Prosecution Insights
Last updated: October 04, 2026

Alix, Yale & Ristas, LLP

Technology areas: Chemistry & Materials • Transportation, E-Commerce & Mechanical Systems • Medical Devices & Mechanical Engineering

24 pending office actions • 22 clients • 24 examiners • 14 art units • 0 of 24 (0%) have an AI response strategy ready

Analysis

ALIX, YALE & RISTAS, LLP is a patent law firm that focuses on Transportation, E-Commerce & Mechanical Systems, having handled 3627 career applications. The firm achieves a resolved allowance rate of 84.18 percent, demonstrating a capability in securing patent protection for mechanical and e-commerce innovations. This success rate is an indicator of their proficiency in these sectors.

The firm currently manages 14 pending office actions. Their prosecution history includes an average of 2.37 office actions per allowance. This figure indicates an efficient prosecution process, with the firm typically reaching an allowance in the rounds of examiner interaction recorded in the data. For practitioners, the 2.37 average provides a benchmark for estimating the effort required for new filings in Transportation, E-Commerce & Mechanical Systems.

With 3627 career applications, the firm has a foundation of experience in the industry. The 84.18 percent allowance rate and 2.37 office actions per allowance together paint a picture of a firm that is both effective and efficient. These metrics, along with the 14 pending office actions, offer a view of the firm's performance.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=3627 apps, methodology: how we score firms)

84.2%
Allowance Rate
n=3627
+0.52σ
Allowance Rate (norm)
n=3627
2.4
OAs to Allowance
n=2501
-0.54σ
OAs to Allow (norm)
n=2501
1075 days
Time to Allowance
n=2501
+6.9pp
Interview Lift
n=3627
14.3%
RCE Rate
n=3627
2.3%
Appeal Rate
n=3627

Rejection Performance (% of received rejections ultimately overcome)

74.6%
§101 Overcome
n=63
80.5%
§102 Overcome
n=699
81.6%
§103 Overcome
n=1209
84.3%
§112 Overcome
n=912

Specialization & Scale

Y10T, B01D, A61B
Top CPC Subclasses
9%
Top-3 CPC Share
n=3627
8
Practitioners
n=3627
453.4
Apps / Practitioner
n=3627

Portfolio Summary

24
Total Pending OAs
18
Non-Final OAs
4
Final Rejections
2
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 6 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

4
Overdue
0
Due this week
1
Due this month
0
Due in next 60 days
1
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 6 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (4)Due ≤ 30 days (1)Due later (1)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

14
Hard (58%)
8
Medium (33%)
2
Easy (8%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§103 only7 (29%)
§102 only1 (4%)
§112 only2 (8%)
Multi-statute (no §101)14 (58%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

4
Life Sciences
17% of docket
0
Information Tech
0% of docket
0
Communications
0% of docket
0
Semiconductors
0% of docket
11
Mechanical / Eng
46% of docket
9
Business / Other
38% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

240 h
Manual time on pending OAs
48 h
Time saved (low, 20%)
84 h
Time saved (mid, 35%)
2.1 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
MARIEN, ANDREW JAMES 1 80.0% +15.0%
TRIVISONNO, ANGELO 1 53.0% +25.8%
KIRSCH, ANDREW THOMAS 1 50.6% +34.4%
LEE, MATTHEW D 1 89.2% +5.8%
RAHMAN, MOIN M 1 87.0% +14.2%
GULLEDGE, BRIAN M 1 55.8% +26.1%
RISIC, ABIGAIL ANNE 1 77.7% +7.3%
BOWMAN, ANDREW J 1 65.9% +13.2%
DIZON, EDWARD ANDREW IZON 1 0.0% +0.0%
CEPLUCH, ALYSSA L 1 63.0% +24.6%

Quick Wins (1)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 1 ordered by deadline are shown.

