Prosecution Insights
Prosecution Insights
28 pending office actions • 8 clients • 19 examiners • 12 art units • 0 of 28 (0%) have an AI response strategy ready
Based on the USPTO statutory response window for each pending office action. 21 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.
Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 21 of the docket's apps have a known mailing date.
Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.
| Bucket | Cases |
|---|---|
| §101 only | 13 (46%) |
| §101 + other | 9 (32%) |
| §103 only | 2 (7%) |
| §112 only | 2 (7%) |
| Multi-statute (no §101) | 1 (4%) |
| No statute on record | 1 (4%) |
How the docket's pending cases split across USPTO tech-center bands.
Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.
| Examiner | Apps on this docket | Allow rate | Interview lift |
|---|---|---|---|
| POLLOCK, GREGORY A | 4 | 11.2% | +12.7% |
| KWONG, CHO YIU | 3 | 32.1% | +4.7% |
| POINVIL, FRANTZY | 2 | 79.1% | +15.9% |
| SMITH, SLADE E | 2 | 29.7% | +35.6% |
| MAGUIRE, LINDSAY M | 2 | 51.3% | +31.9% |
| GREGG, MARY M | 2 | 14.0% | +14.1% |
| STROUD, CHRISTOPHER | 1 | 28.5% | +21.7% |
| STEVENSON, CHRISTINA C | 1 | 3.2% | -3.9% |
| TURK, BROCK E | 1 | 30.1% | +36.6% |
| DUCK, BRANDON M | 1 | 64.0% | +18.0% |
Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 14495772 | Multichannel Exchange Mechanism Apparatuses, Methods and Systems | GREGG, MARY M | 91d overdue |
| 14632889 | Insulated Account Datastructure Apparatuses, Methods and Systems | FU, HAO | 87d overdue |
| 17832551 | Reinforcement Learning Based Machine Retirement Planning and Management Apparatuses, Processes and Systems | PARK, YONG S | 58d overdue |
| 17832547 | Reinforcement Learning Based Machine Asset Planning and Management Apparatuses, Processes and Systems | MAGUIRE, LINDSAY M | 49d overdue |
| 17383317 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | MAGUIRE, LINDSAY M | 35d overdue |
| 17383320 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POLLOCK, GREGORY A | 28d overdue |
| 14715551 | Probabilistic Analysis Trading Platform Apparatuses, Methods and Systems | GREGG, MARY M | 28d overdue |
| 15210807 | Smart Rules and Social Aggregating, Fractionally Efficient Transfer Guidance, Conditional Triggered Transaction, Datastructures, Apparatuses, Methods and Systems | KWONG, CHO YIU | 23d overdue |
Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 14495772 | Multichannel Exchange Mechanism Apparatuses, Methods and Systems | GREGG, MARY M | 91d overdue |
| 17832547 | Reinforcement Learning Based Machine Asset Planning and Management Apparatuses, Processes and Systems | MAGUIRE, LINDSAY M | 49d overdue |
| 17383317 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | MAGUIRE, LINDSAY M | 35d overdue |
| 17383320 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POLLOCK, GREGORY A | 28d overdue |
| 14715551 | Probabilistic Analysis Trading Platform Apparatuses, Methods and Systems | GREGG, MARY M | 28d overdue |
| 18748038 | Integrated, Information-Engineered and Self- Improving Advertising, E-Commerce and Online Customer Interactions Apparatuses, Processes and System | STROUD, CHRISTOPHER | 3d overdue |
| 18379640 | Temporal Quantum Assurance User Interface, Sandboxed Distributed Asset Router, and Edge Caching Datastructures Apparatuses, Processes and Systems | POINVIL, FRANTZY | 27d |
| 17986886 | AI-Based Real-Time Prediction Engine Apparatuses, Methods and Systems | DUCK, BRANDON M | 33d |
| Client (Assignee) | Pending OAs |
|---|---|
| FMR | 20 |
| Zelis Payments, LLC | 2 |
| Wrap Drive Inc. | 1 |
| Videostorm, Inc. | 1 |
| Warp Drive Inc. | 1 |
| Content Directions | 1 |
| Click Sales Inc. | 1 |
| BrokerSavant, Inc. | 1 |
| Art Unit | Apps |
|---|---|
| 3691 | 6 |
| 3693 | 5 |
| 3695 | 3 |
| 3698 | 2 |
| 3696 | 2 |
| 3692 | 2 |
| 3619 | 2 |
| 3622 | 2 |
| 3621 | 1 |
| 3694 | 1 |
| App # | Title | Client | Examiner | Art Unit | Statutes | Status | Due in | AI | Filed |
|---|---|---|---|---|---|---|---|---|---|
| 19245172 | AI-Driven Digital Asset Co-pilot Apparatuses, Mechanisms, Mediums, Processes and Systems | Wrap Drive Inc. | POINVIL, FRANTZY | 3691 | §112 | Non-Final OA | — | Pending | Jun 20, 2025 |
| 18748038 | Integrated, Information-Engineered and Self- Improving Advertising, E-Commerce and Online Customer Interactions Apparatuses, Processes and System | Videostorm, Inc. | STROUD, CHRISTOPHER | 3621 | Other | Final Rejection | 3d overdue | Pending | Jun 19, 2024 |
| 18379640 | Temporal Quantum Assurance User Interface, Sandboxed Distributed Asset Router, and Edge Caching Datastructures Apparatuses, Processes and Systems | Warp Drive Inc. | POINVIL, FRANTZY | 3693 | §112 | Final Rejection | 27d | Pending | Oct 12, 2023 |
