Prosecution Insights
Last updated: October 08, 2026

Hauptman Ham, LLP

Technology area: Chemistry & Materials

906 pending office actions • 206 clients • 792 examiners • 269 art units • 0 of 906 (0%) have an AI response strategy ready

Analysis

HAUPTMAN HAM, LLP operates in the Chemistry & Materials technology area. The firm has managed 38626 career applications and currently has 581 pending office actions. This volume of 38626 career applications reflects the firm's historical activity level within the Chemistry & Materials technology area. The 581 pending office actions represent the firm's current workload for pending matters.

The firm reports a resolved allowance rate pct of 87.06. Prosecution of these matters involves an avg office actions per allowance of 2.79. These figures provide a statistical overview of the firm's results. Practitioners can use the 87.06 resolved allowance rate pct and the 2.79 avg office actions per allowance to understand the typical progression of a patent application through the examination process at this firm. The 2.79 avg office actions per allowance indicates the frequency of examiner interactions required to reach the 87.06 resolved allowance rate pct.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=38626 apps, methodology: how we score firms)

87.1%
Allowance Rate
n=38626
+0.50σ
Allowance Rate (norm)
n=38626
2.8
OAs to Allowance
n=28508
-0.33σ
OAs to Allow (norm)
n=28508
965 days
Time to Allowance
n=28508
+6.2pp
Interview Lift
n=38626
19.4%
RCE Rate
n=38626
1.5%
Appeal Rate
n=38626

Rejection Performance (% of received rejections ultimately overcome)

72.8%
§101 Overcome
n=2378
79.6%
§102 Overcome
n=11778
80.2%
§103 Overcome
n=18594
83.1%
§112 Overcome
n=11372

Specialization & Scale

G06F, H01L, H10D
Top CPC Subclasses
11%
Top-3 CPC Share
n=38626
9
Practitioners
n=38626
4291.8
Apps / Practitioner
n=38626

Portfolio Summary

906
Total Pending OAs
578
Non-Final OAs
282
Final Rejections
46
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 203 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

95
Overdue
11
Due this week
58
Due this month
31
Due in next 60 days
8
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 203 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (95)Due ≤ 7 days (11)Due ≤ 30 days (58)Due ≤ 60 days (31)Due later (8)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

448
Hard (49%)
400
Medium (44%)
56
Easy (6%)
2
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 only17 (2%)
§101 + other72 (8%)
§103 only313 (35%)
§102 only67 (7%)
§112 only39 (4%)
Double-patenting only17 (2%)
Double-patenting + other20 (2%)
Multi-statute (no §101)359 (40%)
No statute on record2 (0%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

162
Life Sciences
18% of docket
102
Information Tech
11% of docket
35
Communications
4% of docket
95
Semiconductors
10% of docket
167
Mechanical / Eng
18% of docket
345
Business / Other
38% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

9,060 h
Manual time on pending OAs
1,812 h
Time saved (low, 20%)
3,171 h
Time saved (mid, 35%)
79.3 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
DUMBRIS, SETH M 6 76.3% +16.8%
WANG, XIAOBEI 4 65.5% +48.2%
DUCHENEAUX, FRANK D 4 45.1% -14.3%
HO, TU TU V 4 93.6% +5.2%
ADDISU, SARA 3 85.4% +10.6%
CAIN, AARON G 3 43.3% +30.4%
NGUYEN, THUONG 3 68.2% +32.2%
LE, LANA N 3 81.7% +13.9%
LAW, NGA LEUNG V 3 56.6% +20.2%
LIN, ARIC 3 59.8% +12.4%

Quick Wins (5)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 5 ordered by deadline are shown.