App #TitleExaminerDue in
18854866 AIR SUPPORTED VESSEL WITH STARBOARD AND PORT KEEL LINES WITH THEIR RESPECTIVE KEEL STEPS TO PREVENT AIR LEAKAGE LEE, MATTHEW D —

Hard Cases (15)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18729359 Methods and Products to Detect, Minimize and Treat TRAP-Related Tissue Reactions and Tissue Injury Associated With Medical Devices BOWMAN, ANDREW J 147d overdue
18726553 Navigation Aiding Method and Apparatus DIZON, EDWARD ANDREW IZON 91d overdue
18697115 Hybrid Joint Assembly TRIGGS, ANDREW J 17d overdue
19139146 ROTOR, IN PARTICULAR FOR A TURBOMACHINE, METHOD FOR PRODUCING A ROTOR, AND TURBOMACHINE MARIEN, ANDREW JAMES —
18845132 A Method of Manufacturing Group III-V Based Semiconductor Materials Comprising Strain Relaxed Buffers Providing Possibility for Lattice Constant Adjustment When Growing on (111)SI Substrates RAHMAN, MOIN M —
18725615 Method and Device for Pyrolysis-Based Production of Hydrocarbon Oils Based on Plastic Containing Raw Material CEPLUCH, ALYSSA L —
18722970 SEALANT DELIVERY SYSTEM CARROLL, JEREMY W —
18711157 Heat Exchanger Element and Use Thereof WILSON, GREGORY A —

Interview Candidates (7)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 7 ordered by deadline are shown.

App #TitleExaminerDue in
18729359 Methods and Products to Detect, Minimize and Treat TRAP-Related Tissue Reactions and Tissue Injury Associated With Medical Devices BOWMAN, ANDREW J 147d overdue
18971723 CONTAINER FOR CUT PRODUCT KIRSCH, ANDREW THOMAS 45d overdue
19139146 ROTOR, IN PARTICULAR FOR A TURBOMACHINE, METHOD FOR PRODUCING A ROTOR, AND TURBOMACHINE MARIEN, ANDREW JAMES —
19138158 Floating Solar Energy Production Device TRIVISONNO, ANGELO —
18845132 A Method of Manufacturing Group III-V Based Semiconductor Materials Comprising Strain Relaxed Buffers Providing Possibility for Lattice Constant Adjustment When Growing on (111)SI Substrates RAHMAN, MOIN M —
18835417 Pharmaceutical Compositions, and Preparation and Methods of Use Thereof GULLEDGE, BRIAN M —
18725615 Method and Device for Pyrolysis-Based Production of Hydrocarbon Oils Based on Plastic Containing Raw Material CEPLUCH, ALYSSA L —

Client Portfolio (22 clients)

