Prosecution Insights
Last updated: October 25, 2026

Spencer Fane LLP

Technology area: Medical Devices & Mechanical Engineering

257 pending office actions • 55 clients • 226 examiners • 120 art units • 0 of 257 (0%) have an AI response strategy ready

Analysis

Spencer Fane LLP has 266 pending office actions in Medical Devices & Mechanical Engineering and 14,737 career applications. The figures indicate a substantial active response workload and a broad historical application record in the listed technology area.

The resolved allowance rate is 90.87%, and the average is 2.88 office actions per allowance. The first measure addresses the proportion of resolved matters reaching allowance, while the second describes recorded examination activity associated with those allowances.

For practitioners, the profile supports a structured review of capacity, historical outcomes, and prosecution effort. The pending docket may be relevant to resource planning, while the outcome measures provide context for resolved work. The data does not identify matter complexity, client concentration, examiner effects, or the reasons particular actions were issued.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=14737 apps, methodology: how we score firms)

90.9%
Allowance Rate
n=14737
+0.55σ
Allowance Rate (norm)
n=14737
2.9
OAs to Allowance
n=11773
-0.31σ
OAs to Allow (norm)
n=11773
939 days
Time to Allowance
n=11773
+4.0pp
Interview Lift
n=14737
24.3%
RCE Rate
n=14737
1.6%
Appeal Rate
n=14737

Rejection Performance (% of received rejections ultimately overcome)

71.4%
§101 Overcome
n=668
83.8%
§102 Overcome
n=4766
84.2%
§103 Overcome
n=7023
86.6%
§112 Overcome
n=4230

Specialization & Scale

B41J, B62M, H04N
Top CPC Subclasses
10%
Top-3 CPC Share
n=14737
20
Practitioners
n=14737
736.8
Apps / Practitioner
n=14737

Portfolio Summary

257
Total Pending OAs
157
Non-Final OAs
92
Final Rejections
8
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 72 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

28
Overdue
3
Due this week
23
Due this month
8
Due in next 60 days
10
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 72 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (28)Due ≤ 7 days (3)Due ≤ 30 days (23)Due ≤ 60 days (8)Due later (10)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

135
Hard (53%)
112
Medium (44%)
10
Easy (4%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 only11 (4%)
§101 + other20 (8%)
§103 only90 (35%)
§102 only14 (5%)
§112 only8 (3%)
Double-patenting only2 (1%)
Double-patenting + other8 (3%)
Multi-statute (no §101)104 (40%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

49
Life Sciences
19% of docket
18
Information Tech
7% of docket
17
Communications
7% of docket
40
Semiconductors
16% of docket
125
Mechanical / Eng
49% of docket
8
Business / Other
3% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

2,570 h
Manual time on pending OAs
514 h
Time saved (low, 20%)
899 h
Time saved (mid, 35%)
22.5 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
VERA, ELISA H 4 72.4% +26.3%
PINHEIRO, JASON PAUL 4 63.8% +32.2%
SCOLES, PHILIP GRANT 4 55.6% +16.7%
COMLEY, ALEXANDER BRYANT 3 57.7% +38.9%
PHAM, KHANH B 3 72.4% +15.5%
KIM, KEVIN Y 3 78.3% +15.9%
ZIMMERMANN, JOHN P 3 82.7% +19.5%
TAN, OLIVER E 2 72.6% +8.8%
STEITZ, RACHEL RUNNING 2 54.4% +26.1%
HSU, RYAN 2 56.4% +17.1%

Quick Wins (2)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 2 ordered by deadline are shown.

App #TitleExaminerDue in
18786696 LIQUID EJECTION APPARATUS, LIQUID EJECTION HEAD, AND METHOD OF CONTROLLING LIQUID EJECTION HEAD ZIMMERMANN, JOHN P —
18616239 LIQUID EJECTING APPARATUS ZIMMERMANN, JOHN P —

Hard Cases (135)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17947426 SOLID-STATE REFRIGERATION APPARATUS PETTITT, JOHN F 169d overdue
18429114 REFILLABLE MASTIC CARTRIDGE, DISPENSER, FILLING STATION AND SYSTEM COMPRISING A MASTIC CARTRIDGE, A DISPENSER AND A FILLING STATION, AS WELL AS CARTRIDGE AND CONNECTOR FOR A CARTRIDGE GRAY, PAUL J 141d overdue
17955442 APPARATUSES AND METHODS FOR CONTROLLING RATE OF PLAY AT A GAMING MACHINE YOO, JASSON H 131d overdue
19000182 ROTARY POSITIVE DISPLACEMENT DEVICE DOUNIS, LAERT 103d overdue
17982782 CONTROL DEVICE FOR HUMAN-POWERED VEHICLE MEDANI, MOHAMED 49d overdue
18741603 ORDER SUPPORTING METHOD, ORDER SUPPORTING SYSTEM, AND RECORDING MEDIUM LADONI, AHOORA 46d overdue
18132023 PARTIAL GAMBLE FEATURE FOR A WAGERING GAME HSU, RYAN 46d overdue
18106725 BICYCLE COMPONENT, BICYCLE COMPONENT ASSEMBLY AND CABLE CONNECTOR STANLEY, TYLER JAY 37d overdue