App #TitleExaminerDue in
18995148 CUTTING TOOL, AND METHOD FOR MANUFACTURING MACHINED PRODUCT ADDISU, SARA —
18840361 SMARTPHONE RECORDER LE, LANA N —
18785842 INTEGRATED CIRCUIT DEVICE HO, TU TU V —
18771815 SEMICONDUCTOR DEVICE AND METHOD OF MANUFACTURING SAME HO, TU TU V —
18768948 INTEGRATED CIRCUIT DEVICE AND INTEGRATED CIRCUIT LAYOUT HO, TU TU V —

Hard Cases (448)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17797906 LIGHT PIXEL PROJECTION MODULE VASQUEZ JR, ROBERT WILLIAM 150d overdue
18371082 ELECTRONIC CONTROL APPARATUS FOR VEHICLE AND DATA TRANSMITTING AND RECEIVING METHOD THEREOF FISHER, PAUL R 105d overdue
18260617 CONVEYANCE SYSTEM AND CONVEYANCE CONTROL METHOD LUDWIG, PETER L 105d overdue
17999427 SEPARATED GAS INLET STRUCTURE FOR BLOCKING PLASMA BACKFLOW LEE, CHEE-CHONG 78d overdue
18498369 INTEGRATED CIRCUIT, SYSTEM AND METHOD OF FORMING THE SAME WELLS, JAMES STEVEN 77d overdue
18396635 PRIORITIZING UTTERANCE CONTENT IN AN AUTONOMOUS VEHICLE ON DRIVING MODE AND OBJECT DETECTION MCANDREWS, TAWRI MATSUSHIGE 67d overdue
17940319 CATHETER SIMULATOR AND HEART MODEL FOR CATHETER SIMULATOR ANGELES, JOSE 66d overdue
17220269 INTEGRATED CIRCUIT STRUCTURE LIN, ARIC 58d overdue

Interview Candidates (28)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18033245 METHOD FOR APPLYING THERMAL BARRIER COATING AND HEAT-RESISTANT MEMBER LAW, NGA LEUNG V 112d overdue
17220269 INTEGRATED CIRCUIT STRUCTURE LIN, ARIC 58d overdue
17111014 INTEGRATED CIRCUIT LAYOUT DIAGRAM SYSTEM LIN, ARIC 58d overdue
18963501 MOLDED COMPONENT, CONNECTION ARRANGEMENT WITH A MOLDED COMPONENT AND METHOD FOR PRODUCING A MOLDED COMPONENT WANG, XIAOBEI 6d
18963504 MOLDED COMPONENT AND METHOD FOR PRODUCING A MOLDED COMPONENT WANG, XIAOBEI 21d
18574076 COATED TOOL AND CUTTING TOOL DUMBRIS, SETH M 34d
17980287 PLASMA RESISTANT CERAMIC MEMBER AND MANUFACTURING METHOD OF THE SAME LAW, NGA LEUNG V 39d
18841674 ROBOT PROGRAMMING SYSTEM AND ROBOT CONTROL DEVICE CAIN, AARON G 76d

Client Portfolio (206 clients)