Top Art Units

Art UnitApps
37462
37451
17221
37331
17171
36631
17721
37541
36351
36711

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19139146 ROTOR, IN PARTICULAR FOR A TURBOMACHINE, METHOD FOR PRODUCING A ROTOR, AND TURBOMACHINE Schubeler GmbH MARIEN, ANDREW JAMES 3745 §102§103§112 Non-Final OA — Pending Jun 13, 2025
19138158 Floating Solar Energy Production Device Geir Kroken TRIVISONNO, ANGELO 1722 §102 Non-Final OA — Pending Jun 12, 2025
18971723 CONTAINER FOR CUT PRODUCT Easypak LLC KIRSCH, ANDREW THOMAS 3733 §103 Final Rejection 45d overdue Pending Dec 06, 2024
18854866 AIR SUPPORTED VESSEL WITH STARBOARD AND PORT KEEL LINES WITH THEIR RESPECTIVE KEEL STEPS TO PREVENT AIR LEAKAGE Pascal Technologies AS LEE, MATTHEW D §112 Non-Final OA — Pending Oct 07, 2024
18845132 A Method of Manufacturing Group III-V Based Semiconductor Materials Comprising Strain Relaxed Buffers Providing Possibility for Lattice Constant Adjustment When Growing on (111)SI Substrates Integrated Solar AS RAHMAN, MOIN M §103§112 Non-Final OA — Pending Sep 09, 2024
18835417 Pharmaceutical Compositions, and Preparation and Methods of Use Thereof Makscientific, LLC GULLEDGE, BRIAN M §112 Non-Final OA — Pending Aug 02, 2024
18729526 Marine Gangway and a Marine Structure Comprising Such a Marine Gangway Ulmatec Handling Systems AS RISIC, ABIGAIL ANNE §103 Non-Final OA — Pending Jul 17, 2024
18729359 Methods and Products to Detect, Minimize and Treat TRAP-Related Tissue Reactions and Tissue Injury Associated With Medical Devices Cell And Molecular Tissue Engineering, LLC BOWMAN, ANDREW J 1717 §102§103 Final Rejection 147d overdue Pending Jul 16, 2024
18726553 Navigation Aiding Method and Apparatus Norwegian Defence Research Establishment DIZON, EDWARD ANDREW IZON 3663 §103 Non-Final OA 91d overdue Pending Jul 03, 2024
18725615 Method and Device for Pyrolysis-Based Production of Hydrocarbon Oils Based on Plastic Containing Raw Material Inrigo AS CEPLUCH, ALYSSA L 1772 §103§112 Non-Final OA — Pending Jun 28, 2024
18722970 SEALANT DELIVERY SYSTEM Putzmeister Engineering GmbH CARROLL, JEREMY W 3754 §102§103§112 Non-Final OA — Pending Jun 21, 2024
18711157 Heat Exchanger Element and Use Thereof Andritz Technology And Asset Management GmbH WILSON, GREGORY A §102§103 Non-Final OA — Pending May 17, 2024
18710578 Reaction Chamber and Reaction Device Shenzhen Naso Tech Co., Ltd. BRAYTON, JOHN JOSEPH §103 Non-Final OA — Pending May 15, 2024
18697115 Hybrid Joint Assembly Produktif Norway AS TRIGGS, ANDREW J 3635 §102§112 Non-Final OA 17d overdue Pending Mar 29, 2024
18695379 Subsea Blower Device Jarala AS BREGEL, EVAN ANTHONY 3671 §103§112 Non-Final OA — Pending Mar 26, 2024
18688162 Construction System for Assembly of a Structural Construction Produktif Norway AS BAYNES, KEVIN J 3678 §102§112 Non-Final OA — Pending Feb 29, 2024
18685267 Dynamic Splint Kenai Design, LLC MOON, MATTHEW RYAN §102§112 Non-Final OA — Pending Feb 21, 2024
18682948 SECONDARY BATTERY AND ELECTRICAL DEVICE Sunwoda Mobility Energy Technology Co., Ltd. KASS-MULLET, BENJAMIN ELI §103§112 Non-Final OA — Pending Feb 12, 2024
18428113 Fastener With Polygonal Counterbore Cutters Omg Building Products LLC MAGAR, DIL KUMAR 3675 §102§103 Non-Final OA — Pending Jan 31, 2024
18291263 SECONDARY BATTERIES AND BATTERY PACKS Sunwoda Mobility Energy Technology Co., Ltd. BERRESFORD, JORDAN ELIZABETH §103 Non-Final OA — Pending Jan 23, 2024
18567816 Walking Frame for Adults Es Healthcare AS CLEMMONS, STEVE M 3613 §103 Non-Final OA 69d Pending Dec 07, 2023
18497297 ENERGY ACCUMULATOR FOR PISTON-TYPE FUEL PUMP Stanadyne Operating Company LLC BOBISH, CHRISTOPHER S 3746 §103 Final Rejection 28d Pending Oct 30, 2023
18257704 IMPELLER MACHINE Mdgroup Germany GmbH PEKARSKAYA, LILYA 3746 §103§112 Non-Final OA — Pending Jun 15, 2023
18247573 Process for the Production of Cannabinol, Cannabinolic Acid, Cannabivarin, Cannabivarinic Acid and Related Cannabinoids Bessor Pharma, LLC GONZALEZ, LUISALBERTO 1624 §103§112 Final Rejection — Pending Mar 31, 2023

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