Prosecution Insights
Last updated: August 06, 2026

Harness, Dickey & Pierce-Altria

52 pending office actions • 2 clients • 42 examiners • 24 art units • 0 of 52 (0%) have an AI response strategy ready • 161 patents granted in the last 365 days

Quality Metrics (n=94364 apps, methodology: how we score firms)

87.7%
Allowance Rate
n=94364
+0.54σ
Allowance Rate (norm)
n=94364
3.2
OAs to Allowance
n=68935
-0.13σ
OAs to Allow (norm)
n=68935
1035 days
Time to Allowance
n=68935
+4.8pp
Interview Lift
n=94364
24.5%
RCE Rate
n=94364
1.8%
Appeal Rate
n=94364

Rejection Performance (% of received rejections ultimately overcome)

78.6%
§101 Overcome
n=6554
82.3%
§102 Overcome
n=29596
82.4%
§103 Overcome
n=46018
83.8%
§112 Overcome
n=26560

Specialization & Scale

G06F, H01L, H04L
Top CPC Subclasses
10%
Top-3 CPC Share
n=94364
72
Practitioners
n=94364
1310.6
Apps / Practitioner
n=94364

Portfolio Summary

52
Total Pending OAs
34
Non-Final OAs
14
Final Rejections
4
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 17 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

7
Overdue
1
Due this week
3
Due this month
4
Due in next 60 days
2
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 17 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (7)Due ≤ 7 days (1)Due ≤ 30 days (3)Due ≤ 60 days (4)Due later (2)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

20
Hard (38%)
22
Medium (42%)
6
Easy (12%)
4
Unknown (8%)

Rejection Statute Mix

BucketCases
§101 + other3 (6%)
§103 only16 (31%)
§102 only1 (2%)
§112 only2 (4%)
Double-patenting only4 (8%)
Double-patenting + other5 (10%)
Multi-statute (no §101)17 (33%)
No statute on record4 (8%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

31
Life Sciences
60% of docket
1
Information Tech
2% of docket
1
Communications
2% of docket
1
Semiconductors
2% of docket
14
Mechanical / Eng
27% of docket
4
Business / Other
8% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

520 h
Manual time on pending OAs
104 h
Time saved (low, 20%)
182 h
Time saved (mid, 35%)
4.5 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
KRINKER, YANA B 5 58.3% +32.9%
FELTON, MICHAEL J 3 59.0% +14.8%
NGUYEN, PHU HOANG 2 65.6% +19.2%
YAARY, ERIC 2 73.7% +3.2%
SPARKS, RUSSELL E 2 63.1% +15.4%
KESSIE, JENNIFER A 2 64.7% +22.9%
WITTENSCHLAEGER, THOMAS M 1 71.6% +12.3%
TRAVERS, MATTHEW P 1 63.2% +43.6%
MADAMBA, CLIFFORD B 1 44.3% +15.1%
TOLIN, MICHAEL A 1 62.9% +27.0%

Hard Cases (20)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17981973 CAPSULES HAVING ELECTRICAL CONTACT PADS WITH SURFACE DISCONTINUITIES AND HEAT-NOT-BURN (HNB) AEROSOL-GENERATING DEVICES INCLUDING THE SAME TOICH, SARA KATHERINE 22d overdue
17479260 HEAT-NOT-BURN (HNB) AEROSOL-GENERATING DEVICES WITH CAPSULE AUTHENTICATION KESSIE, JENNIFER A 10d overdue
18328146 LOW IGNITION PROPENSITY CIGARETTE PAPER AND MANUFACTURE THEREOF YAARY, ERIC 6d
18828309 ROTATABLE DRUM AND METHOD AND SYSTEM USING THE SAME FOR THE AUTOMATED PRODUCTION OF E-VAPOR DEVICES GROSS, CARSON 14d
18426722 CAPSULES, HEAT-NOT-BURN (HNB) AEROSOL-GENERATING DEVICES, AND METHODS OF GENERATING AN AEROSOL YAARY, ERIC 30d
18608007 DEVICES, SYSTEMS AND METHODS FOR PERFORMING AGE VERIFICATION WELCH, DAVID T 33d
17794642 HYBRID HNB AND E-CIG DEVICE FELTON, MICHAEL J 36d
18959984 CONTAINER WITH FLEXIBLE WALL LOCKING MECHANISM PAL, PRINCE 42d