View all 206 →

Top Art Units

Art UnitApps
365610
17179
28348
17248
28537
28187
28517
36286
17846
28776

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
19389049 UNDERWATER MASK Tabata Co., Ltd. TRIEU, TIMOTHY K 3732 §102§112 Non-Final OA — Pending Nov 14, 2025
19389557 MOUTHPIECE FOR WHITENING TEETH Lav Co., Ltd. SAMARASEKARA, SARA NELUM 3772 §103§112Other Non-Final OA — Pending Nov 14, 2025
19470810 HOUSING CASE AND INSERT SET Kyocera Corporation BUI, LUAN KIM 3736 §102§103 Non-Final OA — Pending Sep 30, 2025
19165590 METHOD FOR CONSTRUCTING FRONT EDGE PROTECTIVE LAYER FOR WIND TURBINE BLADE, AND PROTECTIVE LAYER FOR WIND TURBINE BLADE Mitsubishi Heavy Industries, Ltd. MILLER, MICHAEL G 1712 §103 Non-Final OA — Pending Sep 16, 2025
19161311 AXIAL FLOW FAN USUI CO., LTD. LAMBERT, WAYNE A 3745 §103 Non-Final OA — Pending Sep 02, 2025
19309998 AUTOMATIC GAS-FUEL SWITCHING SYSTEM Chongqing Am Pride Power & Machinery Co., Ltd. HOLBROOK, TEUTA BAJRAMOVIC §112 Non-Final OA — Pending Aug 26, 2025
19157574 METHOD FOR ANALYZING AND PRESENTING APPLICATION USAGE C.G. Tae Technology Inc. WAESCO, JOSEPH M 3625 §101 Non-Final OA — Pending Aug 18, 2025
19298832 COMMUNICATION METHOD, COMMUNICATION APPARATUS, AND COMMUNICATION SYSTEM Huawei Technologies Co., Ltd. PATEL, DHAIRYA A §101§103 Non-Final OA — Pending Aug 13, 2025
19283746 INTEGRATED CIRCUIT AND METHOD OF FORMING THE SAME Taiwan Semiconductor Manufacturing Company, Ltd. PARTHASARATHY, ROHIT 2899 §103 Non-Final OA — Pending Jul 29, 2025
19273419 STEERING APPARATUS AND METHOD OF CONTROLLING THE SAME HL Mando Corporation DALLO, JOSEPH J 3747 §102§112 Non-Final OA — Pending Jul 18, 2025
19271032 METHOD, SYSTEM, AND STORAGE MEDIUM FOR CONTROLLING REMOTE CONTROLLER, IN-VEHICLE REMOTE CONTROLLER, AND CONTROL TERMINAL Goertek Technology Co., Ltd. WALLACE, ZACHARY JOSEPH §102 Non-Final OA — Pending Jul 16, 2025
19264887 GENERATION SUPPORT DEVICE, GENERATION SUPPORT PROGRAM, AND GENERATION SUPPORT METHOD Fotographer AI, Inc. CHEN, YU 2613 §103 Non-Final OA 78d overdue Pending Jul 10, 2025
19261598 COMMUNICATION METHOD, NETWORK DEVICE, AND TERMINAL DEVICE Huawei Technologies Co., Ltd. SALL, EL HADJI MALICK §103 Non-Final OA — Pending Jul 07, 2025
19260282 DRIVER ASSISTANCE CONTROL DEVICE, DRIVER ASSISTANCE METHOD, AND NONTRANSITORY COMPUTER STORAGE MEDIUM Toyota Jidosha Kabushiki Kaisha SEOL, DAVIN 3662 §102§103§112 Non-Final OA — Pending Jul 04, 2025
19259508 FLIP-FLOP CIRCUIT AND METHOD Taiwan Semiconductor Manufacturing Company, Ltd. O NEILL, PATRICK DP Non-Final OA — Pending Jul 03, 2025
19255856 WAFER PROCESSING METHOD Taiwan Semiconductor Manufacturing Company, Ltd. RODRIGUEZ, MICHAEL P 1715 §102§103§112DP Non-Final OA — Pending Jun 30, 2025
19255872 INTEGRATED CIRCUIT HAVING LATCH WITH TRANSISTORS OF DIFFERENT GATE WIDTHS Taiwan Semiconductor Manufacturing Company, Ltd. O NEILL, PATRICK 2842 §102§112DP Non-Final OA — Pending Jun 30, 2025