| 18378304 | Decentralized Exchange with Price Oracle Apparatuses, Processes and Systems | Fmr LLC | STEVENSON, CHRISTINA C | 3698 | §101§103§112 | Final Rejection | 34d | Pending | Oct 10, 2023 |
| 18244186 | Healthcare Transaction Facilitation Platform Apparatuses, Methods and Systems | Zelis Payments, LLC | SMITH, SLADE E | 3696 | §101 | Non-Final OA | 55d | Pending | Sep 08, 2023 |
| 18235774 | Real-Time System Progression Optimizer Apparatuses, Processes and Systems | Fmr LLC | TURK, BROCK E | 3692 | §103 | Final Rejection | — | Pending | Aug 18, 2023 |
| 17986886 | AI-Based Real-Time Prediction Engine Apparatuses, Methods and Systems | Fmr LLC | DUCK, BRANDON M | 3693 | §101 | Final Rejection | 33d | Pending | Nov 14, 2022 |
| 17832547 | Reinforcement Learning Based Machine Asset Planning and Management Apparatuses, Processes and Systems | Fmr LLC | MAGUIRE, LINDSAY M | 3619 | §101 | Final Rejection | 49d overdue | Pending | Jun 03, 2022 |
| 17832551 | Reinforcement Learning Based Machine Retirement Planning and Management Apparatuses, Processes and Systems | Fmr LLC | PARK, YONG S | 3694 | §101 | Non-Final OA | 58d overdue | Pending | Jun 03, 2022 |
| 17412224 | Portable Universal Profile Apparatuses, Processes and Systems | Content Directions, Inc. Dba Linkstorm | VAN BRAMER, JOHN W | 3622 | §101§112 | Final Rejection | 56d | Pending | Aug 25, 2021 |
| 17383323 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | Fmr LLC | POLLOCK, GREGORY A | 3691 | §101 | Final Rejection | 86d | Pending | Jul 22, 2021 |
| 17383300 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | Fmr LLC | POLLOCK, GREGORY A | 3691 | §101 | Final Rejection | — | Pending | Jul 22, 2021 |
| 17383320 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | Fmr LLC | POLLOCK, GREGORY A | 3691 | §101 | Final Rejection | 28d overdue | Pending | Jul 22, 2021 |
| 17383310 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | Fmr LLC | POLLOCK, GREGORY A | 3691 | §101 | Non-Final OA | — | Pending | Jul 22, 2021 |
| 17383308 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | Fmr LLC | POE, KEVIN T | 3692 | §101 | Final Rejection | 20d | Pending | Jul 22, 2021 |
| 17383317 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | Fmr LLC | MAGUIRE, LINDSAY M | 3619 | §101Other | Non-Final OA | 35d overdue | Pending | Jul 22, 2021 |
| 17355123 | Healthcare Transaction Facilitation Platform Apparatuses, Methods and Systems | Zelis Payments, LLC | SMITH, SLADE E | 3696 | §101 | Non-Final OA | — | Pending | Jun 22, 2021 |
| 16842718 | Secret Key-Based Counterparty Matching Engine Apparatuses, Methods and Systems | Fmr LLC | HILMANTEL, ADAM J | 3691 | §101 | Final Rejection | 5d | Pending | Apr 07, 2020 |
| 16409736 | AI-Based Context Evaluation Engine Apparatuses, Methods and Systems | Fmr LLC | WERNER, MARSHALL L | 2125 | §101 | Non-Final OA | 4d overdue | Pending | May 10, 2019 |
| 15844387 | Social Data Tracking Datastructures, Apparatuses, Methods and Systems | Fmr LLC | XIAO, ZESHENG | 3698 | §103§112 | Final Rejection | — | Pending | Dec 15, 2017 |
| 15610587 | Crowdsource and Conversational Contextual Information Injection Apparatuses, Methods and Systems | Click Sales Inc. | CARVALHO, ERROL A | 3622 | §101§103§112 | Non-Final OA | — | Pending | May 31, 2017 |
| 15210817 | Crypto Voting and Social Aggregating, Fractionally Efficient Transfer Guidance, Conditional Triggered Transaction, Datastructures, Apparatuses, Methods and Systems | Fmr LLC | KWONG, CHO YIU | 3693 | §101§103 | Final Rejection | 55d | Pending | Jul 14, 2016 |
| 15210807 | Smart Rules and Social Aggregating, Fractionally Efficient Transfer Guidance, Conditional Triggered Transaction, Datastructures, Apparatuses, Methods and Systems | Fmr LLC | KWONG, CHO YIU | 3693 | §101§103 | Final Rejection | 23d overdue | Pending | Jul 14, 2016 |
| 15209709 | Point-to-Point Transaction Guidance Apparatuses, Methods and Systems | Fmr LLC | KWONG, CHO YIU | 3693 | §101§112 | Final Rejection | 23d overdue | Pending | Jul 13, 2016 |
| 14715551 | Probabilistic Analysis Trading Platform Apparatuses, Methods and Systems | Fmr LLC | GREGG, MARY M | 3695 | §101§112 | Non-Final OA | 28d overdue | Pending | May 18, 2015 |
| 14632889 | Insulated Account Datastructure Apparatuses, Methods and Systems | Fmr LLC | FU, HAO | 3695 | §101§103 | Final Rejection | 87d overdue | Pending | Feb 26, 2015 |
| 14495772 | Multichannel Exchange Mechanism Apparatuses, Methods and Systems | Fmr, LLC | GREGG, MARY M | 3695 | §101§103 | Final Rejection | 91d overdue | Pending | Sep 24, 2014 |
| 14169661 | MACHINE LEARNING DATA ANNOTATION APPARATUSES, METHODS AND SYSTEMS | Brokersavant, Inc. | FABER, DAVID | 2172 | §103 | Final Rejection | 78d overdue | Pending | Jan 31, 2014 |
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