Interview Candidates (18)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17740460 METHOD AND DEVICES FOR CONTROLLING ELECTRONIC VAPING DEVICES FELTON, MICHAEL J 26d overdue
17479260 HEAT-NOT-BURN (HNB) AEROSOL-GENERATING DEVICES WITH CAPSULE AUTHENTICATION KESSIE, JENNIFER A 10d overdue
17706930 VAPORIZER ASSEMBLY FELTON, MICHAEL J 9d
17794642 HYBRID HNB AND E-CIG DEVICE FELTON, MICHAEL J 36d
18306368 HEAT-NOT-BURN DEVICE AND FLAVOR CARRIER KRINKER, YANA B 70d
19307283 METHOD OF FORMING ASSEMBLED PACKAGE WITH FIRST RIDGE OF FIRST TRAY FORMING PART OF OUTER SURFACE OF ASSEMBLED PACKAGE WITTENSCHLAEGER, THOMAS M
19273799 APPARATUS AND METHOD FOR ASSEMBLING A HEATER ASSEMBLY FOR A NON-NICOTINE POD ASSEMBLY TRAVERS, MATTHEW P
19208704 AGE AND IDENTITY VERIFICATION SYSTEM MADAMBA, CLIFFORD B

Client Portfolio (2 clients)

Client (Assignee)Pending OAs
Altria 47
Philip Morris 5

Top Art Units

Art UnitApps
175510
17479
37614
17453
37312
37362
37261
36921
37351
16121

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19307283 METHOD OF FORMING ASSEMBLED PACKAGE WITH FIRST RIDGE OF FIRST TRAY FORMING PART OF OUTER SURFACE OF ASSEMBLED PACKAGE Altria Client Services LLC WITTENSCHLAEGER, THOMAS M 3731 §102§103 Non-Final OA Pending Aug 22, 2025
19273799 APPARATUS AND METHOD FOR ASSEMBLING A HEATER ASSEMBLY FOR A NON-NICOTINE POD ASSEMBLY Altria Client Services LLC TRAVERS, MATTHEW P 3726 DP Non-Final OA Pending Jul 18, 2025
19208704 AGE AND IDENTITY VERIFICATION SYSTEM Altria Client Services LLC MADAMBA, CLIFFORD B 3692 §103 Non-Final OA Pending May 15, 2025
18975366 PRODUCT PORTION ENROBING MACHINES AND METHODS Altria Client Services LLC TOLIN, MICHAEL A 1745 Other Non-Final OA Pending Dec 10, 2024
18968285 METHODS AND PRODUCTS FOR PRODUCT TRACING AND AUTHENTICATION USING CONDUCTIVE INKS Altria Client Services LLC OUELLETTE, JONATHAN P §101§102§103§112Other Non-Final OA Pending Dec 04, 2024
18959953 CONTAINER WITH LID WALL LOCKING MECHANISM Altria Client Services LLC STEVENS, ALLAN D 3736 §102§103§112 Non-Final OA Pending Nov 26, 2024
18959984 CONTAINER WITH FLEXIBLE WALL LOCKING MECHANISM Altria Client Services LLC PAL, PRINCE 3735 §102§103 Final Rejection 42d Pending Nov 26, 2024
18958409 TRAY WITH BASE, DOME AND BRIM Altria Client Services LLC ORTIZ, RAFAEL ALFREDO 3736 §102 Final Rejection 9d overdue Pending Nov 25, 2024
18901351 AEROSOL-GENERATING SYSTEM WITH PUMP Altria Client Services LLC JENNISON, BRIAN W §103 Non-Final OA Pending Sep 30, 2024
18884334 SOLUBLE FIBER LOZENGE Altria Client Services LLC WEBB, WALTER E 1612 §103DP Non-Final OA Pending Sep 13, 2024
18883015 DEVICE AND METHOD FOR CHECKING FILL LEVEL OF A CARTRIDGE Altria Client Services LLC SHABMAN, MARK A DP Non-Final OA Pending Sep 12, 2024
18828309 ROTATABLE DRUM AND METHOD AND SYSTEM USING THE SAME FOR THE AUTOMATED PRODUCTION OF E-VAPOR DEVICES Altria Client Services LLC GROSS, CARSON 1746 §103§112Other Non-Final OA 14d Pending Sep 09, 2024
18816518 SMOKING ARTICLE WITH HEAT RESISTANT SHEET MATERIAL Philip Morris Usa Inc. KUMAR, SRILAKSHMI K 1748 DP Non-Final OA Pending Aug 27, 2024
18808598 METHOD AND APPARATUS FOR STORAGE OF DATA FOR MANUFACTURED ITEMS Philip Morris Usa Inc. KHATRI, NILESH B 2407 §101§103 Non-Final OA Pending Aug 19, 2024