Interview Candidates (28)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18132023 PARTIAL GAMBLE FEATURE FOR A WAGERING GAME HSU, RYAN 46d overdue
17952077 TRAINED MODEL ESTABLISHMENT METHOD, ESTIMATION METHOD, PERFORMANCE AGENT RECOMMENDATION METHOD, PERFORMANCE AGENT ADJUSTMENT METHOD, TRAINED MODEL ESTABLISHMENT SYSTEM, ESTIMATION SYSTEM, TRAINED MODEL ESTABLISHMENT PROGRAM, AND ESTIMATION PROGRAM SCOLES, PHILIP GRANT 45d overdue
18818680 STIRRING DEVICE, FIBER STRUCTURE MANUFACTURING APPARATUS, AND METHOD OF PRODUCING FIBER STRUCTURE VERA, ELISA H 10d overdue
17214427 ROULETTE STYLE BETTING STRUCTURE PINHEIRO, JASON PAUL 7d
18136525 PURCHASE OFFERS AT A GAMING DEVICE IN A CASINO ENVIRONMENT BASED ON PLAYER STATUS PINHEIRO, JASON PAUL 14d
17953218 GAMING MACHINE AND METHOD WITH MULTIPLE GAME MODES PINHEIRO, JASON PAUL 27d
19252623 System and Method for Auto-Provisioning AI-Based Dialog Service PHAM, KHANH B 62d
19040779 SCROLL COMPRESSOR AND REFRIGERATING APPARATUS COMLEY, ALEXANDER BRYANT 69d

Client Portfolio (55 clients)

