 762 examiners in 332 art units.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month