18736680 ADHESIVE FREE TOBACCO PRODUCT TIP ASSEMBLY Altria Client Services LLC EFTA, ALEX B 1745 DP Final Rejection Pending Jun 07, 2024
18667166 METHOD OF MAKING AEROSOL-GENERATING SYSTEM WITH POROUS BODY AND LIQUID RETENTION MEDIUM Altria Client Services LLC KRINKER, YANA B 1755 §102§103DP Non-Final OA Pending May 17, 2024
18650362 MANUFACTURING A FLUID PERMEABLE HEATER ASSEMBLY WITH CAP Altria Client Services LLC TRINH, MINH N 3729 §112Other Final Rejection 9d overdue Pending Apr 30, 2024
18618735 CAPSULE INCLUDING ONE OR MORE PORTIONS OF FILLER MATERIAL INFUSED WITH AT LEAST ONE FIRST SUBSTANCE Altria Client Services LLC NGUYEN, PHU HOANG 1747 §103 Non-Final OA Pending Mar 27, 2024
18610980 IMMOBILIZED FLAVORANTS FOR FLAVOR DELIVERY Philip Morris Usa Inc. KRINKER, YANA B 1755 §103 Non-Final OA Pending Mar 20, 2024
18608007 DEVICES, SYSTEMS AND METHODS FOR PERFORMING AGE VERIFICATION Altria Client Services LLC WELCH, DAVID T 2613 §102§103Other Final Rejection 33d Pending Mar 18, 2024
18588258 AEROSOL-GENERATING SYSTEM Altria Client Services LLC TANINGCO, MARCUS H 2884 §103 Final Rejection Pending Feb 27, 2024
18432446 VAPORIZER OF AN ELECTRONIC VAPING DEVICE AND METHOD OF FORMING A VAPORIZER Altria Client Services LLC KIRKWOOD, SPENCER HAMMETT 3761 §103 Non-Final OA Pending Feb 05, 2024
18426722 CAPSULES, HEAT-NOT-BURN (HNB) AEROSOL-GENERATING DEVICES, AND METHODS OF GENERATING AN AEROSOL Altria Client Services LLC YAARY, ERIC 1755 §102§103 Final Rejection 30d Pending Jan 30, 2024
18423483 CAPSULES, HEAT-NOT-BURN (HNB) AEROSOL-GENERATING DEVICES, AND METHODS OF GENERATING AN AEROSOL Altria Client Services LLC NGUYEN, PHU HOANG 1747 §103DP Non-Final OA Pending Jan 26, 2024
18397575 DISSOLVABLE-CHEWABLE TOBACCO TABLET Altria Client Services LLC KRINKER, YANA B 1755 §103 Non-Final OA Pending Dec 27, 2023
18572327 HEAT-NOT-BURN CAPSULE, MATERIAL AND PREPARATION OF HEAT-NOT-BURN CAPSULE, DIPPING MOLD, AND PRODUCTION DEVICE Altria Client Services LLC SPARKS, RUSSELL E 1755 §103§112 Non-Final OA Pending Dec 20, 2023
18533789 SUPPORT BRACKET WITH AT LEAST ONE CENTER BRACKET SLIDEABLE ALONG FIRST SURFACE OF MAJOR BODY Altria Client Services LLC WOOD, KIMBERLY T 3631 §102§112Other Non-Final OA Pending Dec 08, 2023
18519351 BEAD FEEDER Philip Morris Usa Inc. LONG, ROBERT FRANKLIN 3731 §103 Non-Final OA Pending Nov 27, 2023
18506565 METHODS AND MACHINES FOR POUCHING SMOKELESS TOBACCO AND TOBACCO SUBSTITUTE PRODUCTS Altria Client Services LLC KESSIE, JENNIFER A 1747 DPOther Non-Final OA Pending Nov 10, 2023
18494218 ELECTRONIC SMOKING ARTICLE Altria Client Services LLC HYUN, PAUL SANG HWA 1796 §103§112Other Non-Final OA 84d Pending Oct 25, 2023
18480639 COMPRESSIBLE ROD FOR AN AEROSOL-GENERATING DEVICE Altria Client Services LLC GRAY, LINDA LAMEY 1745 §102§103§112 Non-Final OA Pending Oct 04, 2023
18475591 CARTRIDGE FOR ELECTRONIC VAPING DEVICE Altria Client Services LLC NGUYEN, PHUONG T §102DP Non-Final OA Pending Sep 27, 2023
18348529 METHOD FOR OPERATING DEVICE USING MULTI-STAGE HEATING Altria Client Services LLC DODSON, JUSTIN C 3761 §102§103§112 Non-Final OA Pending Jul 07, 2023