View all 55 →

Top Art Units

Art UnitApps
371525
374611
285311
17488
28347
37637
36736
37836
28375
37724

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19456468 FAN Levitronix GmbH COMLEY, ALEXANDER BRYANT 3746 §103DP Non-Final OA — Pending Jan 22, 2026
19375559 METHOD FOR MONITORING SEAMING TOOLS Ferrum Packaging AG SMITH, JACOB A 3731 §102§103§112 Non-Final OA — Pending Oct 31, 2025
19474206 DISPLAY SYSTEM FOR WORK MACHINE Komatsu Ltd. HOLMAN, JOHN D 3667 §103 Non-Final OA — Pending Oct 10, 2025
19157721 WORK MACHINE AND CONTROL METHOD FOR WORK MACHINE Komatsu Ltd. TAN, OLIVER E 3669 §103 Final Rejection — Pending Aug 19, 2025
19291837 VIDEO PROCESSING METHOD, VIDEO PROCESSING SYSTEM, AND NON-TRANSITORY COMPUTER-READABLE STORAGE MEDIUM STORING VIDEO PROCESSING PROGRAM Yamaha Corporation KIYABU, KARIN A 2626 §102§103 Final Rejection — Pending Aug 06, 2025
19279149 APPARATUSES AND METHODS FOR SEGREGATING TISSUE SAMPLES FOR MULTIPLE DIAGNOSTIC MODALITIES Virchow Medical, Inc. WRIGHT, PATRICIA KATHRYN 1798 §102§103§112 Non-Final OA — Pending Jul 24, 2025
19148673 UNIT Jatco Ltd. FLUHART, STACEY A 3655 §102 Non-Final OA — Pending Jul 16, 2025
19264696 PEST CONTROL SYSTEM AND CROP PRODUCTION METHOD Nichia Corporation ARK, DARREN W 3647 §102§103 Final Rejection — Pending Jul 09, 2025
19259774 System and Method for Auto-Provisioning AI-Based Dialog Service Nextiva, Inc. PHAM, KHANH B 2166 §103 Non-Final OA — Pending Jul 03, 2025
19258339 System and Method for Auto-Provisioning AI-Based Dialog Service Nextiva, Inc. PHAM, KHANH B 2166 §103 Final Rejection — Pending Jul 02, 2025
19144818 COSMETIC APPLICATOR Geka GmbH STEITZ, RACHEL RUNNING 3772 §103§112 Final Rejection — Pending Jun 30, 2025
19252623 System and Method for Auto-Provisioning AI-Based Dialog Service Nextiva, Inc. PHAM, KHANH B 2166 §103 Non-Final OA 62d Pending Jun 27, 2025
19253399 ROTARY COMPRESSOR AND REFRIGERATION APPARATUS Daikin Industries, Ltd. BOGUE, JESSE SAMUEL 3746 §102§103 Final Rejection — Pending Jun 27, 2025
19249825 UNIVERSAL AIR SURFACE Sizewise Rentals, LLC SUN, GEORGE 3673 §102§103Other Non-Final OA — Pending Jun 25, 2025
19140382 GUIDANCE REVISING METHOD AND GUIDANCE REVISING APPARATUS Nissan Motor Co., Ltd. BUTLER, RODNEY ALLEN 3666 §101§102§103§112 Non-Final OA — Pending Jun 18, 2025
19234493 TRANSFER DEVICE Toray Engineering Co., Ltd. MCNALLY, DANIEL 1746 §102§103 Non-Final OA — Pending Jun 11, 2025
19132396 VISUAL SIGNAL GENERATION METHOD AND VEHICLE Nissan Motor Co., Ltd. GIRMA, FEKADESELASS 2689 §103 Final Rejection — Pending May 23, 2025
19216290 SYSTEMS AND METHODS FOR CATEGORIZING AND MANAGING PERSONAL DATA STORAGE USING ARTIFICIAL INTELLIGENCE (AI) AGENTS Affle (India) Limited MOBIN, HASANUL 2168 §103 Final Rejection — Pending May 22, 2025
19215957 SYSTEM AND METHOD FOR PROVIDING CONSOLIDATED TRAINING, HEARTBEAT VALIDATION AND ERROR MINIMIZATION APPROACH TO AI AGENTS Affle (India) Limited BROWN, ANTHONY D 2408 §101 Non-Final OA — Pending May 22, 2025
19216206 SYSTEMS AND METHODS FOR TRANSFERRING PERSONALIZED MACHINE LEARNING (ML)/ARTIFICIAL INTELLIGENCE (AI) MODELS AND DATA Affle (India) Limited SAVENKOV, VADIM 2432 §101§103§112 Non-Final OA — Pending May 22, 2025
19216096 SYSTEMS AND METHODS FOR DETECTING FRAUD THROUGH ARTIFICIAL INTELLIGENCE (AI) AGENT TESTING Affle (India) Limited IDOWU, OLUGBENGA O 2494 §102 Non-Final OA — Pending May 22, 2025
19209270 SYSTEMS AND METHODS FOR CATEGORIZING PERSONAL INFORMATION INTO RELEVANT CATEGORIES CORRESPONDING TO SOCIAL ENGAGEMENT ARTIFICIAL INTELLIGENCE (AI) AGENTS IN A PRIVACY AND AD-SENSITIVE MANNER Affle (India) Limited ANDERSON, MICHAEL D 2433 §102 Non-Final OA — Pending May 15, 2025
19209213 SYSTEMS AND METHODS FOR OWNERSHIP AND BIOMETRIC-BASED AUTHENTICATION THROUGH AN ARTIFICIAL INTELLIGENT AGENT Affle (India) Limited LAKHIA, VIRAL S 2431 §103 Non-Final OA — Pending May 15, 2025
19183980 SHEET MANUFACTURING APPARATUS Seiko Epson Corporation MINSKEY, JACOB T 1748 §102§103§112DP Non-Final OA — Pending Apr 21, 2025
19183977 SHEET MANUFACTURING APPARATUS Seiko Epson Corporation FORTUNA, JOSE A 1748 §112Other Non-Final OA — Pending Apr 21, 2025
19122609 DISPLAY SYSTEM, REMOTE DRIVING DEVICE AND DISPLAY CONTROL METHOD National Institute Of Advanced Industrial Science And Technology YENKE, BRIAN P 2422 §103 Non-Final OA — Pending Apr 18, 2025