19252413 GATED TRI-STATE INVERTER, AND METHOD OF OPERATING SAME Taiwan Semiconductor Manufacturing Company, Ltd. JAGER, RYAN C 2842 §112DP Non-Final OA — Pending Jun 27, 2025
19251801 CELL PRODUCTION SYSTEM I Peace, Inc. JOS, BASIL T 3656 §102 Non-Final OA — Pending Jun 27, 2025
19253186 DATA SEQUENCING CIRCUIT Taiwan Semiconductor Manufacturing Company, Ltd. VERBRUGGE, KEVIN 2132 Other Non-Final OA — Pending Jun 27, 2025
19251802 CELL PRODUCTION SYSTEM I Peace, Inc. JOS, BASIL T 3656 §102 Non-Final OA — Pending Jun 27, 2025
19143376 INFORMATION PROCESSING METHOD, PROGRAM, AND INFORMATION PROCESSING SYSTEM FOR SUPPORTING CHILD WELFARE SERVICES AiCAN Inc. BROWN, LUIS A 3626 §101 Non-Final OA 8d Pending Jun 26, 2025
19143377 INFORMATION PROCESSING METHOD, PROGRAM, AND INFORMATION PROCESSING SYSTEM FOR SUPPORTING CHILD WELFARE SERVICES AiCAN Inc. SENSENIG, SHAUN D 3629 §101§103 Final Rejection 29d Pending Jun 26, 2025
19250070 ELECTRONIC DEVICE WITH TOUCH CONTROL Pixart Imaging Inc. PHAM, LONG D 2623 §103 Final Rejection 27d Pending Jun 26, 2025
19142635 INFORMATION PROCESSING SYSTEM, INFORMATION PROCESSING METHOD, AND NON-TRANSITORY COMPUTER-READABLE MEDIUM Prediction Inc. CIRNU, ALEXANDRU 3622 §101§103§112 Final Rejection — Pending Jun 24, 2025
19247229 SEMICONDUCTOR DEVICE INCLUDING DECOUPLING SYSTEM Taiwan Semiconductor Manufacturing Company, Ltd. RETEBO, METASEBIA T 2842 DP Non-Final OA — Pending Jun 24, 2025
19245952 ORIENTATION MEASUREMENT METHOD AND TERMINAL DEVICE Huawei Technologies Co., Ltd. ATMAKURI, VIKAS NMN 3645 §103§112 Non-Final OA — Pending Jun 23, 2025
19243284 FEEDING APPARATUS, ANTENNA, BASE STATION, AND COMMUNICATION SYSTEM Huawei Technologies Co., Ltd. WOODS, BRANDON SEAN 2845 §102§103 Non-Final OA — Pending Jun 19, 2025
19241088 SEMICONDUCTOR DEVICE HAVING HYSTERESIS BLOCK Taiwan Semiconductor Manufacturing Company, Ltd. WELLS, KENNETH B §102§103§112DP Non-Final OA — Pending Jun 17, 2025
19238642 COMMUNICATION MODULE AND COMMUNICATION SYSTEM Huawei Technologies Co., Ltd. ALI, SHAWKAT M 2631 §112 Non-Final OA — Pending Jun 16, 2025
19137645 VALVE DEVICE Nippon Thermostat Co., Ltd. NICHOLS, PHYLLIS M 3753 §102 Non-Final OA — Pending Jun 11, 2025
19231555 COMMERCIAL ACTIVITY SUPPORT SYSTEM Toyota Jidosha Kabushiki Kaisha GUILIANO, CHARLES A 3623 §101§102§103§112 Non-Final OA — Pending Jun 09, 2025
19136150 LIGHT SOURCE ARRANGEMENT FOR IMPROVED SENSITIVITY MEASUREMENTS OF AMBIENT LIGHT AND COLOR SENSORS AND METHOD FOR PROVIDING SUCH A LIGHT SOURCE ARRANGEMENT AMS-OSRAM AG WILLIAMS, DON J 2878 §102§103§112 Non-Final OA — Pending Jun 05, 2025
19228259 METHOD FOR DETERMINING INFORMATION BIT AND APPARATUS Huawei Technologies Co., Ltd. JACKSON, JAYLUN ARMAN §103 Non-Final OA — Pending Jun 04, 2025
19134211 ROTOR MAGNET AND BRUSHLESS MOTOR Mabuchi Motor Co., Ltd. SCHLAK, DANIEL KEITH 2834 §102§103 Final Rejection — Pending May 30, 2025
19222061 RESONATOR, FILTER, DYNAMIC ANTENNA ELEMENT, AND REMOTE RADIO UNIT Huawei Technologies Co., Ltd. OUTTEN, SAMUEL S §102§103 Non-Final OA — Pending May 29, 2025