18335561 SOFT, CHEWABLE AND ORALLY DISSOLVABLE AND/OR DISINTEGRABLE PRODUCTS Philip Morris Usa Inc. KOSAR, AARON J 1655 Other Non-Final OA 17d overdue Pending Jun 15, 2023
18328146 LOW IGNITION PROPENSITY CIGARETTE PAPER AND MANUFACTURE THEREOF Altria Client Services LLC YAARY, ERIC 1755 §103§112 Non-Final OA 6d Pending Jun 02, 2023
18306368 HEAT-NOT-BURN DEVICE AND FLAVOR CARRIER Altria Client Services LLC KRINKER, YANA B 1755 §103 Non-Final OA 70d Pending Apr 25, 2023
17981973 CAPSULES HAVING ELECTRICAL CONTACT PADS WITH SURFACE DISCONTINUITIES AND HEAT-NOT-BURN (HNB) AEROSOL-GENERATING DEVICES INCLUDING THE SAME Altria Client Services LLC TOICH, SARA KATHERINE 3785 §102§103 Final Rejection 22d overdue Pending Nov 07, 2022
17947345 POWER CONTROL SYSTEM Altria Client Services LLC KHLOK, BONITA 3761 §103§112 Non-Final OA Pending Sep 19, 2022
17947372 CAPSULE MONITORING SYSTEM FOR AEROSOL-GENERATING DEVICE Altria Client Services LLC MULLEN, MICHAEL PATRICK 1747 §103 Non-Final OA Pending Sep 19, 2022
17947436 HEAT-NOT-BURN (HNB) AEROSOL-GENERATING DEVICES AND CAPSULES Altria Client Services LLC DIYAN, OLUWATOSIN OLUWATUMININ 1755 §103 Final Rejection 35d overdue Pending Sep 19, 2022
17939428 LABEL FOR PACK Altria Client Services LLC NORDMEYER, PATRICIA L 1788 §103Other Non-Final OA 41d Pending Sep 07, 2022
17794642 HYBRID HNB AND E-CIG DEVICE Altria Client Services LLC FELTON, MICHAEL J 1747 §102§103 Final Rejection 36d Pending Jul 22, 2022
17847676 METHODS AND MACHINES FOR POUCHING SMOKELESS TOBACCO AND TOBACCO SUBSTITUTE PRODUCTS Altria Client Services LLC CULBERT, COURTNEY GUENTHER 1747 §103 Final Rejection Pending Jun 23, 2022
17845237 EXTERNAL STERILIZATION OF AEROSOL-GENERATING DEVICES Altria Client Services LLC SEGED, NEBYATE SAMUEL 1758 §103 Non-Final OA Pending Jun 21, 2022
17740460 METHOD AND DEVICES FOR CONTROLLING ELECTRONIC VAPING DEVICES Altria Client Services LLC FELTON, MICHAEL J 1747 Other Non-Final OA 26d overdue Pending May 10, 2022
17706930 VAPORIZER ASSEMBLY Altria Client Services LLC FELTON, MICHAEL J 1747 Other Non-Final OA 9d Pending Mar 29, 2022
17479260 HEAT-NOT-BURN (HNB) AEROSOL-GENERATING DEVICES WITH CAPSULE AUTHENTICATION Altria Client Services LLC KESSIE, JENNIFER A 1747 §101§103 Non-Final OA 10d overdue Pending Sep 20, 2021
17466445 UNITARY HEATING ELEMENT AND HEATER ASSEMBLIES, CARTRIDGES, AND E-VAPOR DEVICES INCLUDING A UNITARY HEATING ELEMENT Altria Client Services LLC RHUE, ABIGAIL H 3761 §112 Final Rejection Pending Sep 03, 2021
17223415 APPARATUS AND METHOD FOR FORMING NICOTINE GUM Altria Client Services LLC GROUX, JENNIFER LILA 1754 §103 Non-Final OA Pending Apr 06, 2021
16982606 VAPORIZER CAPSULES AND METHODS OF MANUFACTURE Altria Client Services LLC BEHRENS JR., ANDRES E 1741 §103§112 Non-Final OA Pending Sep 21, 2020
16929386 NON-NICOTINE ELECTRONIC VAPING DEVICE INCLUDING A RESERVOIR ASSEMBLY Altria Client Services LLC SPARKS, RUSSELL E 1755 §103§112 Final Rejection Pending Jul 15, 2020
16929371 NICOTINE ELECTRONIC VAPING DEVICES HAVING AUTO SHUTDOWN Altria Client Services LLC KRINKER, YANA B 1755 §103 Final Rejection Pending Jul 15, 2020

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