19181456 FLOAT Eddy Pump Corporation DAVIS, RICHARD G 3644 §102§103§112 Non-Final OA — Pending Apr 17, 2025
19173877 Wagering Game Tournament For Distributed Gaming Device Networks Igt HSU, RYAN 3715 §101§102§103 Non-Final OA — Pending Apr 09, 2025
19171407 SHEET MANUFACTURING APPARATUS Seiko Epson Corporation VERA, ELISA H 1748 §103 Non-Final OA — Pending Apr 07, 2025
19169659 TRAINING SYSTEM AND METHOD FOR ACOUSTIC MODEL Yamaha Corporation VO, HUYEN X 2656 §103 Non-Final OA — Pending Apr 03, 2025
19169733 DISPLAY METHOD RELATING TO SOUND WAVEFORM CHARACTERISTIC DISTRIBUTION Yamaha Corporation FOSTER JR., MICHAEL ALAN §101§103 Non-Final OA — Pending Apr 03, 2025
19090696 MOLD AND THREE-DIMENSIONAL MODELING COMPOSITION Seiko Epson Corporation NELSON, JAMEL M 1743 §102§103 Non-Final OA — Pending Mar 26, 2025
19090041 ROTATING ELECTRIC MACHINE, COMPRESSOR, AND REFRIGERATION DEVICE Daikin Industries, Ltd. GONZALEZ QUINONES, JOSE A 2834 §102§103 Non-Final OA — Pending Mar 25, 2025
19089062 LIQUID DISPENSING DEVICE AND LIQUID DISPENSING UNIT Seiko Epson Corporation THOMPSON, LESLIE J. 2853 §103DP Non-Final OA — Pending Mar 25, 2025
19087686 LIQUID EJECTION APPARATUS AND ULTRAVIOLET IRRADIATION APPARATUS Seiko Epson Corporation SHENDEROV, ALEXANDER D 2853 §103§112 Non-Final OA — Pending Mar 24, 2025
19088592 MAGNETIC CIRCUIT COMPONENT, AIR BLOWER, COMPRESSOR, AND REFRIGERATING DEVICE Daikin Industries, Ltd. JOHNSON, ERIC 2834 §102§103§112 Non-Final OA — Pending Mar 24, 2025
19087702 PRINTING SYSTEM AND IMAGING DATA STORAGE PROGRAM Seiko Epson Corporation CHELST, SHLOMIT ESTHER 2853 §103 Non-Final OA — Pending Mar 24, 2025
19087681 LIQUID EJECTION APPARATUS AND ULTRAVIOLET IRRADIATION APPARATUS Seiko Epson Corporation UHLENHAKE, JASON S 2853 §103 Non-Final OA — Pending Mar 24, 2025
19087498 ENVIRONMENT CONDITION MEASUREMENT DEVICE AND METHOD FOR SETTING ENVIRONMENT CONDITION MEASUREMENT DEVICE Daikin Industries, Ltd. CULLER, JILL E 2853 §102§103 Non-Final OA — Pending Mar 22, 2025
19112990 CAPLESS FUEL FILLER ASSEMBLY Nissan Motor Co., Ltd. ALLEN, JEFFREY R 3733 §103 Final Rejection 15d Pending Mar 19, 2025
19083562 PRINTING SYSTEM, PROGRAM, AND PRINTING CHARACTERISTIC ADJUSTMENT METHOD Seiko Epson Corporation WALLACE, JOHN R 2682 §103 Non-Final OA — Pending Mar 19, 2025
19084263 SYSTEM AND PROCESS FOR PRESSURE MANAGEMENT OF A LIQUID CARBON DIOXIDE RECEIVING FACILITY Kraken Technology Holdings, LLC CAHILL, JESSICA MARIE 3753 §102§103 Non-Final OA — Pending Mar 19, 2025
19081982 X-RAY INSPECTION APPARATUS Ishida Co., Ltd. KIM, KIHO §103 Non-Final OA — Pending Mar 17, 2025
19078136 HEAT EXCHANGER Daikin Industries, Ltd. RUBY, TRAVIS C 3763 §102§103 Non-Final OA — Pending Mar 12, 2025
19077076 METHOD FOR MANUFACTURING THREE-DIMENSIONAL OBJECT Seiko Epson Corporation MORENO HERNANDEZ, JERZI H §102§103§112 Non-Final OA — Pending Mar 12, 2025
19076848 GEAR PUMP OR GEAR MOTOR Daikin Industries, Ltd. COMLEY, ALEXANDER BRYANT 3746 §102 Non-Final OA — Pending Mar 11, 2025
19067243 MOUNTING DEVICE Toray Engineering Co., Ltd. YAZBACK, MAHER 1735 §102§103§112 Non-Final OA — Pending Feb 28, 2025
19064787 INJECTION MOLDING MACHINE Seiko Epson Corporation LIANG, SHIBIN 1741 §102§103 Final Rejection — Pending Feb 27, 2025
19105738 INFORMATION PROCESSING APPARATUS, INFORMATION PROCESSING SYSTEM, INFORMATION PROCESSING METHOD, AND COMPUTER PROGRAM Daikin Industries, Ltd. WELCH, DAVID T 2613 §101§102 Non-Final OA — Pending Feb 21, 2025
19060618 INFORMATION PROCESSING APPARATUS, INFORMATION PROCESSING SYSTEM INFORMATION PROCESSING METHOD, AND COMPUTER PROGRAM Daikin Industries, Ltd. CHEN, BIAO 2611 §103 Non-Final OA — Pending Feb 21, 2025

View all 257 →

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Frequently Asked Questions

What is Spencer Fane LLP's patent allowance rate?

90.9% of resolved applications prosecuted by Spencer Fane LLP were allowed, across 14,737 applications in USPTO records.

How many office actions does Spencer Fane LLP average before allowance?

2.88 office actions per allowed application on average.

How many pending office actions does Spencer Fane LLP have?

257 pending office actions as of October 2026, for 55 clients, before 226 examiners in 120 art units.

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