19216854 CHILD SAFETY SEAT Wonderland Switzerland AG NELSON JR, MILTON §102§112Other Non-Final OA — Pending May 23, 2025
19211617 RESOURCE ALLOCATION SIGNALNG IN A WIRELESS LOCAL AREA NETWORK PREAMBLE Huawei Technologies Co., Ltd. SINKANTARAKORN, PAWARIS DP Non-Final OA — Pending May 19, 2025
19210287 MOTOR VEHICLE COMPONENT AND METHOD FOR ITS PRODUCTION BY HOT CUTTING BENTELER AUTOMOBILTECHNIK GMBH HOTCHKISS, MICHAEL WAYNE 3726 §103 Final Rejection 9d Pending May 16, 2025
19210025 COMMUNICATION METHOD AND COMMUNICATION APPARATUS Huawei Technologies Co., Ltd. FAROOQUI, QUAZI §102 Non-Final OA — Pending May 16, 2025
19208611 ROBOT CONTROL DEVICE AND ROBOT SYSTEM Fanuc Corporation FIGUEROA, JAIME §102§103 Non-Final OA — Pending May 15, 2025
19207361 ELECTRODE SHEET PROCESSING METHOD AND ELECTRODE SHEET MANUFACTURING DEVICE Jtekt Corporation TADAYYON ESLAMI, TABASSOM §103 Non-Final OA — Pending May 14, 2025
19207363 CAMERA FOOTAGE MANAGEMENT SYSTEM Toyota Jidosha Kabushiki Kaisha CHIN, MICHELLE §103 Non-Final OA — Pending May 14, 2025
19129389 SEAT AND ROCKING CHAIR INCLUDING THE SEAT Wonderland Switzerland AG SUE-AKO, ANDREW B. §102§103 Non-Final OA — Pending May 13, 2025
19205949 DISEMBARKING SUPPORT DEVICE AND NON-TRANSITORY STORAGE MEDIUM DENSO CORPORATION AN, IG TAI §103 Final Rejection — Pending May 12, 2025
19129016 BATTERY DEVICE Global Mobility Service Inc. YANG, JAMES J 2686 §102§103 Final Rejection — Pending May 11, 2025
19198607 COMMUNICATION METHOD, APPARATUS, AND SYSTEM Huawei Technologies Co., Ltd. TSANG, HENRY §101§102§103 Non-Final OA — Pending May 05, 2025
19116092 VISUAL ACUITY TRAINING SYSTEM, VISUAL ACUITY TRAINING METHOD, AND PROGRAM Juntendo Educational Foundation LAM, NELSON C 2627 §102§103§112 Final Rejection 8d overdue Pending May 02, 2025
19125557 THREADLIKE ADHESIVE STICKING APPARATUS AND METHOD OF STICKING THREADLIKE ADHESIVE Nitto Denko Corporation SELLS, JAMES D §102§103 Non-Final OA — Pending Apr 29, 2025
19189266 BATTERY CARRIER ARRANGEMENT FOR AN ELECTRIC VEHICLE BENTELER AUTOMOBILTECHNIK GMBH RESTIFO, JEFFREY J §102 Non-Final OA — Pending Apr 25, 2025

View all 906 →

Managing Hauptman Ham, LLP's Patent Prosecution?

IP Author helps law firms respond to office actions faster with AI-generated responses, examiner analytics, and prosecution intelligence.

Start Free Trial

Frequently Asked Questions

What is Hauptman Ham, LLP's patent allowance rate?

87.1% of resolved applications prosecuted by Hauptman Ham, LLP were allowed, across 38,626 applications in USPTO records.

How many office actions does Hauptman Ham, LLP average before allowance?

2.79 office actions per allowed application on average.

How many pending office actions does Hauptman Ham, LLP have?

906 pending office actions as of October 2026, for 206 clients, before 792 examiners in 269 art units.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month